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Timothy H

Series 66

New Castle, PA

LaSalle St. Investment Advisors, L.L.C.

Timothy Harrison is a financial advisor with LaSalle St. Investment Advisors, L.L.C., holding a Series 66 designation and four years of industry experience. He previously worked at The Alliance and McConkey Financial before joining Fennick Financial, where he is involved in insurance and investment services. Outside of his advisory role, Harrison occasionally speaks at local churches, drawing on his past work abroad as a clergy worker with the Christian and Missionary Alliances. LaSalle St. Investment Advisors serves a diverse client base including individuals, trusts, estates, and institutional clients, offering fee-based financial planning alongside both discretionary and non-discretionary portfolio management. The firm employs a range of investment strategies using mutual funds, ETFs, equities, fixed income, options, and alternative vehicles.

Active portfolio management Options & derivatives strategies Executive Founder/Business Owner
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Ted B

Series 63

Poland, OH

StoneX Advisors Inc.

Ted Baird is a Series 63 licensed financial advisor with 48 years of industry experience. He has been with StoneX Advisors Inc. since 2017 and also works with StoneX Securities Inc. since 2014. Outside of his advisory role, he is a licensed insurance agent involved in selling fixed annuities, life, and disability insurance through his separate business, TW Baird Financial Services. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations, offering portfolio management, financial planning, and consulting services. The firm utilizes a range of strategies including advisor-managed portfolios, proprietary models, and third-party money managers to meet client needs.

ESG / Sustainable investing
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Mandie H

Series 63, Series 65

Poland, OH

StoneX Advisors Inc.

Mandie Hiznay is a financial advisor at StoneX Advisors Inc. with 30 years of industry experience. She holds Series 63 and Series 65 licenses and has been with StoneX Advisors since 2015. In addition to her advisory role, she owns and operates an insurance agency. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, and consulting services through a combination of independent advisors and an in-house Private Client Group. The firm utilizes various platforms and model-based solutions to implement strategies and supports a range of account structures.

ESG / Sustainable investing
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Gregory L

CFP®, Series 63, Series 65

Grove City, PA

Vicus Capital, Inc.

Gregory Liszka is a CFP® with 18 years of experience in financial advising. He is currently affiliated with Vicus Capital, Inc. and has previously worked with Cetera and Strategic Lifestyle Advisors. Liszka also teaches a retirement planning class and serves on the board of Grove City Country Club. Vicus Capital provides investment management and financial planning services to individuals, businesses, trusts, and employee benefit plan sponsors. The firm utilizes a combination of fundamental and technical analysis with various model and separately managed strategies, emphasizing retirement-plan consulting and fiduciary services alongside broader investment solutions.

ESG / Sustainable investing Passive / index investing Tax-loss harvesting Private / alternative investments Religious/faith focused
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Bryan M

Series 66

Poland, OH

Eagle Strategies (NY Life)

Bryan Mersol is a financial advisor with Eagle Strategies (NY Life) and holds the Series 66 designation, with seven years of industry experience. He has worked in various capacities since 2015, including roles at Mersol Financial Solutions LLC and New York Life Insurance Company. Outside of his advisory work, he owns YourParanormal, a brand focused on paranormal investigation content across social media platforms. Eagle Strategies serves individual and institutional clients, providing financial planning, investment management, and retirement-plan advisory services. The firm offers tailored solutions through multiple program types and primarily manages assets on a non-discretionary basis within an integrated New York Life affiliate structure.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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Shawn S

CFP®, Series 66

New Castle, PA

Janney Montgomery Scott

Shawn Sauerwein is a CFP® with 24 years of industry experience, currently serving as a financial advisor at Janney Montgomery Scott in New Castle, PA. He has been with Janney Montgomery Scott since 2012. Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a wide range of clients, including individuals, families, trusts, estates, corporate and retirement plan sponsors, and municipal clients, offering brokerage services, financial planning, consulting, and advisory programs.

ESG / Sustainable investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Benjamin B

Series 66

Grove City, PA

Stratos Wealth Partners, Ltd

Benjamin Burkley is a financial advisor with LPL Financial and Stratos Wealth Partners, LTD, holding a Series 66 designation and 16 years of industry experience. He has worked at Stratos Wealth Partners and LPL Financial since 2017 and was previously with Hefren-Tillotson, Inc. from 2015 to 2017. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plans, banks, institutions, charities, and high-net-worth households, offering a variety of investment delivery options supported by an in-house research team and a broad platform that integrates advisory and brokerage services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Retired Executive
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Thomas M

Series 63, Series 66

New Castle, PA

Private Advisor Group, LLC

Thomas Masters is a financial advisor with Private Advisor Group, LLC, holding Series 63 and Series 66 credentials and bringing 46 years of industry experience. He has been with Private Advisor Group and affiliated with LPL Financial since 2014. Private Advisor Group, LLC is an SEC-registered advisory firm managing over $41 billion for more than 135,000 clients, including individuals, trusts, estates, charitable organizations, and corporate and retirement plans. The firm offers discretionary and non-discretionary portfolio management, financial planning, and access to third-party asset management programs, employing a range of investment strategies and supporting held-away account management through technology partnerships.

Retired Founder/Business Owner
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Brock C

Series 66

New Castle, PA

Janney Montgomery Scott

Brock Cheurco is a financial advisor at Janney Montgomery Scott with Series 66 credentials and two years of industry experience. His prior roles include positions at MassMutual and MML Investors Services, as well as work experience during his studies at Youngstown State University and the East Palestine Street Department. Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a wide range of clients, including individuals, families, trusts, estates, corporate and retirement plan sponsors, charitable organizations, and municipal entities, offering a variety of advisory and brokerage services supported by in-house and third-party portfolio management.

ESG / Sustainable investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Corey A

CFP®, PFS™, Series 65

New Castle, PA

Focus Partners Wealth, LLC

Corey Altman is a CFP® and PFS™ credentialed financial advisor with 13 years of industry experience. He is currently with Focus Partners Wealth, LLC and has previously worked at The Colony Group, LLC, Buckingham Asset Management, LLC, Arnett Carbis Toothman LLP, and A&F Financial Advisors LLC. Focus Partners Wealth, LLC provides wealth advisory and investment management services to individuals, high-net-worth families, family offices, retirement plans, institutions, and businesses. The firm emphasizes a long-term, tax- and fee-sensitive investment approach within an enhanced open architecture framework that combines active and passive strategies, separate account managers, private funds, mutual funds, and ETFs.

Private / alternative investments Options & derivatives strategies Active portfolio management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Dentist Executive Retired Established Professionals
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Cathleen B

Series 65, Series 63

Grove City, PA

OSAIC Institutions, INC.

Cathleen Beatrice is an investment adviser with OSAIC Institutions, Inc. holding Series 65 and Series 63 designations and 13 years of industry experience. She has worked at Mercer County State Bank since 2017 in a banking role that includes branch management. Her prior experience includes positions at Infinex Investments, Ristvey Investment Group, and Raymond James Financial Services. OSAIC Institutions, Inc. serves a broad client base including individuals, ERISA retirement plans, trusts, estates, and corporations, offering customized advisory services through a network of investment adviser representatives. The firm operates a hybrid adviser/broker-dealer structure and provides access to alternative investments, lending solutions, and third-party asset management.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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David G

Series 63, Series 65

New Castle, PA

GWN Securities Inc.

David Gettings is a financial advisor with GWN Securities Inc. in New Castle, PA, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked at GWN Securities since 2015 and has prior experience with Lawrence County, The Gettings Financial Group LLC, and as a CPA since 1992. Outside of advising, he is involved in multiple nonprofit and community activities, including serving as an advisor for the Albert P. Gettings Memorial Foundation, a board member for the Human Services Center, and founding the Gettings Leadership Centers, which focus on teaching honor, respect, and values. GWN Securities is an SEC-registered investment adviser and broker-dealer serving individual and business clients through a large network of advisors. The firm offers discretionary managed accounts, financial planning, and access to third-party sub-advisers and model portfolios, employing a range of investment strategies including legacy market-timing and momentum approaches.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Retirement withdrawal strategies Founder/Business Owner
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Matthew P

CFP®, Series 66

New Castle, PA

MAI Capital Management, LLC

Matthew Pruitt is a CFP®-certified financial advisor at MAI Capital Management, LLC with nine years of industry experience. His previous roles include positions at WCG Wealth Advisors, Treloar & Heisel, Citizens Securities, Bank of America, Merrill, and PNC Bank. MAI Capital Management, LLC provides investment management, wealth management, retirement plan consulting, and family-office services to a diverse client base, including high-net-worth individuals, families, sports professionals, trusts, and institutional clients. The firm offers a range of portfolio strategies and integrates financial planning and tax services within client relationships, managing $72.3 billion in assets as of May 31, 2026.

Private / alternative investments Business exit / sale strategy Trust structures (GRAT, IDGT, revocable) Tax strategies for small businesses Founder/Business Owner
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Philip S

CFP®, Series 63, Series 66

New Castle, PA

OSAIC Institutions, INC.

Philip Springirth is a CFP® professional with 19 years of industry experience, currently advising at OSAIC Institutions, INC. He has worked at First Commonwealth Bank since 2019 and was previously with LPL Financial, LLC from 2016 to 2019. Outside of his advisory role, he serves on the endowment committee of his church. OSAIC Institutions, INC. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a large network of advisers. The firm provides customized advisory services and operates a hybrid adviser/broker-dealer model that supports discretionary and non-discretionary accounts alongside access to alternative investments and lending solutions.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Cathaleen F

Series 65, Series 63

Grove City, PA

OSAIC Institutions, INC.

Cathaleen Finn is a financial advisor at OSAIC Institutions, Inc. with 11 years of industry experience. She holds Series 65 and Series 63 licenses and has worked at firms including Infinex Investments, Inc., Mercer County State Bank, and The Huntington National Bank. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments while operating a hybrid adviser/broker-dealer model with both discretionary and non-discretionary accounts.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Brittany S

CFP®, Series 66

New Castle, PA

NEwEdge Advisors

Brittany Shaker is a CFP® with 17 years of industry experience, currently serving as an investment advisor representative at NewEdge Advisors. She has previously worked at Ameriprise Financial Services and holds roles with Mid Atlantic Financial Management, Tempus Advisory Group, and B McFarland Inc. In addition to her advisory work, she is a licensed insurance agent. NewEdge Advisors serves a diverse client base including individuals, trusts, pension plans, corporations, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management through a wrap fee program that integrates asset management with financial planning, employing a variety of analytic approaches and regular portfolio reviews.

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Kristine J

Series 63, Series 66

New Castle, PA

The huntington Investment company

Kristine Johnson is a financial advisor with The Huntington Investment Company and holds Series 63 and Series 66 licenses. She has 15 years of industry experience, including roles at LPL Financial and FirstMerit Bank. Johnson has been with The Huntington Investment Company since 2017. The Huntington Investment Company, operating as Huntington Financial Advisors, serves individuals, charitable organizations, corporations, and other business entities with advisory and brokerage services. The firm employs an open-architecture model combining third-party sub-managers and proprietary private bank offerings, providing wrap-fee programs through the Envestnet MAS platform.

ESG / Sustainable investing Active portfolio management Tax-loss harvesting
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Melissa C

Series 66

Struthers, OH

Empower Advisory Group

Melissa Cox is a Series 66-licensed financial advisor with 17 years of industry experience. She currently works at Empower Advisory Group and Empower Financial Services, having previously held roles at Ameriprise Financial and Purshe Kaplan Sterling Investments. Outside of her advisory role, she owns and operates two investment-related holding companies focused on buying and selling real estate. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to Empower Premier IRA and retail brokerage clients. The firm’s services emphasize long-term portfolio returns and are integrated with Empower’s recordkeeping and administrative platforms.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Robert D

Series 66

New Castle, PA

The huntington Investment company

Robert Deemer is a financial advisor at The Huntington Investment Company with eight years of industry experience. He holds a Series 66 designation and previously worked at Edward Jones and Ameriprise. Outside of advisory work, he serves as a part-owner of an apartment complex and participates in quarterly board meetings. The Huntington Investment Company serves individuals, charitable organizations, corporations, and other entities with advisory and brokerage services. The firm offers multiple wrap-fee programs through an open-architecture model that combines third-party and affiliate investment strategies.

ESG / Sustainable investing Active portfolio management Tax-loss harvesting
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Keith W

Series 63, Series 65

New Castle, PA

Equity Services, inc.

Keith Wells is a financial advisor with Equity Services, Inc., holding Series 63 and Series 65 licenses and nine years of industry experience. His prior roles include positions at National Life Group, Prudential Insurance Company of America, PRUCO Securities, LLC, Equitable Advisors, and Axa Advisors, LLC. He is also active as an insurance agent. Equity Services, Inc. (doing business as ESI Financial Advisors) provides financial planning, consulting, and asset management services to a diverse client base, including individuals, corporations, trusts, estates, charitable organizations, and employer retirement plans. The firm combines multiple advisory platforms and third-party managers, offering a mix of long-term strategies and options for shorter-term trading.

Retirement plans for business owners (SEP, solo 401k) Options & derivatives strategies Income planning Founder/Business Owner Retired Executive
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