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Robert S

Series 63, Series 65

Dunmore, PA

Capstone Wealth Management Group, LLC

Robert Schultz is a financial advisor with Capstone Wealth Management Group, LLC in Dunmore, PA, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. He has worked at LPL Financial and Capstone Wealth Management Group since 2016. Outside of his advisory role, Schultz serves as an assistant junior high softball coach in the Tunkhannock School District and is the sole member and owner of Spruce Street Enterprises LLC. Capstone Wealth Management Group provides investment advisory services to individuals, families, trusts, businesses, and charitable organizations. The firm employs a long-term strategic asset allocation approach combined with tactical overlays, utilizing fundamental analysis to select low-cost mutual funds, ETFs, and individual securities while offering comprehensive wealth management and retirement plan advisory services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Professional Athlete
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Barbara G

Series 65

Tunkhannock, PA

Stone House Investment Management, LLC

Barbara Grimaud is a financial advisor with Stone House Investment Management, LLC, holding a Series 65 designation and seven years of industry experience. Prior to joining Stone House in 2018, she worked for the U.S. Federal Court of the Middle District of Pennsylvania and maintains a legal practice through the Law Office of Barbara R. Grimaud. She is also a member of Rock Ledge Quarries, LLC, where she serves in an of counsel role. Stone House Investment Management provides investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, corporations, and other advisers. The firm combines low-cost, index-style ETF allocations with actively managed strategies and offers customizable portfolios managed directly or through sub-advisers.

Retirement income strategy Income planning Active portfolio management Concentrated stock management Retired Founder/Business Owner Executive
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Sean D

Series 66

Scranton, PA

Alliance Wealth Advisors, LLC

Sean Dempsey is a financial advisor at Alliance Wealth Advisors, LLC in Scranton, PA, holding a Series 66 designation with three years of industry experience. His prior experience includes roles at Bank of America, Merrill, and Wayne Bank. Outside of finance, he has worked at Elmhurst Country Club for six years. Alliance Wealth Advisors provides wealth management, financial planning, and investment advisory services to individuals, business owners, and retirement plans. The firm employs a goals-based, comprehensive planning approach with customized asset allocations, risk analytics, and a range of investment strategies, while also offering retirement plan consulting and investor education programs.

Business succession planning Charitable giving & philanthropy Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Jude M

CFP®, Series 66

Scranton, PA

Alliance Wealth Advisors, LLC

Jude Mcdonough is a CFP® professional with 20 years of experience in the financial services industry. He has worked at Alliance Wealth Advisors, LLC since 2019 and previously held roles at LPL Financial LLC and INVEST Financial Corp. Alliance Wealth Advisors provides wealth management, financial planning, and investment advisory services to individuals, business owners, and retirement plans. The firm employs a goals-based planning process and utilizes risk analytics and diverse investment strategies, including options and fixed-income portfolios, to serve its clients.

Business succession planning Charitable giving & philanthropy Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Philip G

Series 63, Series 65

Clark's Summit, PA

1st Financial Investment, Inc.

Philip Goldstein is a financial advisor with 42 years of industry experience, currently serving at 1st Financial Investment, Inc. He holds Series 63 and Series 65 credentials and has been with 1st Financial Investment since 2016. Goldstein is involved in multiple business activities, including consulting on Social Security and college planning, as well as marketing life insurance for bariatric patients. He is also affiliated with the Society for Financial Awareness as a consultant and educator. 1st Financial Investment, Inc. provides personalized financial planning and investment management services to individuals, pension and profit-sharing plans, trusts, estates, and small businesses. The firm employs a core-and-satellite asset allocation strategy that combines passive index funds and ETFs with active management, delivering advice on a non-discretionary basis while monitoring third-party managers for adherence to client strategies.

General tax planning College savings (529s, UTMA, etc.) Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Retired
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Benjamin R

Series 65

Tunkhannock, PA

Stone House Investment Management, LLC

Benjamin Robinson is a financial advisor with Stone House Investment Management, LLC, holding a Series 65 credential and five years of industry experience. He has been with Stone House since 2020. Outside of finance, he is a sponsored athlete for Deckers Brands, representing their outdoor brand in national and international running competitions. Stone House Investment Management provides discretionary investment management and modular financial planning to individuals, trusts, estates, charitable organizations, corporations, and other advisers. The firm manages a diverse range of strategies and utilizes active trading techniques, overseeing approximately $842 million in discretionary assets as of the end of 2025.

Retirement income strategy Income planning Active portfolio management Concentrated stock management Retired Founder/Business Owner Executive
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Todd M

Series 65

Tunkhannock, PA

Stone House Investment Management, LLC

Todd Monahan Jr. is a financial advisor at Stone House Investment Management, LLC with two years of industry experience. He holds a Series 65 designation and has worked previously with The Arc of NEPA and the University of Scranton. Stone House provides discretionary investment management and modular financial planning to individuals, trusts, estates, charitable organizations, corporations, and other advisers. The firm employs a range of model and separately managed strategies and uses active trading techniques, managing over $840 million in discretionary assets.

Retirement income strategy Income planning Active portfolio management Concentrated stock management Retired Founder/Business Owner Executive
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Michael P

CFA®, Series 63, Series 65

Jessup, PA

Integrated Capital Management, Inc.

Michael Paciotti is a CFA® charterholder and holds Series 63 and Series 65 licenses. He has 21 years of industry experience and has been with Integrated Capital Management, Inc. since 2009. Integrated Capital Management, Inc. provides discretionary investment management and retirement-plan advisory services to individual and institutional clients, including high-net-worth individuals, trusts, charitable organizations, and government agencies. The firm uses a contrarian, valuation-driven approach with quantitative models and proprietary strategies, offering a range of tactical and tax-sensitive ETF-based portfolios as well as services to other advisers and municipal clients.

ESG / Sustainable investing Tax-loss harvesting
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Kirk L

Series 65

Tunkhannock, PA

Stone House Investment Management, LLC

Kirk Lunger is a financial advisor at Stone House Investment Management, LLC with 12 years of industry experience. He holds a Series 65 designation and has been associated with Stone House since 2014. He also owns Lunger Financial, LLC, which provides financial advisory services to Stone House clients. Stone House Investment Management offers investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, corporations, and other advisers. The firm employs a blend of low-cost, index-style ETF allocations and actively managed strategies, providing customizable portfolios managed directly or through sub-advisers.

Retirement income strategy Income planning Active portfolio management Concentrated stock management Retired Founder/Business Owner Executive
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Christopher R

CFP®, Series 66

Scranton, PA

Alliance Wealth Advisors, LLC

Christopher Ross is a CFP® with 22 years of industry experience. He has worked at Alliance Wealth Advisors, LLC since 2017 and previously held roles at Financial Services International Corp, Wells Fargo Clearing, and Wells Fargo Advisors LLC. Alliance Wealth Advisors is a team-based registered investment adviser serving individuals, including high-net-worth clients, business owners, trusts, and retirement plans. The firm uses a goals-based financial planning process and offers discretionary investment management with risk-based strategies, option implementations, and retirement-plan fiduciary services.

Business succession planning Charitable giving & philanthropy Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Peter S

Series 66, Series 65

Jessup, PA

Integrated Capital Management, Inc.

Peter Seyler is a financial advisor at Integrated Capital Management, Inc. He holds Series 65 and Series 66 licenses and has 13 years of industry experience. His prior work includes roles at US Employee Benefits Services Group, Growth Coach Allentown, and Guardian Life Insurance Company. Integrated Capital Management provides discretionary portfolio management and model-portfolio services to individual, high-net-worth, and institutional clients, including pension plans and government agencies. The firm employs a contrarian, valuation-based investment approach using quantitative models and offers various tactical model series alongside a closed-end fund trading strategy.

ESG / Sustainable investing Tax-loss harvesting
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Richard C

Series 66

Clarks Green, PA

Capstone Wealth Management Group, LLC

Richard Condeelis Jr. is a Series 66-licensed financial advisor at Capstone Wealth Management Group, LLC with nine years of industry experience. He has worked at Capstone since 2017 and has been affiliated with LPL Financial for over ten years. Outside of his advisory roles, he is involved with BRCK Partners LLC, engaging in property management and real estate rental activities. Capstone Wealth Management Group provides investment advisory services to individuals, families, trusts, estates, businesses, charitable organizations, and retirement plans. The firm offers comprehensive wealth management, financial planning, and retirement plan advisory services, employing a long-term strategic asset allocation combined with tactical portfolio adjustments using fundamental analysis.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Professional Athlete
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Bryan K

CFP®, Series 63, Series 65

Dunmore, PA

Capstone Wealth Management Group, LLC

Bryan Kupchik is a Certified Financial Planner® with 28 years of industry experience. He is a principal at Capstone Wealth Management Group, LLC, where he has worked since 2016, following a tenure at LPL Financial. Capstone Wealth Management Group serves individuals, high-net-worth clients, families, trusts, estates, businesses, charitable organizations, and retirement plans by providing comprehensive wealth management and financial planning services. The firm employs a long-term strategic asset allocation approach augmented by tactical adjustments, using fundamental analysis to select low-cost mutual funds, ETFs, and individual securities.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Professional Athlete
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Charles G

Series 63

Clark's Summit, PA

1st Financial Investment, Inc.

Charles Galat Jr. is a financial advisor with 22 years of industry experience, currently serving at 1st Financial Investment, Inc. He holds a Series 63 designation and has a professional background that includes ownership and leadership of Galat & Company, P.C., a CPA and accounting firm. In addition to his financial advisory role, Galat is involved in bookkeeping and ownership interests in several healthcare-related entities including Bonaham Nursing & Rehabilitation Center and Beyond Addition Recovery & Treatment Center. 1st Financial Investment, Inc. provides personalized financial planning and investment management services to individuals, pension and profit-sharing plans, trusts, estates, and small businesses. The firm employs a strategic core-and-satellite asset-allocation approach, combining passive index funds and ETFs with active management, while maintaining a non-discretionary role where clients retain final trading authority.

General tax planning College savings (529s, UTMA, etc.) Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Retired
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Kathryn J

Series 66

Tunkhannock, PA

Stone House Investment Management, LLC

Kathryn Johnston is a financial advisor at Stone House Investment Management, LLC with five years of industry experience. She holds the Series 66 designation and has worked at multiple firms, including LPL Financial LLC, Citizens & Northern Bank, and Equitable Advisors. Stone House Investment Management provides discretionary investment management and modular financial planning to individuals, trusts, estates, charitable organizations, corporations, and other advisers. The firm utilizes a range of model and separately managed strategies and offers specialty solutions such as third-party manager oversight and custom portfolio management.

Retirement income strategy Income planning Active portfolio management Concentrated stock management Retired Founder/Business Owner Executive
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John B

Series 65

Tunkhannock, PA

Stone House Investment Management, LLC

John Burke is a financial advisor with Stone House Investment Management, LLC in Tunkhannock, PA, holding a Series 65 designation and 17 years of industry experience. He has been involved with Burke Enterprises, LLC and Stone House Investment Management since 2008. Outside of his advisory role, he serves as a director for Stone House Tax, Business & Municipal Accounting, LLC, providing business direction and guidance. Stone House Investment Management provides investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, corporations, and other advisers. The firm blends low-cost, index-style ETF allocations with actively managed strategies and offers discretionary portfolio management, modular planning, and various account platforms.

Retirement income strategy Income planning Active portfolio management Concentrated stock management Retired Founder/Business Owner Executive
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Michael C

Series 66

Tunkhannock, PA

Stone House Investment Management, LLC

Michael Cravath is a financial advisor at Stone House Investment Management, LLC with seven years of industry experience. He holds a Series 66 designation and has worked previously at Merrill and Cintas. Stone House Investment Management provides discretionary investment management and modular financial planning to individual clients, trusts, estates, charitable organizations, corporations, and other advisers. The firm offers a range of model and separately managed strategies, including the use of third-party money managers and specialty solutions, managing over $840 million in discretionary assets.

Retirement income strategy Income planning Active portfolio management Concentrated stock management Retired Founder/Business Owner Executive
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Richard W

Clark's Summit, PA

1st Financial Investment, Inc.

Richard Weintraub is an advisor with 1st Financial Investment, Inc. He has over three years of experience in financial advising and previously practiced law for more than two decades as Richard Weintraub, Esq. His background includes roles at Simplicity Group and affiliated entities within the 1st Financial structure. 1st Financial Investment, Inc. provides personalized financial planning and investment management to individuals, pension plans, trusts, estates, and small businesses. The firm employs a core-and-satellite asset-allocation strategy that uses passive index funds and ETFs alongside active management, delivering advice on a non-discretionary basis.

General tax planning College savings (529s, UTMA, etc.) Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Retired
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Christine S

Series 63

Tunkhannock, PA

Stone House Investment Management, LLC

Christine Slusark is a financial advisor with Stone House Investment Management, LLC, holding a Series 63 designation and 15 years of industry experience. She has been with Stone House since 2010. Christine is also a licensed life insurance producer. Stone House Investment Management provides investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, corporations, and other advisers. The firm combines low-cost, index-style ETF allocations with actively managed strategies and offers discretionary portfolio management, modular financial planning, and third-party money manager selection.

Retirement income strategy Income planning Active portfolio management Concentrated stock management Retired Founder/Business Owner Executive
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Chelsea B

CFP®, Series 63, Series 65

Waverly Township, PA

Opal Wealth Advisors, LLC

Chelsea Barrows is a CFP® professional with 15 years of industry experience. She is currently with Opal Wealth Advisors, LLC and has previously worked at Facet Wealth, CUSO Financial Services dba PenFed Wealth Management, and Axa. She serves as a board member for the NEPA Youth Shelter and the Oak Glen HOA. Opal Wealth Advisors is a team-based registered investment adviser serving individuals, families, high-net-worth clients, and retirement plans with comprehensive financial planning and portfolio management. The firm manages approximately $1.24 billion in assets, offering tailored portfolios through mutual funds, ETFs, bonds, and independent managers, along with educational seminars and extensive client outreach.

Wealth management ESG / Sustainable investing Private / alternative investments Executive Founder/Business Owner Women Professionals
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