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Donald D

Series 66

Conway, AR

Stratos Wealth Partners, Ltd

Donald Dietz is a financial advisor with Stratos Wealth Partners, Ltd in Conway, Arkansas, holding a Series 66 designation and 17 years of industry experience. He has been with Stratos Wealth Partners and LPL Financial since 2013. Dietz also serves as an agent for term life insurance policies through Transamerica. Stratos Wealth Partners, Ltd is an SEC-registered enterprise wealth management firm with approximately $18.6 billion in assets under management, serving over 24,000 clients through about 366 advisors. The firm offers a range of advisor-managed and model portfolios alongside comprehensive financial planning and retirement plan consulting, operating with an open-architecture approach that integrates multiple external platforms and tools.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Retired Executive
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Kevin L

Series 66

Conway, AR

Benjamin F. Edwards & Company, Inc.

Kevin Leach is a financial advisor with Benjamin F. Edwards & Company, Inc., holding a Series 66 designation and 24 years of industry experience. He previously worked at Wells Fargo Clearing and Wells Fargo Advisors LLC. Outside of his advisory role, he is involved in property management and commercial real estate through his ownership interests in Leach Properties LLC and Leach Crum and Deal Investments LLC. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs and investment strategies that include both firm-developed and third-party models.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Teresa A

Series 66

Conway, AR

Independent Advisor Alliance, LLC

Teresa Arrigo is a financial advisor with Independent Advisor Alliance, LLC, holding a Series 66 designation and 10 years of industry experience. She has worked at GenWealth Financial Advisors, LLC since 2017 and LPL Financial, LLC since 2015. Beyond her advisory work, she performs tax preparation and accounting services for a small business owner and is employed outside the investment field by Pulaski County Special School District. Independent Advisor Alliance serves a broad range of clients, including individuals, small businesses, charitable organizations, and retirement plans. The firm provides asset management, financial planning, and retirement plan consulting, using discretionary and non-discretionary portfolio management strategies along with technology platforms to support client services.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Tax strategies for small businesses Founder/Business Owner Retired
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Jamie T

Series 63, Series 65

Conway, AR

Money Concepts Capital Corp

Jamie Taber is a financial advisor with Money Concepts Capital Corp, holding Series 63 and Series 65 designations and bringing 27 years of industry experience. His prior roles include positions at OSAIC, Securities America Advisors, Summit Financial Group, and Knight Investments Group. Outside of his advisory work, he owns a photography business, Diamond J Action Photos, and serves as a notary public. Money Concepts Advisory Service provides investment advisory, financial planning, and consulting services to a diverse clientele, including individuals, pension plans, trusts, and corporations. The firm employs model-driven and asset-allocation strategies, offering both discretionary and non-discretionary programs supported by third-party managers and robust platform technology.

Annuities College savings (529s, UTMA, etc.) Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retired Founder/Business Owner Executive
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David D

Series 66

Conway, AR

Money Concepts Capital Corp

David De Rosa is a financial advisor with Trutoro in Conway, Arkansas, holding a Series 66 designation and seven years of industry experience. His prior roles include positions at Money Concepts Capital Corp., Level Four Advisory Services, and LPL Financial, among others. Outside of his advisory work, he is involved with The Call Forum, a sales training LLC. Trutoro provides portfolio management and financial planning services to individuals, families, foundations, and other entities, managing approximately $130 million in client assets. The firm employs a proactive, risk-aware investment approach using a range of asset classes and analytical methods, and also offers access to third-party money manager services.

Annuities College savings (529s, UTMA, etc.) Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retired Founder/Business Owner Executive
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Laura H

Series 66

Conway, AR

Benjamin F. Edwards & Company, Inc.

Laura Holder is a financial advisor at Benjamin F. Edwards & Company, Inc. with 23 years of industry experience. She has held positions at Wells Fargo Clearing and Wells Fargo Advisors LLC prior to joining her current firm. Holder holds a Series 66 designation. Benjamin F. Edwards & Company provides investment advice and related services to individual investors, retirement plans, trusts, estates, and corporate clients. The firm offers a combination of model-based and customized strategies, including mutual funds, ETFs, separately managed accounts, and a Unified Managed Account, with ongoing due diligence and portfolio rebalancing.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Chad R

Series 63, Series 65

Conway, AR

Independent Advisor Alliance, LLC

Chad Roller is a financial advisor with Independent Advisor Alliance, LLC, holding Series 63 and Series 65 licenses and having 19 years of industry experience. His prior work includes roles at LPL Financial, GenWealth Financial Advisors, ProEquities, Inc., and Gordon Financial. He also provides financial planning and investment advisory services through GenWealth Financial Advisors, an independent investment advisor firm. Independent Advisor Alliance serves a broad range of clients including individuals, small businesses, charitable organizations, and retirement plans. The firm offers asset management, financial planning, and retirement plan consulting using both discretionary and non-discretionary portfolio management strategies, leveraging multiple analytical approaches and technology platforms.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Tax strategies for small businesses Founder/Business Owner Retired
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Gary S

Series 66

Conway, AR

Money Concepts Capital Corp

Gary Seibel Jr. is a financial advisor at Money Concepts Capital Corp with 16 years of industry experience. He holds a Series 66 designation and previously worked at Veritas Independent Partners, LLC for 11 years. In addition to his advisory role, he serves in the Little Rock Fire Department and is involved with several nonprofits supporting veterans, first responders, and burn survivors. Money Concepts Capital Corp is an enterprise advisory firm with approximately 431 advisors managing over $3 billion for nearly 14,700 clients. The firm offers portfolio management, financial planning, and consulting services through a variety of managed programs that utilize fundamental and technical analysis alongside modern portfolio theory.

Annuities College savings (529s, UTMA, etc.) Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retired Founder/Business Owner Executive
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Mitchum T

Series 63, Series 65

Conway, AR

Money Concepts Capital Corp

Mitchum Tapson is a financial advisor at Money Concepts Capital Corp with 17 years of industry experience. He previously worked for Veritas Independent Partners, LLC for 11 years. Outside of his advisory role, he serves as pastor of Hillcrest Community Church in Little Rock, Arkansas. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting to individuals, pension and profit-sharing plans, trusts, charitable organizations, and corporations. The firm utilizes a mix of model portfolios, adviser-designed portfolios, and third-party sub-advisers, applying fundamental and technical analysis along with modern portfolio theory.

Annuities College savings (529s, UTMA, etc.) Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retired Founder/Business Owner Executive
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William L

Series 66

Conway, AR

Mass Mutual Investors Services

William Lindsey is a financial advisor with Mass Mutual Investors Services, holding a Series 66 designation and beginning his career in 2026. Before entering the financial industry, he worked in education at several high schools. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers, offering financial planning, asset management, and educational programs.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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John B

Series 65

Conway, AR

Cetera

John Brock is a financial advisor with Cetera, holding a Series 65 designation and beginning his advisory career in 2025. He has experience as a partner at Landmark, PLC Certified Public Accountants, where he manages client relationships and audit work. Outside of his advisory role, he is involved in managing a family real estate investment entity, Brock Family Properties, LLC. Cetera Investment Advisers LLC is an SEC-registered firm serving a wide range of clients including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers various portfolio management and financial planning services through a multi-manager platform with access to both affiliated and third-party investment managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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John A

Series 65

Conway, AR

Cetera

John Albritton is a Series 65 licensed advisor with Cetera who has one year of experience in financial advising. He has a longstanding career at Landmark PLC, CPAs, where he has worked since 2006 as a CPA and partner, managing the Bond Arbitrage Services Department and overseeing the firm’s Conway location. Outside of his professional duties, Albritton serves as Board Secretary for the Conway First Church of the Nazarene and as Treasurer of the Conway Noon Rotary Club. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base that includes individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with various investment program options and manages over $256 billion in assets through a nationwide network of more than 10,000 advisors.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Granger D

Series 63, Series 65

Conway, AR

Edward Jones

Granger Davis is a financial advisor with Edward Jones in Conway, Arkansas, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. He has worked at Edward Jones since 2000 and also has prior experience with Firstar Investment Services. Outside of his advisory role, Davis serves as an elder at Redeemer Church in Terre Haute, Indiana. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and charitable organizations. The firm offers a range of advisory strategies and affiliated investment products, with a nationwide network of over 23,000 financial advisors and more than $1 trillion in assets under management.

General retirement planning Retired Founder/Business Owner Executive
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Abbie G

Series 66

Vilonia, AR

Cetera

Abbie Gordon is a financial advisor with Cetera, holding a Series 66 license and five years of industry experience. Prior to joining Cetera, she worked at Concourse Financial Group Securities Inc and Stephens Inc. She also operates Gordon Financial Services Inc, providing life and annuity insurance product sales and support to other licensed associates. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with various portfolio management options and has over 10,000 advisors managing more than $256 billion in assets.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Jennifer S

Series 66

Conway, AR

LPL Enterprise

Jennifer Sutterfield is a financial advisor with LPL Enterprise in Conway, Arkansas, holding a Series 66 designation and one year of industry experience. She previously worked at Crum & Forster Insurance for nine years and operated J&J Sutterfield LLC for fourteen years. Outside of advising, she is employed with Jackson Hewitt and owns a property and casualty business, Assets Strategies of Arkansas. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, model portfolio programs, third-party asset management, and a range of brokerage and insurance products supported by an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Jeremiah C

Series 66

Conway, AR

Ameriprise

Jeremiah Cascairo is a financial advisor at Ameriprise with 12 years of industry experience. He holds a Series 66 designation and has worked at Ameriprise since 2017, following four years at Edward Jones. Outside of his advisory role, he owns and operates a commercial real estate business and manages a limited liability company for his business activities. Ameriprise provides retirement-income planning services primarily for clients approaching or in retirement with substantial investable assets, combining research, modeling, and tax-efficient strategies to deliver personalized recommendation reports through a centralized consulting team.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Chris M

Series 63, Series 66

Conway, AR

Edward Jones

Chris Masters is a financial advisor at Edward Jones with 21 years of industry experience. He has held Series 63 and Series 66 licenses and has been with Edward Jones since 2004. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, including households across the wealth spectrum, pension and profit-sharing plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets under management through a nationwide network of financial advisors and branch offices, offering a range of discretionary and non-discretionary investment strategies along with affiliated mutual funds and fiduciary advisory services.

Charitable giving & philanthropy Retirement income strategy Business ownership considerations Business exit / sale strategy Multi-generational wealth transfer Founder/Business Owner Intergenerational Families
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Adam X

Series 66

Conway, AR

Ameriprise

Adam Xaysuda is a financial advisor at Ameriprise in Conway, Arkansas, holding a Series 66 designation with one year of industry experience. Prior to joining Ameriprise, he worked at Northwestern Mutual and Criswell Wealth Management, and spent over a decade at Verizon. Outside of advising, he is involved in coaching athletes through his ownership of TriAXelite Coaching, LLC, serves as treasurer on the board of Prodigal Heroes, and is president of the Maumelle Lions Club. Ameriprise offers retirement-income planning services targeting individuals with substantial investable assets, combining research, modeling, and tax-efficiency analysis to provide personalized, written recommendations. The firm operates as a large institutional provider, delivering a broad range of advisory, brokerage, and insurance solutions.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Bryan L

Series 66

Conway, AR

LPL Financial

Bryan Lawrence is a financial advisor with LPL Financial, holding a Series 66 designation and 18 years of industry experience. He previously worked at Ameriprise Financial Services and Investment Professionals Inc. Bryan is based in Conway, Arkansas. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual clients, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers diverse advisory programs, financial planning, and retirement plan consulting, utilizing model portfolios, research, and both discretionary and non-discretionary management approaches.

College savings (529s, UTMA, etc.)
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Gregory P

Series 63, Series 66

Conway, AR

LPL Financial

Gregory Pillow is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and 27 years of industry experience. He worked at Proequities, Inc. from 2010 to 2018 before joining LPL Financial. Outside of his advisory work, he owns a home-based business focused on growing produce and raising livestock including chickens, beef, quail, and pork. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individual clients, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of financial planning and advisory programs supported by model portfolios, third-party research, and technologies such as machine learning.

College savings (529s, UTMA, etc.)
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