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Robert S

Series 63, Series 65

Dunmore, PA

Capstone Wealth Management Group, LLC

Robert Schultz is a financial advisor with Capstone Wealth Management Group, LLC in Dunmore, PA, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. He has worked at LPL Financial and Capstone Wealth Management Group since 2016. Outside of his advisory role, Schultz serves as an assistant junior high softball coach in the Tunkhannock School District and is the sole member and owner of Spruce Street Enterprises LLC. Capstone Wealth Management Group provides investment advisory services to individuals, families, trusts, businesses, and charitable organizations. The firm employs a long-term strategic asset allocation approach combined with tactical overlays, utilizing fundamental analysis to select low-cost mutual funds, ETFs, and individual securities while offering comprehensive wealth management and retirement plan advisory services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Professional Athlete
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Sean D

Series 66

Scranton, PA

Alliance Wealth Advisors, LLC

Sean Dempsey is a financial advisor at Alliance Wealth Advisors, LLC in Scranton, PA, holding a Series 66 designation with three years of industry experience. His prior experience includes roles at Bank of America, Merrill, and Wayne Bank. Outside of finance, he has worked at Elmhurst Country Club for six years. Alliance Wealth Advisors provides wealth management, financial planning, and investment advisory services to individuals, business owners, and retirement plans. The firm employs a goals-based, comprehensive planning approach with customized asset allocations, risk analytics, and a range of investment strategies, while also offering retirement plan consulting and investor education programs.

Business succession planning Charitable giving & philanthropy Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Jude M

CFP®, Series 66

Scranton, PA

Alliance Wealth Advisors, LLC

Jude Mcdonough is a CFP® professional with 20 years of experience in the financial services industry. He has worked at Alliance Wealth Advisors, LLC since 2019 and previously held roles at LPL Financial LLC and INVEST Financial Corp. Alliance Wealth Advisors provides wealth management, financial planning, and investment advisory services to individuals, business owners, and retirement plans. The firm employs a goals-based planning process and utilizes risk analytics and diverse investment strategies, including options and fixed-income portfolios, to serve its clients.

Business succession planning Charitable giving & philanthropy Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Philip G

Series 63, Series 65

Clark's Summit, PA

1st Financial Investment, Inc.

Philip Goldstein is a financial advisor with 42 years of industry experience, currently serving at 1st Financial Investment, Inc. He holds Series 63 and Series 65 credentials and has been with 1st Financial Investment since 2016. Goldstein is involved in multiple business activities, including consulting on Social Security and college planning, as well as marketing life insurance for bariatric patients. He is also affiliated with the Society for Financial Awareness as a consultant and educator. 1st Financial Investment, Inc. provides personalized financial planning and investment management services to individuals, pension and profit-sharing plans, trusts, estates, and small businesses. The firm employs a core-and-satellite asset allocation strategy that combines passive index funds and ETFs with active management, delivering advice on a non-discretionary basis while monitoring third-party managers for adherence to client strategies.

General tax planning College savings (529s, UTMA, etc.) Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Retired
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Michael P

CFA®, Series 63, Series 65

Jessup, PA

Integrated Capital Management, Inc.

Michael Paciotti is a CFA® charterholder and holds Series 63 and Series 65 licenses. He has 21 years of industry experience and has been with Integrated Capital Management, Inc. since 2009. Integrated Capital Management, Inc. provides discretionary investment management and retirement-plan advisory services to individual and institutional clients, including high-net-worth individuals, trusts, charitable organizations, and government agencies. The firm uses a contrarian, valuation-driven approach with quantitative models and proprietary strategies, offering a range of tactical and tax-sensitive ETF-based portfolios as well as services to other advisers and municipal clients.

ESG / Sustainable investing Tax-loss harvesting
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Christopher R

CFP®, Series 66

Scranton, PA

Alliance Wealth Advisors, LLC

Christopher Ross is a CFP® with 22 years of industry experience. He has worked at Alliance Wealth Advisors, LLC since 2017 and previously held roles at Financial Services International Corp, Wells Fargo Clearing, and Wells Fargo Advisors LLC. Alliance Wealth Advisors is a team-based registered investment adviser serving individuals, including high-net-worth clients, business owners, trusts, and retirement plans. The firm uses a goals-based financial planning process and offers discretionary investment management with risk-based strategies, option implementations, and retirement-plan fiduciary services.

Business succession planning Charitable giving & philanthropy Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Peter S

Series 66, Series 65

Jessup, PA

Integrated Capital Management, Inc.

Peter Seyler is a financial advisor at Integrated Capital Management, Inc. He holds Series 65 and Series 66 licenses and has 13 years of industry experience. His prior work includes roles at US Employee Benefits Services Group, Growth Coach Allentown, and Guardian Life Insurance Company. Integrated Capital Management provides discretionary portfolio management and model-portfolio services to individual, high-net-worth, and institutional clients, including pension plans and government agencies. The firm employs a contrarian, valuation-based investment approach using quantitative models and offers various tactical model series alongside a closed-end fund trading strategy.

ESG / Sustainable investing Tax-loss harvesting
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Richard C

Series 66

Clarks Green, PA

Capstone Wealth Management Group, LLC

Richard Condeelis Jr. is a Series 66-licensed financial advisor at Capstone Wealth Management Group, LLC with nine years of industry experience. He has worked at Capstone since 2017 and has been affiliated with LPL Financial for over ten years. Outside of his advisory roles, he is involved with BRCK Partners LLC, engaging in property management and real estate rental activities. Capstone Wealth Management Group provides investment advisory services to individuals, families, trusts, estates, businesses, charitable organizations, and retirement plans. The firm offers comprehensive wealth management, financial planning, and retirement plan advisory services, employing a long-term strategic asset allocation combined with tactical portfolio adjustments using fundamental analysis.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Professional Athlete
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Bryan K

CFP®, Series 63, Series 65

Dunmore, PA

Capstone Wealth Management Group, LLC

Bryan Kupchik is a Certified Financial Planner® with 28 years of industry experience. He is a principal at Capstone Wealth Management Group, LLC, where he has worked since 2016, following a tenure at LPL Financial. Capstone Wealth Management Group serves individuals, high-net-worth clients, families, trusts, estates, businesses, charitable organizations, and retirement plans by providing comprehensive wealth management and financial planning services. The firm employs a long-term strategic asset allocation approach augmented by tactical adjustments, using fundamental analysis to select low-cost mutual funds, ETFs, and individual securities.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Professional Athlete
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Charles G

Series 63

Clark's Summit, PA

1st Financial Investment, Inc.

Charles Galat Jr. is a financial advisor with 22 years of industry experience, currently serving at 1st Financial Investment, Inc. He holds a Series 63 designation and has a professional background that includes ownership and leadership of Galat & Company, P.C., a CPA and accounting firm. In addition to his financial advisory role, Galat is involved in bookkeeping and ownership interests in several healthcare-related entities including Bonaham Nursing & Rehabilitation Center and Beyond Addition Recovery & Treatment Center. 1st Financial Investment, Inc. provides personalized financial planning and investment management services to individuals, pension and profit-sharing plans, trusts, estates, and small businesses. The firm employs a strategic core-and-satellite asset-allocation approach, combining passive index funds and ETFs with active management, while maintaining a non-discretionary role where clients retain final trading authority.

General tax planning College savings (529s, UTMA, etc.) Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Retired
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Richard W

Clark's Summit, PA

1st Financial Investment, Inc.

Richard Weintraub is an advisor with 1st Financial Investment, Inc. He has over three years of experience in financial advising and previously practiced law for more than two decades as Richard Weintraub, Esq. His background includes roles at Simplicity Group and affiliated entities within the 1st Financial structure. 1st Financial Investment, Inc. provides personalized financial planning and investment management to individuals, pension plans, trusts, estates, and small businesses. The firm employs a core-and-satellite asset-allocation strategy that uses passive index funds and ETFs alongside active management, delivering advice on a non-discretionary basis.

General tax planning College savings (529s, UTMA, etc.) Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Retired
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Chelsea B

CFP®, Series 63, Series 65

Waverly Township, PA

Opal Wealth Advisors, LLC

Chelsea Barrows is a CFP® professional with 15 years of industry experience. She is currently with Opal Wealth Advisors, LLC and has previously worked at Facet Wealth, CUSO Financial Services dba PenFed Wealth Management, and Axa. She serves as a board member for the NEPA Youth Shelter and the Oak Glen HOA. Opal Wealth Advisors is a team-based registered investment adviser serving individuals, families, high-net-worth clients, and retirement plans with comprehensive financial planning and portfolio management. The firm manages approximately $1.24 billion in assets, offering tailored portfolios through mutual funds, ETFs, bonds, and independent managers, along with educational seminars and extensive client outreach.

Wealth management ESG / Sustainable investing Private / alternative investments Executive Founder/Business Owner Women Professionals
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Douglas H

Series 63

Scranton, PA

Alliance Wealth Advisors, LLC

Douglas Holcomb is a financial advisor with Alliance Wealth Advisors, LLC in Scranton, PA, holding a Series 63 designation and 39 years of industry experience. His prior roles include positions at Wells Fargo Advisors LLC and Wells Fargo Clearing. Outside of his advisory work, he serves as a board member of Ariel Land Owners, Inc., managing a recreational lake. Alliance Wealth Advisors provides wealth management, financial planning, and investment advisory services to individuals, business owners, and retirement plans. The firm employs a goals-based, comprehensive planning process with customized asset allocations and risk analytics, offering both discretionary and non-discretionary portfolio management alongside retirement plan consulting.

Business succession planning Charitable giving & philanthropy Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Eric A

Series 63, Series 65

Pittston, PA

Lewis Asset Management

Eric Aposhian is a financial advisor at Lewis Asset Management with 29 years of industry experience. He has been with Lewis Asset Management since 2017 and previously worked at FSC Securities Corporation from 2010 to 2017. In addition to his advisory role, he is licensed to sell individual life, health, and group insurance products. Lewis Asset Management serves individuals, high-net-worth clients, and pension or profit-sharing plans, managing approximately $387 million for about 276 clients through a five-advisor team. The firm focuses on long-term trading and broad-market exposure, constructing customized portfolios primarily using diversified fund-based strategies aligned with client objectives and risk tolerance.

General retirement planning College savings (529s, UTMA, etc.)
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Joseph A

Dunmore, PA

Capstone Wealth Management Group, LLC

Joseph Alu is a financial advisor at Capstone Wealth Management Group, LLC with eight years of industry experience. He also serves as a Certified Public Accountant at Joseph M. Alu and Associates, PC, a firm he has been affiliated with since 2004. Capstone Wealth Management Group provides investment advisory services to a diverse client base including individuals, high-net-worth clients, families, trusts, estates, businesses, charitable organizations, and retirement plans. The firm offers comprehensive wealth management and financial planning services, employing both strategic and tactical asset allocation while selecting low-cost mutual funds, ETFs, and individual securities.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Professional Athlete
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Mark P

Series 66

Pittston, PA

Lewis Asset Management

Mark Phillips is a financial advisor at Lewis Asset Management with 21 years of industry experience. He holds a Series 66 designation and has worked at Lewis Asset Management since 2017. Prior to that, he was with FSC Securities Corporation for 13 years and has been involved with Joyce Insurance Group and Joyce Financial Group since 2003, where he also serves as a benefits manager focusing on group health insurance and life products. Lewis Asset Management serves individuals, high-net-worth clients, and pension or profit-sharing plans, managing approximately $387 million across a five-advisor team. The firm offers discretionary and non-discretionary investment management with a focus on long-term trading and diversified fund-based strategies tailored to client objectives and risk tolerance.

General retirement planning College savings (529s, UTMA, etc.)
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Ryan L

CFA®, Series 63

Jessup, PA

Integrated Capital Management, Inc.

Ryan Lehman is a CFA® charterholder with 10 years of experience in the financial industry. He has been with Integrated Capital Management, Inc. since 2014, serving as part of a five-advisor team based in Jessup, PA. Integrated Capital Management, Inc. provides discretionary portfolio management and model-portfolio services to individual, high-net-worth, and institutional clients, including pension plans and municipal agencies. The firm employs a contrarian, valuation-oriented investment approach using quantitative models to identify underpriced asset classes, implementing strategies through registered products and various tactical model portfolios.

ESG / Sustainable investing Tax-loss harvesting
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Andrew C

Series 66

Moosic, PA

Capital Analysts

Andrew Cross is a financial advisor with Capital Analysts, holding a Series 66 designation and seven years of industry experience. He previously worked at Arendt's Outdoor Services, Inc. for eleven years before joining Lincoln Investment in 2019. Outside of his advisory role, he serves on the Finance Committee of Heritage Baptist Church, assisting with budgeting and giving statements. Capital Analysts serves a diverse client base including individuals, high-net-worth investors, trusts, foundations, businesses, and charitable organizations. The firm provides portfolio management, custom and model portfolios, access to third-party managers, and retirement-plan advice through a nationwide network of independent advisors and firm-managed programs.

Tax-loss harvesting ESG / Sustainable investing Passive / index investing Active portfolio management
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Jeffrey B

CFP®, Series 63

Dunmore, PA

Vicus Capital, Inc.

Jeffrey Boyanoski is a CFP® professional with 26 years of industry experience currently affiliated with Vicus Capital, Inc. He has worked at Grant Williams, LP, Cetera Wealth Services, LLC, and Vertice Financial. Boyanoski is also the owner of Vertice Financial, where he provides financial services. Vicus Capital serves a diverse client base, including individuals, businesses, trusts, charitable organizations, and retirement plan sponsors, offering investment management, financial planning, and retirement plan consulting. The firm employs a variety of investment strategies and provides specialized fiduciary consulting and plan-sponsor services alongside traditional advisory offerings.

ESG / Sustainable investing Passive / index investing Tax-loss harvesting Private / alternative investments Religious/faith focused
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Roland G

Series 66

Scranton, PA

Impact Partnership Wealth, LLC

Roland Greco is a financial advisor at Impact Partnership Wealth, LLC with 27 years of industry experience. He holds a Series 66 designation and has held roles at firms including Madison Avenue Securities and J.W. Cole Financial. Outside of investment advising, he consults with families on college planning through College Planning Advisors. Impact Partnership Wealth provides investment advisory services to individuals, corporations, trusts, and retirement plans, managing approximately $2.96 billion. The firm offers model portfolio solutions, discretionary asset management, and retirement plan services, utilizing a range of investment strategies and a broad affiliated-entity ecosystem.

Tax-loss harvesting Options & derivatives strategies Private / alternative investments
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