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Thomas M

Series 63, Series 66

New Castle, PA

Private Advisor Group, LLC

Thomas Masters is a financial advisor with Private Advisor Group, LLC, holding Series 63 and Series 66 credentials and bringing 46 years of industry experience. He has been with Private Advisor Group and affiliated with LPL Financial since 2014. Private Advisor Group, LLC is an SEC-registered advisory firm managing over $41 billion for more than 135,000 clients, including individuals, trusts, estates, charitable organizations, and corporate and retirement plans. The firm offers discretionary and non-discretionary portfolio management, financial planning, and access to third-party asset management programs, employing a range of investment strategies and supporting held-away account management through technology partnerships.

Retired Founder/Business Owner
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Tyler F

Series 66

Butler, PA

GWN Securities Inc.

Tyler Funk is a financial advisor at GWN Securities Inc. with two years of industry experience. He holds the Series 66 designation and has prior experience at GA Investment Management and Lions Gate Wealth Management. Outside of advisory work, he is involved in life insurance sales through a related business activity. GWN Securities is an SEC-registered investment adviser and broker-dealer that serves individual and business clients through discretionary managed accounts, financial planning, and access to third-party sub-advisers and model portfolios. The firm manages approximately $3.65 billion across more than 37,000 client accounts and offers a range of managed-account programs, including both traditional and active investment strategies.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Retirement withdrawal strategies Founder/Business Owner
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Michael D

Series 66

Butler, PA

OSAIC Institutions, INC.

Michael Dreveniak is a financial advisor with OSAIC Institutions, Inc. and holds a Series 66 designation. He has 19 years of industry experience, including roles at OSAIC Institutions since 2015 and First Commonwealth Bank since 2009. Outside of his advisory work, he is involved with the First Commonwealth Trust Department, offering agency trust accounts through an unaffiliated banking institution. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by providing a range of advisory and brokerage services through customized engagements, financial planning, and access to alternative investments. The firm operates with a notable emphasis on non-discretionary assets and maintains extensive relationships with banks and credit unions to deliver a broad spectrum of financial solutions.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Brock C

Series 66

New Castle, PA

Janney Montgomery Scott

Brock Cheurco is a financial advisor at Janney Montgomery Scott with Series 66 credentials and two years of industry experience. His prior roles include positions at MassMutual and MML Investors Services, as well as work experience during his studies at Youngstown State University and the East Palestine Street Department. Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a wide range of clients, including individuals, families, trusts, estates, corporate and retirement plan sponsors, charitable organizations, and municipal entities, offering a variety of advisory and brokerage services supported by in-house and third-party portfolio management.

ESG / Sustainable investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Corey A

CFP®, PFS™, Series 65

New Castle, PA

Focus Partners Wealth, LLC

Corey Altman is a CFP® and PFS™ credentialed financial advisor with 13 years of industry experience. He is currently with Focus Partners Wealth, LLC and has previously worked at The Colony Group, LLC, Buckingham Asset Management, LLC, Arnett Carbis Toothman LLP, and A&F Financial Advisors LLC. Focus Partners Wealth, LLC provides wealth advisory and investment management services to individuals, high-net-worth families, family offices, retirement plans, institutions, and businesses. The firm emphasizes a long-term, tax- and fee-sensitive investment approach within an enhanced open architecture framework that combines active and passive strategies, separate account managers, private funds, mutual funds, and ETFs.

Private / alternative investments Options & derivatives strategies Active portfolio management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Dentist Executive Retired Established Professionals
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Jordan K

Series 66

Butler, PA

Key Investment Services LLc

Jordan Kelly is a financial advisor at Key Investment Services LLC with 12 years of industry experience. He holds the Series 66 designation and has worked at firms including PNC Investments and Commonwealth Financial Network. Prior to his advisory career, he operated a home and business organizing service called Interior Solutions for 12 years. Key Investment Services LLC serves individuals, trusts, estates, small businesses, and corporate clients through various advisory programs, model portfolios, and managed accounts. The firm emphasizes client-directed model selection and ongoing monitoring while providing access to third-party discretionary managers and supervisory oversight.

ESG / Sustainable investing Tax-loss harvesting Passive / index investing Active portfolio management
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David G

Series 63, Series 65

New Castle, PA

GWN Securities Inc.

David Gettings is a financial advisor with GWN Securities Inc. in New Castle, PA, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked at GWN Securities since 2015 and has prior experience with Lawrence County, The Gettings Financial Group LLC, and as a CPA since 1992. Outside of advising, he is involved in multiple nonprofit and community activities, including serving as an advisor for the Albert P. Gettings Memorial Foundation, a board member for the Human Services Center, and founding the Gettings Leadership Centers, which focus on teaching honor, respect, and values. GWN Securities is an SEC-registered investment adviser and broker-dealer serving individual and business clients through a large network of advisors. The firm offers discretionary managed accounts, financial planning, and access to third-party sub-advisers and model portfolios, employing a range of investment strategies including legacy market-timing and momentum approaches.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Retirement withdrawal strategies Founder/Business Owner
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Matthew P

CFP®, Series 66

New Castle, PA

MAI Capital Management, LLC

Matthew Pruitt is a CFP®-certified financial advisor at MAI Capital Management, LLC with nine years of industry experience. His previous roles include positions at WCG Wealth Advisors, Treloar & Heisel, Citizens Securities, Bank of America, Merrill, and PNC Bank. MAI Capital Management, LLC provides investment management, wealth management, retirement plan consulting, and family-office services to a diverse client base, including high-net-worth individuals, families, sports professionals, trusts, and institutional clients. The firm offers a range of portfolio strategies and integrates financial planning and tax services within client relationships, managing $72.3 billion in assets as of May 31, 2026.

Private / alternative investments Business exit / sale strategy Trust structures (GRAT, IDGT, revocable) Tax strategies for small businesses Founder/Business Owner
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Carol M

Series 63, Series 66

Butler, PA

OSAIC Institutions, INC.

Carol Mayer is a financial advisor with OSAIC Institutions, INC. holding Series 63 and Series 66 credentials and 24 years of industry experience. She has worked at First Commonwealth Bank since 2019 and has prior experience with Infinex Investments, Inc. and Key Investment Services, LLC. Mayer is also involved in the trust division at First Commonwealth Bank. OSAIC Institutions, Inc. serves individuals, ERISA plans, trusts, estates, and corporate clients, offering customized advisory services, financial planning, and access to alternative investments. The firm operates with a hybrid adviser/broker-dealer structure and supports its network of investment adviser representatives with firm supervision rather than centralized account management.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Philip S

CFP®, Series 63, Series 66

New Castle, PA

OSAIC Institutions, INC.

Philip Springirth is a CFP® professional with 19 years of industry experience, currently advising at OSAIC Institutions, INC. He has worked at First Commonwealth Bank since 2019 and was previously with LPL Financial, LLC from 2016 to 2019. Outside of his advisory role, he serves on the endowment committee of his church. OSAIC Institutions, INC. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a large network of advisers. The firm provides customized advisory services and operates a hybrid adviser/broker-dealer model that supports discretionary and non-discretionary accounts alongside access to alternative investments and lending solutions.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Brittany S

CFP®, Series 66

New Castle, PA

NEwEdge Advisors

Brittany Shaker is a CFP® with 17 years of industry experience, currently serving as an investment advisor representative at NewEdge Advisors. She has previously worked at Ameriprise Financial Services and holds roles with Mid Atlantic Financial Management, Tempus Advisory Group, and B McFarland Inc. In addition to her advisory work, she is a licensed insurance agent. NewEdge Advisors serves a diverse client base including individuals, trusts, pension plans, corporations, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management through a wrap fee program that integrates asset management with financial planning, employing a variety of analytic approaches and regular portfolio reviews.

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Alexandra P

Series 63, Series 65

Butler, PA

OSAIC Institutions, INC.

Alexandra Potts is a financial advisor with OSAIC Institutions, INC., holding Series 63 and Series 65 credentials and having 10 years of industry experience. Her prior work includes roles at First Commonwealth Bank and Infinex Investments, Inc. since 2022, as well as positions at KeyBank and Key Investment Services from 2016 to 2022. OSAIC Institutions, INC. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, and access to alternative investments, operating a hybrid adviser/broker-dealer model with both discretionary and non-discretionary assets under management.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Christopher C

Series 63, Series 65

Butler, PA

Stratos Wealth Partners, Ltd

Christopher Cashell is a financial advisor with LPL Financial based in Pittsburgh, PA, holding Series 63 and Series 65 designations and possessing 41 years of industry experience. He has worked at LPL Financial since 2011 and is also affiliated with Stratos Wealth Partners, Ltd. Cashell has prior experience at Nextier Bank from 2004 to 2018. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a variety of investment solutions supported by an in-house research team and a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Retired Executive
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Kristine J

Series 63, Series 66

New Castle, PA

The huntington Investment company

Kristine Johnson is a financial advisor with The Huntington Investment Company and holds Series 63 and Series 66 licenses. She has 15 years of industry experience, including roles at LPL Financial and FirstMerit Bank. Johnson has been with The Huntington Investment Company since 2017. The Huntington Investment Company, operating as Huntington Financial Advisors, serves individuals, charitable organizations, corporations, and other business entities with advisory and brokerage services. The firm employs an open-architecture model combining third-party sub-managers and proprietary private bank offerings, providing wrap-fee programs through the Envestnet MAS platform.

ESG / Sustainable investing Active portfolio management Tax-loss harvesting
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Robert D

Series 66

New Castle, PA

The huntington Investment company

Robert Deemer is a financial advisor at The Huntington Investment Company with eight years of industry experience. He holds a Series 66 designation and previously worked at Edward Jones and Ameriprise. Outside of advisory work, he serves as a part-owner of an apartment complex and participates in quarterly board meetings. The Huntington Investment Company serves individuals, charitable organizations, corporations, and other entities with advisory and brokerage services. The firm offers multiple wrap-fee programs through an open-architecture model that combines third-party and affiliate investment strategies.

ESG / Sustainable investing Active portfolio management Tax-loss harvesting
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Keith W

Series 63, Series 65

New Castle, PA

Equity Services, inc.

Keith Wells is a financial advisor with Equity Services, Inc., holding Series 63 and Series 65 licenses and nine years of industry experience. His prior roles include positions at National Life Group, Prudential Insurance Company of America, PRUCO Securities, LLC, Equitable Advisors, and Axa Advisors, LLC. He is also active as an insurance agent. Equity Services, Inc. (doing business as ESI Financial Advisors) provides financial planning, consulting, and asset management services to a diverse client base, including individuals, corporations, trusts, estates, charitable organizations, and employer retirement plans. The firm combines multiple advisory platforms and third-party managers, offering a mix of long-term strategies and options for shorter-term trading.

Retirement plans for business owners (SEP, solo 401k) Options & derivatives strategies Income planning Founder/Business Owner Retired Executive
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Thomas V

CFP®, Series 63, Series 65

Portersville, PA

Commonwealth Financial Network

Thomas Virostek is a financial advisor with Commonwealth Financial Network, holding the CFP® designation and securities licenses Series 63 and Series 65. He has 36 years of industry experience and has worked with Commonwealth Financial Network since 2009. He is also involved with United Plan Consulting, LLC, and operates Q3 Capital, LLC, an entity created for securities business activities. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their retail and institutional clients, providing a range of advisory programs and services including wealth management and retirement plan consulting. The firm supports affiliated advisors with operations, trading, technology, compliance, and practice management, while offering discretionary model portfolios and customized investment program options.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Robert P

Series 65

New Wilmington, PA

Mercer Global Advisors Inc.

Robert Pozzuto is a financial advisor at Mercer Global Advisors Inc. with one year of industry experience and holds a Series 65 designation. His prior roles include positions at Matune Basile Advisors, Integrity Alliance, LLC, and Lion Street Advisors, LLC, among others. Mercer Global Advisors serves individuals, families, small business owners, plan sponsors, foundations, non-profits, and endowments, providing investment advisory services along with financial, tax, retirement, and estate planning. The firm’s investment approach is based on Modern Portfolio Theory, using globally diversified, risk-appropriate portfolios implemented through a mix of low-cost ETFs, index funds, separate account managers, direct indexing, and private funds.

Private / alternative investments Options & derivatives strategies ESG / Sustainable investing Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive Retired Women Professionals Established Professionals
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James B

Series 63, Series 65

Butler, PA

OSAIC Institutions, INC.

James Bish is a financial advisor with OSAIC Institutions, Inc., holding Series 63 and Series 65 credentials and bringing 22 years of industry experience. He has worked with First Commonwealth Bank and Infinex Investments since 2019, and previously with Key Investment Services LLC from 2016 to 2019. In addition to his advisory roles, he serves as a sales manager at First Commonwealth Bank. OSAIC Institutions, Inc. is an SEC-registered investment adviser that serves individuals, retirement plans, trusts, estates, and corporate clients through a large network of investment adviser representatives. The firm offers customized advisory services, financial planning, and access to alternative investments, utilizing a hybrid adviser/broker-dealer structure and a model that combines firm supervision with decentralized investment analysis and account management.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Joseph A

Series 63, Series 65

Butler, PA

PNC Wealth Management

Joseph Arndt is a financial advisor at PNC Wealth Management with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at PNC Investments, Bank of America, Merrill, and PNC Bank. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including an invitation-only digital discretionary account that uses algorithmic risk assessment and invests in mutual funds and ETFs with annual rebalancing.

Passive / index investing Active portfolio management Wealth management Executive
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