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Chad R

Series 66

Bethlehem, PA

MTM Financial Group, LLC

Chad Rupprecht is a financial advisor at MTM Financial Group, LLC with six years of industry experience and holds a Series 66 designation. Prior to joining MTM Financial Group, he worked at Volkswagen Group of America and VW Credit, Inc. for over two decades. Outside of advising, he provides notary services on a part-time basis. MTM Financial Group is a registered investment adviser serving individuals, including high-net-worth clients, pension and profit-sharing plans, and nonprofit endowments. The firm offers discretionary portfolio management and financial planning, using a combination of charting, fundamental, technical, and cyclical analysis across various securities.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Annuities
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Dean M

Series 63, Series 66

Bethlehem, PA

McDermott Investment Advisors, LLC

Dean McDermott is a financial advisor at McDermott Investment Advisors, LLC with 38 years of industry experience. He holds Series 63 and Series 66 licenses and has been with McDermott Investment Advisors since its founding in 2004. He is also a member of Kadeda of Naples, LLC, a commercial real estate venture. McDermott Investment Advisors, LLC provides portfolio management and financial planning services to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm manages approximately 700 accounts and $211 million in assets, using both firm-developed and third-party model portfolios across a range of investment instruments.

Options & derivatives strategies
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John C

Series 63, Series 65

Bethlehem, PA

McDermott Investment Advisors, LLC

John Cito is the principal of Cito Capital Advisors LLC in Hackensack, NJ, holding Series 63 and Series 65 licenses with 38 years of industry experience. He has been involved with multiple related firms, including McDermott Investment Services, LLC and Cito Capital Management, LLC, where he has served in advisory and financial planning roles. Cito Capital Advisors LLC provides fee-based financial planning and consulting primarily to individual clients, offering modular or one-time written plans and hourly advice. The firm refers client portfolios to third-party money managers and supports clients with onboarding and ongoing liaison services, focusing on an advisory approach that combines fundamental, technical, and cyclical analysis.

Options & derivatives strategies
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Thomas B

Series 66

Easton, PA

Valor Investments and Planning LLC

Thomas Blachek is an investment advisor with Valor Investments and Planning LLC and holds a Series 66 designation. He has seven years of industry experience, having worked at several firms including Albemarle Capital Management and The Leaders Group Inc. Outside of his advisory role, he serves as Chief Investment Officer at Valor Capital Management, where he develops and executes investment models. Valor Investments and Planning LLC serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plan sponsors, trusts, estates, and corporations. The firm provides discretionary portfolio management, financial and business planning, and retirement plan consulting, frequently utilizing third-party managers and model portfolios with a combination of active and passive strategies.

Business ownership considerations Business exit / sale strategy Charitable giving & philanthropy Retirement income strategy Founder/Business Owner Executive
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Thomas R

Series 63, Series 65

Easton, PA

Valor Investments and Planning LLC

Thomas Rutherford is a financial advisor at Valor Investments and Planning LLC with 22 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Albemarle for three years. Valor Investments and Planning LLC serves individuals, including high-net-worth clients, as well as pension and profit-sharing plan sponsors, trusts, estates, and corporations. The firm offers discretionary portfolio management, financial and business planning, and retirement plan consulting, employing a combination of active and passive strategies through third-party managers and model solutions.

Business ownership considerations Business exit / sale strategy Charitable giving & philanthropy Retirement income strategy Founder/Business Owner Executive
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Andrew A

Series 63

Bethlehem, PA

McDermott Investment Advisors, LLC

Andrew Aigner is a financial advisor at McDermott Investment Advisors, LLC with 21 years of industry experience. He holds a Series 63 designation and has been with McDermott since 2012. Outside of his advisory role, he has been self-employed since 1995. McDermott Investment Advisors provides discretionary and non-discretionary portfolio management and financial planning to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm manages approximately 700 accounts with about $211 million in assets, utilizing both firm-developed and third-party model portfolios across a range of investment instruments.

Options & derivatives strategies
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Joseph D

CFP®, Series 63

Easton, PA

Amicus Financial Advisors, LLC

Joseph Digangi Jr. is a CFP® with 20 years of industry experience, currently serving at Amicus Financial Advisors, LLC. His prior work includes roles at ELANA Advisory Services, LLC, among other financial and settlement planning entities. He is also the majority owner of NextPhase Community, LLC, an online educational platform for injured plaintiffs and their families. Amicus Financial Advisors offers comprehensive financial planning, retirement and tax planning, settlement planning, and investment advisory services to individuals, trusts, charitable organizations, and corporations. The firm employs a multi-cap, multi-style, multi-manager investment approach blending active and passive strategies tailored to each client’s needs.

General retirement planning Life insurance needs analysis Long-term care insurance General tax planning
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Christopher B

Series 65

Easton, PA

Valor Investments and Planning LLC

Christopher Brindle is a financial advisor at Valor Investments and Planning LLC with one year of industry experience. He holds a Series 65 designation and previously worked at Northwestern Mutual and Lumen Technologies, where he serves as an account manager in IT sales. Valor Investments and Planning LLC provides discretionary portfolio management, financial planning, retirement plan consulting, and business planning to individuals, pension and profit-sharing plans, trusts, and corporations. The firm manages approximately $80.7 million in discretionary assets and constructs portfolios using third-party managers, mutual funds, ETFs, and individual securities, with regular reviews and rebalancing aligned with client objectives.

Business ownership considerations Business exit / sale strategy Charitable giving & philanthropy Retirement income strategy Founder/Business Owner Executive
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Michael S

Series 66

Easton, PA

Valor Investments and Planning LLC

Michael Snyder is a financial advisor with Valor Investments and Planning LLC, holding a Series 66 designation and bringing 25 years of industry experience. His work history includes roles at Kestra Advisory and Purshe Kaplan Sterling Investments. In addition to his advisory work, he is involved in insurance sales through affiliated entities. Valor Investments and Planning LLC serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plan sponsors, trusts, estates, and corporations. The firm offers discretionary portfolio management, financial and business planning, and retirement plan consulting, utilizing a mix of active and passive investment strategies implemented through third-party managers and platforms.

Business ownership considerations Business exit / sale strategy Charitable giving & philanthropy Retirement income strategy Founder/Business Owner Executive
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Jonathan W

CFP®, Series 63, Series 66

Bethlehem, PA

MTM Financial Group, LLC

Jonathan Weimer is a CFP® professional with 11 years of industry experience, currently serving at MTM Financial Group, LLC. He has held various roles at Fidelity Investments and related entities from 2015 to 2023 before joining MTM Financial Group. MTM Financial Group is a registered investment adviser managing approximately $772 million in assets and serving individuals, pension plans, and nonprofit endowments. The firm employs a blend of fundamental, technical, and cyclical analysis and offers discretionary portfolio management and financial planning services.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Annuities
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Paul B

Series 66

Bethlehem, PA

Stark Wealth Management LLC

Paul Barry is a financial advisor at Stark Wealth Management LLC with 15 years of industry experience. He holds the Series 66 designation and has worked at Purshe Kaplan Sterling Investments and Packerland Brokerage Services. Outside of his advisory role, he serves as treasurer and officer for Cornerstone Church, overseeing the church budget. Stark Wealth Management LLC provides portfolio management, financial planning, and estate-planning facilitation to individual and high-net-worth clients, employing model allocations, modern portfolio theory, and quantitative analysis to support long-term, ETF-focused strategies.

Wealth management Passive / index investing Tax-loss harvesting
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Alyssa Y

Series 66

Bethlehem, PA

MTM Financial Group, LLC

Alyssa Young is a financial advisor at MTM Financial Group, LLC with five years of industry experience. She holds the Series 66 designation and previously worked at KickCharge Creative, where she contributed articles on branding and marketing for industry publications. MTM Financial Group serves individuals, pension and profit-sharing plans, and nonprofit endowments by providing discretionary portfolio management and financial planning, using a variety of analytical techniques and trading strategies.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Annuities
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Gavin K

Series 66

Bethlehem, PA

MTM Financial Group, LLC

Gavin Kirsch is a financial advisor at MTM Financial Group, LLC with a Series 66 designation and one year of industry experience. His prior roles include positions at The Strategic Financial Alliance, Inc., Equitable Advisors, and Northwestern Mutual. Outside of his advisory work, he is involved with the Penn Basketball Club. MTM Financial Group is a registered investment adviser serving individuals, pension and profit-sharing plans, and nonprofit endowments. The firm offers discretionary portfolio management and financial planning, applying a mix of charting, fundamental, technical, and cyclical analysis across various securities.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Annuities
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Mark B

Series 66

Bethlehem, PA

MTM Financial Group, LLC

Mark Belcak is a financial advisor with MTM Financial Group, LLC, holding a Series 66 designation and 22 years of industry experience. He has been with MTM Financial Group and affiliated entities since 2012. MTM Financial Group is a registered investment adviser serving individuals, including high-net-worth clients, pension and profit-sharing plans, and nonprofit endowments. The firm provides discretionary portfolio management and financial planning, employing a combination of charting, fundamental, technical, and cyclical analysis across a wide range of securities.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Annuities
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Alexander G

Series 65

Easton, PA

Valor Investments and Planning LLC

Alexander Gunbymerriman is a financial advisor at Valor Investments and Planning LLC with a Series 65 designation and two years of industry experience. Prior to joining Valor in 2023, he worked at New York Life Insurance Company for one year. Valor Investments and Planning LLC serves individuals, including high-net-worth clients, as well as pension and profit-sharing plan sponsors, trusts, estates, and corporations. The firm provides discretionary portfolio management, financial and business planning, and retirement plan consulting, typically implementing client portfolios through third-party managers and model solutions using both active and passive strategies.

Business ownership considerations Business exit / sale strategy Charitable giving & philanthropy Retirement income strategy Founder/Business Owner Executive
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Gene D

Series 63

Bethlehem, PA

MTM Financial Group, LLC

Gene Dickison is a financial advisor with MTM Financial Group, LLC, holding a Series 63 designation and 42 years of industry experience. He has worked at MTM Financial Group since 2008 and also serves as president of More Than Money, LLC, where he hosts television and radio shows, creates printed materials, and oversees the company's website and live events. MTM Financial Group is a registered investment adviser managing approximately $772 million in assets. The firm provides discretionary portfolio management and financial planning services to individuals, pension and profit-sharing plans, and nonprofit endowments, employing a blend of charting, fundamental, technical, and cyclical analysis across a variety of securities.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Annuities
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Ellis C

Series 63, Series 65

Bethlehem, PA

Stark Wealth Management LLC

Ellis Chandler III is a financial advisor at Stark Wealth Management LLC with one year of industry experience. He holds Series 63 and Series 65 licenses and has worked at Brookstone Wealth Management, Fountainhead Advisors, and EKC Wealth Strategies. Outside of advisory work, he provides expense reduction services to companies and is a licensed insurance agent. Stark Wealth Management LLC serves individual and high-net-worth clients with portfolio management, financial planning, and estate-planning facilitation. The firm uses model allocations, modern portfolio theory, and both discretionary and non-discretionary management approaches, frequently incorporating third-party managers and model portfolios.

Wealth management Passive / index investing Tax-loss harvesting
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Jonathan M

Series 66, Series 65

Bethlehem, PA

Quadrant Private Wealth Management, LLC

Jonathan Mack is a financial advisor at Quadrant Private Wealth Management, LLC with 17 years of industry experience. He holds Series 65 and Series 66 licenses and has worked at Merrill and Quadrant for a combined 22 years. Outside of his advisory role, he serves as a basketball official for the Pennsylvania Interscholastic Athletic Association. Quadrant Private Wealth Management provides financial planning, investment management, and retirement-plan consulting to individuals, families, trusts, charitable organizations, corporations, and employee benefit plans. The firm employs a top-down investment approach focused on risk management and offers a proprietary equity strategy alongside diversified portfolio allocations.

Equity compensation tax strategy Active portfolio management Private / alternative investments Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Glenn T

CFP®, ChFC®, Series 63, Series 65

Washington Township, NJ

International Assets Investment Management, LLC

Glenn Toussaint is a CFP® and ChFC® with 41 years of industry experience, currently serving as an advisor at International Assets Investment Management, LLC since 2015. He has been involved in insurance sales since 1983 and maintains a side activity as a musician, selling recordings since 2013. Additionally, he acts as a consultant facilitating referrals between film producers and finance companies, and is a partner in a consulting entity receiving referral fees for fuel products. International Assets Investment Management provides investment advisory services to individuals, high-net-worth clients, retirement plans, corporations, and other business entities through a national network of independent investment adviser representatives. The firm focuses on customized, long-term portfolio construction and offers discretionary and non-discretionary management, financial planning, and access to third-party manager programs.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Keith H

Series 63, Series 65

Easton, PA

Royal Fund Management, LLC

Keith Hawk is a financial advisor with Royal Fund Management, LLC, holding Series 63 and Series 65 designations and 18 years of industry experience. He has been with Royal Fund Management since 2013 and also operates Hawk Financial Group, an insurance agency he owns and manages. Royal Fund Management serves individuals, corporations, pension and profit-sharing plans, and charitable organizations by providing portfolio management, financial planning, and pension consulting. The firm employs fundamental, technical, and cyclical analyses to implement varied investment strategies and offers specialized services such as options-writing overlays and access to select non-traded REITs.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Real estate investing Annuities Founder/Business Owner
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