Nathan Antonik is a financial advisor with Principal Advised Services in Charlotte, NC, holding a Series 66 credential and one year of industry experience. His background includes roles at Principal Life Insurance Company, Principal Securities, and other positions in various industries prior to joining Principal Advised Services. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary wrap-fee investment management program called SimpleInvest. The firm leverages proprietary models and third-party methodologies, operating within the Principal Financial Group family to access a range of affiliated products and services.

Andrew Parow is a financial advisor with Principal Advised Services in Charlotte, NC, holding a Series 66 license and one year of industry experience. He has held roles within Principal Bank, Principal Life Insurance Company, and Principal Securities, Inc., focusing on retirement plan participant advice and related banking sales activities. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary investment management program. The firm’s approach combines third-party tools and proprietary models and benefits from integration with affiliated Principal Financial Group entities.

Charles Walters is a financial advisor with Principal Advised Services in Charlotte, NC, holding Series 63 and Series 66 licenses and bringing 17 years of industry experience. His prior roles include positions at The Vanguard Group and Wells Fargo Clearing Services. Outside of his advisory work, Walters also works as a travel agent and has served as a driver for Uber. Principal Advised Services provides investment advice primarily to retirement plan participants and retail IRA clients, combining third-party and proprietary methodologies to offer both non-discretionary recommendations and a discretionary investment management program. The firm is part of the Principal Financial Group family, which enables integration with affiliated entities to support its services.

Jake Gregory is a financial advisor with Principal Advised Services in Charlotte, NC, holding Series 66 and Series 63 credentials and four years of industry experience. He has held various roles within the Principal Financial Group family, including positions at Principal Bank and Principal Life Insurance Company. Outside of his advisory work, he has conducted eBay sales on a small scale. Principal Advised Services offers investment advice primarily to retirement plan participants and retail IRA clients, combining third-party tools and proprietary models. The firm operates within the Principal Financial Group network, providing access to affiliated products and integrated services while maintaining oversight through governance and supervision committees.

Jeremy Crawley is a financial advisor with Credit Union Investment Services in Concord, NC, holding Series 63 and Series 65 credentials and 11 years of industry experience. He has worked with multiple related entities including State Employees’ Credit Union, Secu Life Insurance Company, and Members Trust Company. Credit Union Investment Services serves primarily individual investors who reside in North Carolina, offering non-discretionary portfolio management, financial planning, and asset allocation advice focused on long-term, goals-based strategies using low-cost mutual funds and ETFs. The firm operates within a credit union ecosystem and maintains a predominance of non-discretionary assets under management.

Nathan D'erminio is a financial advisor with Principal Advised Services in Charlotte, NC. He holds a Series 66 credential and has one year of industry experience. His background includes roles at Principal Bank, Principal Life Insurance Company, and Principal Securities, Inc. Outside of finance, he has experience working with a local gymnastics program and in retail food service. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients. The firm offers both non-discretionary recommendations and a discretionary, wrap-fee investment management program called SimpleInvest, combining third-party methodologies and proprietary models while leveraging its affiliation with Principal Financial Group.

Jorden Masson is a financial advisor with Credit Union Investment Services in Concord, NC, holding Series 65 and Series 63 licenses and with three years of industry experience. He has worked with SECU Life Insurance Company, SECU Brokerage Services, and State Employees' Credit Union, where he provides financial advisory services to eligible members. Credit Union Investment Services serves individual investors residing in North Carolina, offering goals-based, non-discretionary portfolio management and financial planning with a focus on long-term investment horizons primarily using mutual funds, ETFs, and fixed income products. The firm operates within a credit union ecosystem and emphasizes the use of low-cost index funds and salaried investment representatives.

Matthew Gooch is a financial advisor with Principal Advised Services in Charlotte, NC, holding Series 63 and Series 66 credentials and four years of industry experience. He has worked within various Principal Financial Group entities since 2022 and has prior experience in diverse roles including positions at Uber, Lyft, and DoorDash. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients, offering non-discretionary recommendations and a discretionary investment management program called SimpleInvest. The firm integrates third-party tools and proprietary models and benefits from operational ties with affiliated Principal entities to support its advisory services.

Brandy Burgess is a financial advisor at Principal Advised Services with nine years of industry experience. She holds Series 63 and Series 66 licenses and has worked at Principal Financial Services, Principal Life Insurance Company, and Wells Fargo Clearing Services. Burgess is also associated with Principal Bank through her role within Individual Solutions. Principal Advised Services offers investment advice and related services primarily to retirement plan participants and retail IRA clients, combining third-party tools and proprietary models to deliver both non-discretionary recommendations and discretionary investment management. The firm is part of the Principal Financial Group family, leveraging its integrated operational structure and affiliated entities to provide access to proprietary funds and bank products.

Malachi Stille is a financial advisor with Principal Advised Services in Charlotte, NC. He holds a Series 66 designation and has one year of industry experience. His prior work includes roles at Principal Asset Management and Principal Life Insurance Company, as well as diverse positions outside the financial sector. Principal Advised Services offers investment advice and related services primarily to retirement plan participants and retail IRA clients, combining third-party methodologies with proprietary models. The firm is part of the Principal Financial Group family, providing integrated access to affiliated products and services through its various subsidiaries.

Aidan Delaney is a financial advisor with Principal Advised Services in Charlotte, NC, holding a Series 66 designation. He has one year of industry experience, having worked in various roles within the Principal Financial Group since 2026. Prior to entering the financial industry, he held seasonal and part-time positions including work with Reds Best and Goldfish Swim School while attending Elon University. Principal Advised Services primarily provides investment advice to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary wrap-fee management program called SimpleInvest. The firm integrates third-party and proprietary models and operates within the Principal Financial Group family, utilizing affiliated entities to offer a range of investment products and services.

Ann Marie Ladnier is a financial advisor at Principal Advised Services with one year of industry experience. She holds a Series 66 designation and has worked with several entities within the Principal Financial Group, including Principal Bank and Principal Life Insurance Company. Outside of her advisory role, she serves as chief executive officer and owner of Bambee LLC, an online retail business specializing in apparel and other customized products. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary wrap-fee investment management program. The firm integrates third-party tools and proprietary models, drawing on its affiliation with Principal Financial Group entities to offer access to proprietary funds and banking products.

Gregory Klibanov is a financial advisor with Principal Advised Services in Charlotte, NC, holding Series 63 and Series 65 licenses and over 21 years of industry experience. He previously worked at TIAA-CREF Individual & Institutional Services for 23 years before joining Principal Financial Group and its affiliated entities in 2025. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary wrap-fee investment management program called SimpleInvest. The firm integrates proprietary and third-party models, serving clients within the Principal Financial Group family and leveraging affiliated resources for investment solutions.

Austin Carter is a financial advisor with Principal Advised Services, holding Series 63 and Series 66 licenses and five years of industry experience. His prior work includes roles at Wells Fargo Clearing Services and various positions within the Principal Financial Group family, including Principal Bank, Principal Securities, and Principal Life Insurance Company. Principal Advised Services offers investment advice and related services primarily to retirement plan participants and retail IRA clients, combining third-party methodologies with proprietary models for both non-discretionary recommendations and discretionary investment management. The firm operates within the Principal Financial Group, providing access to affiliated products and integrated trading services.

Dalton Thiem is a financial advisor with Principal Advised Services in Charlotte, NC, holding a Series 66 license and two years of industry experience. He has worked at Principal Life Insurance Company, Principal Securities, and Principal Advised Services since 2024. In addition to his advisory role, he serves as an assistant vice president at Principal Bank, focusing on sales of bank deposit products. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary, wrap-fee investment management program called SimpleInvest. The firm integrates proprietary models with third-party methodologies and leverages its affiliation with the Principal Financial Group family to provide access to proprietary mutual funds, bank products, and affiliated trading services.

Alixis Roccia is a financial advisor with Principal Advised Services in Charlotte, NC, holding a Series 66 designation and three years of industry experience. Prior to joining Principal, Roccia worked with American Security Mortgage Company and has coached lacrosse and basketball at Marvin Ridge High School. Principal Advised Services provides retirement plan participants and retail IRA clients with investment advice, combining third-party tools like Morningstar and proprietary models through its SimpleInvest program. The firm operates as part of the Principal Financial Group family, offering integrated access to affiliated financial products and services.

Paul Short is a financial advisor with TIAA-CREF in Charlotte, NC, holding Series 63 and Series 65 designations and bringing 38 years of industry experience. He has been with TIAA-CREF and its related entities since 2009. TIAA-CREF Individual & Institutional Services, LLC provides financial planning and discretionary managed account programs primarily to individuals connected to TIAA-administered retirement plans, as well as to trusts, estates, and other entities. The firm offers both point-in-time planning and ongoing portfolio management with a fiduciary standard applied to its registered investment adviser services.

William Wright is a financial advisor with TIAA-CREF in Charlotte, NC. He holds a Series 66 designation and has one year of industry experience. Prior to joining TIAA-CREF, he worked at Equitable Advisors, LLC and has been involved with organizations such as Furman University and E2D - Eliminate the Digital Divide. TIAA-CREF Individual & Institutional Services, LLC provides financial planning and discretionary managed account programs to individuals, trusts, estates, and small retirement plans, often serving clients with existing relationships through TIAA-administered employer retirement plans. The firm offers both point-in-time planning and ongoing portfolio management, applying a fiduciary standard within its vertically integrated advisory model.

James White is a financial advisor at TIAA-CREF in Charlotte, NC, holding a Series 66 designation and bringing 11 years of industry experience. He has been with TIAA and TIAA-CREF since 2015. Outside of his advisory role, he owns multiple residential rental properties. TIAA-CREF Individual & Institutional Services, LLC’s Advice & Planning Services division offers financial planning and discretionary managed account programs to individuals, trusts, estates, and small retirement plans, often serving clients connected through TIAA-administered employer retirement plans. The firm provides a fiduciary standard through its RIA services and manages portfolios ranging from model-based to customized solutions under approved investment policy statements.

Ryan Prokay is a financial advisor at TIAA-CREF with 11 years of industry experience. He holds Series 66 and Series 63 registrations and has been with TIAA-CREF since 2023. Outside of his advisory role, he previously owned and operated a landscaping business, Carmel Lawn and Landscaping LLC, for over a decade and currently serves as a board member for the Mt Isle Harbor Homeowners Association in Charlotte, NC. TIAA-CREF Individual & Institutional Services, LLC provides financial planning and managed account programs to individuals, trusts, estates, and small retirement plans, often serving clients with prior TIAA retirement plan relationships. The firm offers both point-in-time planning and ongoing discretionary management through model and customized portfolios, maintaining a fiduciary standard within its vertically integrated advisory model.