Rodger Mc Alister is a financial advisor with Money Concepts Capital Corp in Louisville, KY, holding Series 63 and Series 65 credentials and bringing 27 years of industry experience. He has been with Money Concepts Capital Corp since 2005. Outside of his advisory role, he owns Ram Financial Company and Private Client Group, LLC. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting to individuals, pension and profit-sharing plans, trusts, charitable organizations, and corporations. The firm manages multiple programs and employs a mix of model portfolios, IAR-designed portfolios, and third-party sub-advisers to serve its clients.

Gavin Koenig is a financial advisor at Cerity Partners Retirement Plan Consultants with 25 years of industry experience. He holds the Series 63 and Series 65 designations. Prior to joining Cerity Partners in 2023, he worked for ARGI Investment Services from 2010 to 2023. Cerity Partners Retirement Plan Consultants advises plan sponsors of defined contribution and defined benefit plans, offering services such as ERISA fiduciary work, participant advice, plan design, and ongoing administrative support. The firm focuses on asset-allocation driven model portfolios, written investment policy statements, and regular monitoring, managing most assets on a non-discretionary basis.

Benjamin Juengling is a financial advisor with Cerity Partners LLC in Louisville, KY. He holds a Series 65 designation and has recently transitioned from roles in steel technologies and furniture industries, entering the financial advisory field in 2025. Prior to his advisory career, he spent several years in full-time education and at the University of Alabama. Cerity Partners is an SEC-registered investment adviser serving a diverse client base including individuals, families, trusts, corporations, and institutional investors. The firm offers a range of services such as investment management, financial planning, tax and insurance support, and access to alternative and private-market investments, emphasizing customized, diversified portfolios.

John Kline is a financial advisor with Money Concepts Capital Corp in Louisville, KY, holding a Series 66 credential and 27 years of industry experience. He has been with Money Concepts Capital Corp since 1998 and also owns and operates Kline's Inc, a management services business. Outside of advising, he is involved in farming through Relax and Rekline Farms and manages several non-investment-related business ventures. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting to individuals, pension plans, trusts, charitable organizations, and corporations. The firm employs a variety of managed programs and portfolio strategies, combining model portfolios, advisor-designed portfolios, and third-party sub-advisers to serve approximately 14,700 clients.

Wyatt Finnell is a financial advisor with Money Concepts Capital Corp in Lexington, KY, holding a Series 66 designation and three years of industry experience. He also serves as an administrator and paraplanner at JQ Financial Solutions. Prior to his advisory roles, he worked at the University of Kentucky and Henry County High School. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting to a diverse client base, including individuals, pension plans, trusts, and corporations. The firm employs a mix of model portfolios and third-party sub-advisers, applying fundamental and technical analysis alongside modern portfolio theory.

Jonah Gelhaus is a CFP® with four years of industry experience, currently serving as a financial advisor at Cerity Partners LLC. Prior to joining Cerity Partners in 2023, he worked at ARGI Investment Services, LLC and ARGI, and has experience with the Center for Financial Success at Western Kentucky University. Outside of advising, he has held roles in golf course operations and valet services. Cerity Partners is an SEC-registered investment adviser managing approximately $126.9 billion in client assets as of year-end 2024. The firm serves a diverse client base including individuals, families, trusts, corporations, and institutions, offering customized portfolios through a mix of discretionary and non-discretionary investment management, financial planning, and access to alternative and private-market investments.

Mia Frederick is a financial advisor at Cerity Partners LLC based in Louisville, KY. She holds a Series 65 designation and has been with Cerity Partners since 2025. Her prior experience includes roles at the University of Kentucky, Joseph's Salon and Spa, Sacred Heart Academy, and Holy Spirit Catholic Church. Cerity Partners provides customized wealth management and related services to a wide range of clients including high-net-worth individuals, families, trusts, estates, business entities, and institutional investors. The firm employs tailored asset-allocation, manager selection, and periodic rebalancing, utilizing proprietary quantitative screens alongside third-party managers and individual securities.

Mark Priebe is a financial advisor at Cerity Partners LLC with seven years of industry experience. He holds a Series 65 designation and has worked previously at ARGI Investment Services, Zirmed, and Centre College. Outside of his advisory role, he coaches soccer for the Falls City Soccer Club and donates his coaching salary back to the club. Cerity Partners is an SEC-registered investment adviser serving a diverse client base, including individuals, families, trusts, corporations, and institutional investors. The firm provides a range of services such as investment management, financial planning, tax and insurance support, and retirement plan services, with a focus on diversified asset allocation and access to alternative and private-market investments.

Jeffrey Spainhour is a financial advisor with Transamerica Financial Advisors in Louisville, KY, holding Series 63 and Series 65 licenses and having 11 years of industry experience. He is president of Spainhour Insurance Group, Inc., which primarily sells health insurance products, and is involved in several insurance agencies, including Commonwealth Insurance Service and TNTS Insurance Services. Spainhour also teaches financial education courses at the Heartland Institute of Financial Education. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to individual investors, employer-sponsored plans, trusts, estates, charitable organizations, and businesses. The firm utilizes model portfolios and third-party managers, delivering services through multiple program platforms such as Transamerica ONE, TFA365, and Transamerica ALPHA.

Philip Price is a financial advisor with Money Concepts Capital Corp in Louisville, KY, holding the Series 65 designation and six years of industry experience. He has worked at Money Concepts Advisory Services since 2025 and concurrently serves as a CPA tax preparer at Riney Hancock CPAs, a role he has held since 2015. Prior to his current advisory role, he spent ten years at RiverCities Asset Management LLC. Money Concepts Advisory Services provides investment advisory, financial planning, and consulting services to a diverse client base, including individuals, pension plans, trusts, and corporations. The firm manages approximately $4.07 billion in assets using model-driven and asset-allocation strategies and operates as an enterprise-scale adviser with a network of several hundred advisors.

Adam Hornek is a CFP® with 16 years of industry experience, currently serving as a financial advisor at Cerity Partners LLC since 2023. Prior to joining Cerity Partners, he worked for Argi Investment Services, LLC for 13 years. Outside of his advisory role, he is involved with Courtside LLC, which supports Louisville’s pursuit of an NBA team. Cerity Partners is an SEC-registered investment adviser managing approximately $126.9 billion in client assets, serving a diverse client base that includes individuals, families, trusts, corporations, and institutional investors. The firm offers a range of services including investment management, financial planning, tax and insurance support, and retirement plan services, with a focus on customized portfolios and diversified asset allocation.

Kelly Mangum is a financial advisor at Cerity Partners LLC in Louisville, KY, holding a Series 65 credential with six years of industry experience. Prior to joining Cerity Partners in 2023, Mangum worked at ARGI Investment Services and has entrepreneurial experience with Mangum Enterprises. Cerity Partners provides customized wealth management and related services to a broad national client base, including high-net-worth individuals, families, trusts, and institutional investors. The firm employs tailored asset allocation, manager selection, and proprietary quantitative screens to build client programs and offers a range of services including portfolio management, financial planning, retirement consulting, tax planning, and access to alternative investments.

Tac Milne is a CFP® with 42 years of industry experience, currently serving as a financial advisor at Money Concepts Capital Corp since 1985. He has also been affiliated with Dennis Doerr & Associates and The Doerr Greenwell Financial Group since 1983. Outside of his advisory work, Milne operates a sole proprietorship providing income tax preparation services during tax season. Money Concepts Advisory Service manages portfolios and offers financial planning and consulting to individuals, pension and profit-sharing plans, trusts, charitable organizations, and corporations. The firm uses a combination of model portfolios, advisor-designed portfolios, and third-party sub-advisers, applying fundamental and technical analysis alongside modern portfolio theory to manage client assets.

Shelby Babcock is a financial advisor at Cerity Partners LLC with five years of industry experience. She holds a Series 65 designation and previously worked at ARGI Investment Services and Embellish. Shelby is based in Louisville, KY. Cerity Partners is an SEC-registered investment adviser managing approximately $126.9 billion in client assets as of December 31, 2024. The firm serves a diverse client base including individuals, families, trusts, corporations, and institutional investors, offering customized portfolios with a focus on diversified asset allocation and access to alternative and private-market investments.

Shannon Jenkins is a CFP® and Series 65-licensed advisor with four years of industry experience. She currently works at Cerity Partners LLC and previously spent six years at ARGI Financial Group and twelve years at Northside Christian. Jenkins is the founder of the Nursery Project non-profit and serves on the supervisory committee for Centra Credit Union. Cerity Partners provides customized wealth management and related services to a broad national client base, including high-net-worth individuals, families, trusts, business entities, and institutional investors. The firm employs tailored asset allocation and manager selection, combining proprietary quantitative screens with outside managers and individual securities.

Stephanie Broughton is a financial advisor at Cerity Partners LLC with four years of industry experience. She holds a Series 65 designation and has previously worked at ARGI Financial Group/Investment Services for 14 years. Outside of her advisory role, she owns Broughton, LLC, a high performance coaching business. Cerity Partners provides customized wealth management and related services to a broad national client base, including individuals, families, trusts, estates, business entities, and institutional investors. The firm uses tailored asset allocation and manager selection supported by proprietary quantitative screens and offers access to alternative and private-market investments.

Katie Pfeifer is a CFP® with 19 years of industry experience, currently serving as a financial advisor at Cerity Partners LLC since 2023. Prior to joining Cerity Partners, she worked at ARGI Investment Services for nine years. Cerity Partners is an SEC-registered investment adviser serving a diverse client base that includes individuals, families, trusts, corporations, charitable institutions, and other institutional investors. The firm offers a range of services including investment management, financial planning, tax and insurance support, and access to alternative and private-market investments, emphasizing customized, diversified portfolios and private market programs for qualified clients.

Stephan Unger is a financial advisor with PNC Wealth Management, holding Series 63, 65, and 66 designations and 21 years of industry experience. He has been with PNC Investments since 2015 and previously worked at PNC Bank. Outside of his advisory role, he is a member of Dabbling Angler Fishing, LLC. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including an invitation-only digital portfolio solution for employees that uses algorithmic risk assessment and delegates portfolio management to third parties.

Ryan Burch is a CFA® charterholder with 10 years of industry experience, currently serving as a financial advisor at Cerity Partners LLC. He previously worked at ARGI Investment Services for seven years before joining Cerity Partners in 2023. Cerity Partners is an SEC-registered investment adviser managing approximately $126.9 billion in client assets as of December 31, 2024. The firm serves a diverse client base—including individuals, families, institutions, and corporations—offering a range of services such as investment management, financial planning, tax and insurance support, and access to alternative and private-market investments.

Lucas Fields is a financial advisor at Cerity Partners LLC based in Louisville, KY, holding a Series 65 designation with one year of industry experience. His prior work includes roles at Kentucky Public Pensions Authority, Amazon, and the University of Louisville. Cerity Partners is an SEC-registered investment adviser serving a diverse client base including individuals, families, trusts, corporations, and institutional investors. The firm offers a range of services such as investment management, financial planning, tax and insurance support, and retirement plan services, emphasizing diversified asset allocation and access to alternative and private-market investments.