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Steven N

Series 63, Series 66

Waterloo, IA

OSAIC

Steven Nida is a financial advisor with OSAIC based in Waterloo, Iowa. He holds Series 63 and Series 66 licenses and has 22 years of industry experience, including 13 years with Securities America Advisors, Inc. Outside of his advisory role, he serves as president of Wealth Solutions, Inc., a company involved in insurance and financial planning. OSAIC serves a diverse mix of retail and institutional clients through a large network of affiliated advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services with access to various investment products and third‑party money managers, utilizing asset-allocation tools and automated portfolio rebalancing.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Keith H

Series 63, Series 65

Waterloo, IA

STIFEL

Keith Hamer is a financial advisor at Stifel with 40 years of industry experience. He has been with Stifel Nicolaus & Co., Inc. since 2006. Outside of his advisory role, he is involved with Hamer Holdings LLC, which owns property in Wisconsin held within his IRA. Stifel serves a broad range of clients, including individuals, institutional investors, and municipal entities, offering brokerage and investment advisory services. The firm’s investment approach relies on proprietary analysis and probabilistic modeling to support client decision-making.

General retirement planning Income planning
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Travis B

Series 66

Waterloo, IA

LPL Financial

Travis Bovy is a financial advisor with LPL Financial in Waterloo, IA, holding a Series 66 designation and 14 years of industry experience. His prior roles include positions at Cetera and operating his own entities, such as DT Ventures, Inc., a holding company that owns a restaurant called The Pedaler’s Fork. LPL Financial is a national broker‑dealer and SEC‑registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by technology tools for operational and research assistance.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Curt S

Series 63, Series 66

Oelwein, IA

Edward Jones

Curt Solsma is a financial advisor at Edward Jones with 41 years of industry experience. He has been with Edward D. Jones & Co., L.P. since 1984. Outside of his advisory role, he serves as vice president and board member of the Oelwein Event Center and is an owner of farm properties and commercial real estate in Iowa. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment solutions supported by a nationwide network of more than 23,700 financial advisors.

Retirement income strategy General retirement planning Business ownership considerations Business exit / sale strategy General estate planning guidance Founder/Business Owner
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Nolan H

Series 66

Waterloo, IA

Thrivent Investment Management

Nolan Hovland is a financial advisor at Thrivent Investment Management with three years of industry experience. He holds a Series 66 credential and has prior work experience in both education and retail, including roles at Instacart and local school districts. Outside of his advisory role, he is a co-owner and distribution coordinator of a ladder distribution company and assists with a youth springboard diving business operated by his wife. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of financial advisors. The firm focuses on comprehensive, goal-based planning covering a wide range of financial topics, offering clients planning without discretionary portfolio management.

Business ownership considerations
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William M

Series 63, Series 65

Waterloo, IA

OSAIC

William Mcintee is a financial advisor with OSAIC who holds Series 63 and Series 65 credentials and has 27 years of industry experience. He has been with OSAIC since 2018 and formerly worked at Signator Investors, Inc. from 2016 to 2018. He is also president of Bill Mcintee Financial Services Inc. Outside of his advisory roles, he has involvement with a family LLC established to manage ownership of a family cabin. OSAIC serves a wide range of clients including individual and high-net-worth investors, pension plans, corporations, and charitable organizations, offering integrated brokerage, advisory services, and access to third-party money managers through multiple platforms. The firm utilizes asset-allocation tools and supports both discretionary and non-discretionary portfolio management.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Casey M

Series 63

Waterloo, IA

LPL Financial

Casey Mclaughlin is a financial advisor with LPL Financial in Waterloo, Iowa, holding a Series 63 designation and 42 years of industry experience. He has worked with Linsco / Private Ledger and McLaughlin Investment Services since 2000. Outside of his advisory work, Mclaughlin serves as a notary public. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives and a broad range of financial services.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Elijah L

Series 63, Series 65

Waterloo, IA

LPL Financial

Elijah Lee is a financial advisor with LPL Financial in Waterloo, IA, holding Series 63 and Series 65 licenses with nine years of industry experience. His prior roles include positions at GWFS Equities Inc. and managing Lee Wealth Management. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services, utilizing both proprietary and third-party strategies, and supports more than 22,800 advisors nationwide.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Erica J

Series 66

Waterloo, IA

OSAIC

Erica Johnson is a financial advisor at OSAIC with five years of industry experience. She holds a Series 66 designation and previously worked at Wells Fargo Advisors for five years. Johnson is also a 50% owner of a financial planning practice, Johnson Wealth Management Inc., based in Waterloo, IA. OSAIC serves a broad range of retail and institutional clients through a large network of affiliated advisers, offering integrated brokerage and investment advisory services with access to multiple advisory platforms and third-party money managers.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Chase F

Series 63, Series 65

Waterloo, IA

OSAIC

Chase Felchle is a financial advisor with OSAIC based in Waterloo, IA, holding Series 63 and Series 65 licenses and 13 years of industry experience. He has worked with OSAIC since 2018 and previously with Signator Investors, Inc. from 2016 to 2018. Felchle is also involved with Financial Decisions Group, where he serves as an Investment Adviser Representative and an insurance agent. OSAIC Wealth, Inc. serves a diverse client base including individual and high-net-worth investors, pension plans, corporations, and charitable organizations through a broad network of advisers and multiple advisory platforms. The firm provides integrated brokerage and investment advisory services with a focus on asset allocation, risk tolerance, and efficient frontier analysis, offering portfolios that may include a range of securities managed on discretionary or non-discretionary bases.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Alex R

Series 63, Series 66

Waterloo, IA

Thrivent Investment Management

Alex Renaud is a financial advisor at Thrivent Investment Management with 16 years of industry experience. He holds Series 63 and Series 66 designations and has been with Thrivent Financial for Lutherans and Thrivent Investment Management since 2010. Outside of advisory work, he is Co-CEO and President of Kingdom Ventures LLC. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of financial advisors. The firm offers holistic, goal-based financial planning on a broad range of topics, with planning and managed-account services delivered under a consolidated billing option called “WealthPlan.”

Business ownership considerations
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Laurel T

Series 66

Waterloo, IA

LPL Financial

Laurel Thompson is a financial advisor with LPL Financial in Waterloo, IA, holding a Series 66 designation and 15 years of industry experience. She has worked at Cedar Rapids Bank & Trust and LPL Financial since 2016 and was previously with Ameriprise from 2012 to 2016. Laurel also serves in a fiduciary capacity for a personal estate matter. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management solutions, utilizing both proprietary research and third-party strategies across various account types.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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