Mark Grueninger is a Series 66 licensed financial advisor with 24 years of industry experience. He has worked at UBS Financial Services for 11 years before joining RBC Capital Markets in 2025. Outside of advising, he is involved as a silent partner or investor in several real estate partnerships. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individuals, institutions, and charitable organizations. The firm offers a range of advisory programs with customized investment strategies implemented through a combination of in-house and third-party managers.

Wei Han Jack Chang is a CFP® with 13 years of industry experience. He is currently with J.P. Morgan Securities, where he has worked since 2019. His prior roles include positions at Fidelity Personal and Workplace Advisors, Fidelity Brokerage Services, and Strategic Advisers LLC. J.P. Morgan Securities LLC primarily serves institutional clients and retirement plan sponsors by providing investment consulting and advisory services through its Institutional Consulting Services program. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework when recommending investment strategies.

Diego Kapelusznik is a financial advisor with Raymond James & Associates in Beverly Hills, CA, holding Series 63 and Series 65 licenses and bringing eight years of industry experience. His prior roles include positions at Bank of America, Merrill Lynch, and Northwestern Mutual. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets, serving a broad client base including individuals, institutions, and municipal entities. The firm offers financial planning and non-discretionary investment consulting, utilizing a variety of portfolio management styles supported by firm research and model managers.

Dan Chu is a financial advisor with Primerica Advisors in Rosemead, CA, holding Series 63 and Series 65 credentials and 37 years of industry experience. He has been with Primerica Advisors since 1988 and previously worked at In Home Solution Services from 2018 to 2022. Outside of advisory work, he is involved in sales of loan products and home-related services through affiliated companies. Primerica Advisors provides discretionary asset management through its Lifetime Investment Program, serving individual and high-net-worth clients with model-delivery strategies and discretionary separately managed accounts. The firm curates third-party asset managers and uses a tiered wrap-fee structure for its investment solutions.

Rodzl De Los Reyes is a financial advisor with Merrill in Baldwin Park, CA, holding Series 63 and Series 66 credentials and possessing 10 years of industry experience. He has worked at Merrill since 2016 and is also affiliated with the California Military Department and Bank of America, N.A. Outside of advising, he serves as an officer, director, and owner of Rexxons Holdings, Inc., a real estate property management company. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary investment strategies for individuals, high-net-worth clients, pension and profit-sharing plans, corporations, and charitable organizations.

Cameron Thornton is a CFP® credentialed financial advisor with 43 years of industry experience. He is currently with Cetera, joining the firm in 2023, and has held leadership roles at CTA Wealth Advisors, Inc. and Cetera Wealth Services, LLC. Outside of advisory work, he provides tax preparation and accounting services through his sole proprietorship and serves as a public relations spokesperson for a retreat center. Cetera Investment Advisers LLC is an SEC-registered firm serving individual, corporate, charitable, and institutional clients through a nationwide network of over 10,000 advisors. The firm offers a range of portfolio management and financial planning services, operating as a multi-manager platform with access to affiliated and third-party investment managers and multiple program structures.

Lauren Halloran is a Wealth Management Advisor with Merrill Lynch Wealth Management and a partner on an international family team at the Wingard Halloran Group in Beverly Hills. She holds the Sports & Entertainment Accredited Wealth Management Advisor™ designation and provides customized wealth management strategies including personalized cash management, credit and lending solutions through Bank of America, N.A. Lauren also leads the Group’s socially responsible investment research and focuses on areas such as college education planning, family wealth management strategies, legacy planning, tax minimization, and values-based investing. Lauren is a multi-generational wealth planner with expertise in the financial needs of entertainment professionals, digital content creators, gamers, and artists. Prior to joining The Wingard Group in 2015, she worked in Digital and Interactive Media at a major Hollywood studio, bringing insight into the evolving landscape of wealth accumulation for individuals in the entertainment and digital industries. She is committed to financial education and supporting the younger generation in managing and preserving their wealth. Lauren graduated Cum Laude from the University of Southern California with a Bachelor of Arts degree in Communications and a minor in Marketing. She holds the California Life Insurance License and maintains professional designations including Chartered Financial Consultant (ChFC) and Personal Investment Advisor (PIA). Her professional affiliations include the Association for Corporate Growth, Jonathan Club, and USC Marshall Alumni Association. In addition, Lauren is involved with community organizations such as Step Up Women's Network and Susan G. Komen Los Angeles. Outside of work, she enjoys running, hiking, cooking, dancing, reading, watching movies, yoga, and traveling.

Alexandre Vace is a financial advisor at LPL Financial with eight years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Cetera and Avantax Advisory Services. Outside of advisory work, he is the owner of Vace & Company, CPA, where he manages accounting and tax services, and he serves as an investor, CFO, and board member of Avah Farm Corporation. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, retirement plan consulting, and brokerage services with discretionary and non-discretionary management options.

David Berman is a financial advisor at Raymond James & Associates with 42 years of industry experience. He holds a Series 63 designation and has been with Raymond James since 2014. Outside of his advisory role, he is the owner of Barrett Walker, Inc., a personal service corporation for tax purposes. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a wide client base including individuals, institutional clients, and municipal entities. The firm offers financial planning and non-discretionary investment consulting through various programs, drawing on multiple portfolio management styles and affiliated research.

Eric Lee is a financial advisor at Merrill with six years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at HSBC Bank USA NA, Cetera Investment Services, and East West Bank. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary investment strategies supported by internal and third-party managers, serving individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Alvin Lam is a Senior Financial Advisor at Merrill Lynch Wealth Management. He works with individuals, families, and business owners to develop wealth plans aimed at achieving their financial goals. Alvin focuses on providing clarity and structure to financial decisions that clients often find fragmented or reactive. His expertise includes tax-efficient investment and retirement planning, cash flow management, wealth preservation, and intergenerational wealth transfer. Alvin has experience collaborating with clients and their tax advisors and CPAs to coordinate investment strategies and retirement planning. He serves clients interested in college education planning, family wealth management, special needs planning strategies, legacy planning, and retirement income. He holds the Personal Investment Advisor (PIA) designation and attended schools within the California State University System. In addition to his advisory role, Alvin is involved in community service through organizations such as Ability First and professional groups including the South Pasadena Royal Lions Club and Taiwanese American Professionals - Los Angeles. He is bilingual in Yue (Cantonese), Chinese, and English, and his personal interests include golfing, skiing, spending time with his family, traveling, and watching movies.

Matthew Regan is a Series 66 licensed financial advisor at UBS Financial Services with 27 years of industry experience. He has been with UBS since 2012. Outside of his advisory role, he serves as Treasurer and is a member of the Board of Directors for Friends of La Canada Baseball, a charity supporting the La Canada High School Baseball team. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm employs model-based asset allocations and proprietary research to tailor financial plans to client goals and risk tolerances.

Jeffrey Tyler is a financial advisor at Merrill with 28 years of industry experience and holds a Series 66 designation. His prior roles include positions at Bank of America, Wells Fargo Clearing, Morgan Stanley Smith Barney, and Principal Global Investors. Outside of his advisory work, he has been involved with Sk8dogltd, LLC and has held academic roles at several universities. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for a range of individual and institutional clients.

Shane Waarbroek is a Wealth Management Advisor at Merrill Lynch Wealth Management. He leads a team of investment professionals that provides comprehensive wealth planning and personalized financial strategies, aiming to give clients confidence as they navigate various financial markets. His practice focuses on serving high net worth individuals, families, foundations, retirement plans, entrepreneurs, corporate executives, and clients in sports and entertainment. With 18 years of experience in the financial services industry, Shane joined Merrill in 2003. He has expertise in corporate benefits, including equity compensation, defined benefit and contribution plans, executive compensation, and retirement planning. His team offers customized consultation that covers investments, lending through Bank of America, alternative investments, and diversification strategies. Shane’s responsibilities include selecting and overseeing specialized fund managers with tactical and strategic asset allocation. Shane earned a Bachelor’s degree in Psychology with specializations in Computing and Business Administration from the University of California, Los Angeles. He holds professional designations including Certified Exit Planning Advisor (CEPA), Certified Plan Fiduciary Advisor (CPFA), Certified Private Wealth Advisor (CPWA), Personal Investment Advisor (PIA), Retirement Benefits Consultant (RBC), and Sports & Entertainment (SE). Outside of his professional work, Shane has been involved with UCLA alumni organizations and the Rotary Club of Westwood Village.

Kylie Silva is a financial advisor at Morgan Stanley with nine years of industry experience. She holds Series 65 and Series 63 licenses and previously worked at New York Life and NYLife Securities. She is based in Pasadena, CA. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a range of advisory programs and tailored financial planning supported by firm-approved tools and methodologies.

Luis Pascual Curiel is a financial advisor at Merrill with one year of industry experience. He holds a Series 66 designation and has previously worked at Bank of America, Home Depot Inc., and Sierra Foods Inc. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary strategies designed for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Felix Urena Jr. is a financial advisor at J.P. Morgan Securities with 23 years of industry experience. He previously worked for Citigroup Global Markets for 16 years before joining JPMorgan Securities and JPMorgan Chase Bank in 2023. He serves as a board member for LA Waterkeeper, a nonprofit focused on protecting and improving water quality in the Los Angeles area. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm combines large institutional advisory operations with affiliated brokerage and investment management capabilities.

Sean Keenan is a Senior Financial Advisor at Merrill Lynch Wealth Management. He has been in the financial services industry since 2007, beginning his career after graduating with a Bachelor's degree from the University of California, Irvine. Sean joined Merrill Lynch Wealth Management in January 2019, bringing with him experience from Merrill Edge and Scottrade, where he served as an Investment Consultant. Sean specializes in helping clients manage their wealth to meet individual needs, focusing on a comprehensive and personalized approach that starts with understanding client goals. His areas of expertise include legacy planning, liquidity management, retirement income, and portfolio management services. He holds the Chartered Retirement Planning Counselor (CRPC) and Personal Investment Advisor (PIA) designations. Residing in Monrovia, California, Sean balances his professional life with personal interests such as camping, fishing, hiking, and spending time with his family. He is also involved in community service with organizations including CAP San Bernardino Food Bank and Heal the Bay.

Michael Gorak is a financial advisor at LPL Financial with 21 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Western International Securities, Inc. for a total of nine years. Outside of his advisory role, he is also an independent agent involved in non-variable insurance. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm provides a range of advisory programs, financial planning, and brokerage services with both discretionary and non-discretionary management options.

Herbert Goodrich is a financial advisor with Equitable Advisors in Los Angeles, CA, holding Series 63 and Series 65 licenses and 31 years of industry experience. He has been with Equitable Advisors since 1999, including its predecessor AXA Advisors, LLC. Outside of his advisory role, he volunteers as a campaign committee member at St. Matthew Antiochian Orthodox Church. Equitable Advisors serves a diverse client base including individuals, high-net-worth, retirement plans, corporate, charitable, and institutional clients, offering financial planning, brokerage services, insurance distribution, and access to third-party asset management programs. The firm operates as both an SEC-registered investment adviser and a broker-dealer, relying heavily on LPL-sponsored programs and working with endorsed third-party asset managers.