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Ledly J

Series 65, JD

Little Rock, AR

Caprock Wealth Management

Ledly Jennings is an advisor at CapRock Wealth Management in Little Rock, Arkansas. He joined the firm alongside its founder, having previously worked at Stephens Inc. and the Stan Miller Law Group. He also maintains his own law practice at L. Jennings Law, PLLC. CapRock Wealth Management provides wealth management, financial planning, and retirement plan consulting to individuals and generational families. The firm combines passive and active investment strategies — applying fundamental analysis and modern portfolio theory tailored to each client’s objectives — and offers discretionary portfolio management.

Trust structures (GRAT, IDGT, revocable) Business succession planning General estate planning guidance Multi-generational wealth transfer Inheritance planning Founder/Business Owner Attorney Oil & Gas Self-Employed Dentist Christian Faith Based Baby Boomers (Born 1946-1964) Intergenerational Families Sandwich Generation Established Professionals
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Eric S

Series 66

Little Rock, AR

Stoffel Financial Advisor's, LLC

Eric Stoffel is a financial advisor with LPL Financial in Little Rock, AR, holding a Series 66 designation and 19 years of industry experience. He has operated Stoffel Financial Advisors, LLC since 2018, providing financial planning and consulting services as an independent registered investment advisor. Prior to that, he worked with GenWealth Financial Advisors from 2011 to 2018 and has been with LPL Financial since 2011. LPL Financial serves a diverse client base including individual investors, retirement plan sponsors, banks, institutions, charities, and high-net-worth households. The firm offers a variety of advisory and brokerage services supported by an in-house research team that develops model portfolios and strategic investment solutions, enabling advisors to tailor services according to client needs.

Retirement income strategy Annuities Real estate investing Approaching retirement
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Kevin D

Series 65

Little Rock, AR

Daniel Financial Group, Inc.

Kevin Daniel is a financial advisor with Insight Folios and holds a Series 65 designation. He has 15 years of industry experience and has worked at Daniel Financial Group, Inc. since 2009 in addition to his role at Insight Folios. Insight Folios provides portfolio management and financial planning services primarily to individual and high-net-worth clients, while also offering ERISA plan consulting and serving as a sub-adviser to other registered investment adviser firms. The firm uses a team-of-advisers approach combined with proprietary planning software and artificial intelligence tools to support its discretionary account management.

General retirement planning
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Elijah C

Series 63, Series 65

Little Rock, AR

Valuepoint Partners, Inc.

Elijah Cunningham is a financial advisor at Valuepoint Partners, Inc. in Little Rock, Arkansas, holding Series 63 and Series 65 credentials with 30 years of industry experience. He has been with Valuepoint Partners since 1994. Valuepoint Partners, Inc. is a small, state-registered, fee-only investment adviser managing approximately $15.4 million for a limited client base including individuals, high-net-worth clients, pension and profit-sharing plans, trusts, foundations, corporations, and other advisers. The firm employs a value-driven, contrarian investment approach across multiple separate-account strategies, emphasizing mispriced or overlooked opportunities and often utilizing convertible securities and yield-oriented instruments as alternatives to traditional fixed income.

Active portfolio management
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Jason R

Series 63, Series 66

Little Rock, AR

Advanced Retirement Solutions, Inc.

Jason Redditt is a financial advisor with Advanced Retirement Solutions, Inc. in Little Rock, AR, holding Series 63 and Series 66 licenses and having 17 years of industry experience. He has been with Advanced Retirement Solutions since 2011 and also owns Workplace Financial, Inc., which is involved in the sale of life insurance and fixed annuities. Additionally, he is a partner in James and Redditt, Inc., a property and casualty insurance business. Advanced Retirement Solutions provides investment supervisory services and financial planning to individual investors, trusts, estates, charitable organizations, and business entities, serving both non-high-net-worth and high-net-worth clients. The firm primarily offers discretionary portfolio management using a mix of fundamental, technical, and cyclical analysis with a quarterly rebalancing approach.

General retirement planning Wealth management Active portfolio management
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Luke C

Series 63, Series 66

Little Rock, AR

Brown Capital Management, LLC

Luke Coop is a financial advisor at Brown Capital Management, LLC with 17 years of industry experience. His prior roles include positions at Fidelity Investments, Sowell Management Services, AmeriSave Mortgage, and Stephens Inc. Brown Capital Management serves individuals, high-net-worth clients, foundations, and pension and profit-sharing plans with portfolio management and hourly financial planning. The firm uses a variety of investment strategies and provides services that include investment oversight, retirement planning, tax considerations, and life insurance advisory.

Active portfolio management Options & derivatives strategies
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Johnny B

CFP®, Series 63, Series 65

Little Rock, AR

Brown Capital Management, LLC

Johnny Brown is a CFP® professional with 15 years of industry experience, currently serving as an advisor at Brown Capital Management, LLC since 2015. He holds Series 63 and Series 65 licenses and is based in Little Rock, AR. Brown Capital Management serves individuals, high-net-worth individuals, foundations, and pension and profit-sharing plans by providing ongoing portfolio management and hourly financial planning. The firm manages approximately $216 million in client assets and employs a discretionary investment approach that includes fundamental, technical, and cyclical analysis alongside various trading strategies.

Active portfolio management Options & derivatives strategies
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Joshua P

Series 65, Series 63

Little Rock, AR

Millennium Capital Advisors, LLC

Joshua Price is a financial advisor at Millennium Capital Advisors, LLC in Little Rock, AR, holding Series 65 and Series 63 licenses with three years of industry experience. Prior to joining Millennium Capital Advisors in 2026, he worked at JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC for three years. Millennium Capital Advisors provides discretionary and non-discretionary portfolio management, advisory consulting, and pension consulting services to individuals, trusts, and employee benefit plans. The firm manages approximately $232 million in client assets and employs a range of investment strategies, including fundamental and technical analysis, as well as long- and short-term approaches.

Private / alternative investments Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Jennifer S

CFP®

Maumelle, AR

Legacy Consulting Group

Jennifer Schmitt is a CFP® professional with three years of industry experience, currently serving at Legacy Consulting Group in Maumelle, Arkansas. She has worked at Legacy Consulting Group since 2022. Legacy Consulting Group advises individuals, trusts, estates, charitable organizations, and business entities, providing portfolio management, financial life planning, and special-project consulting. The firm employs a combined quantitative and qualitative investment process and utilizes a range of investment vehicles, including mutual funds, ETFs, and alternative instruments.

Wealth management Active portfolio management Tax-loss harvesting Retirement income strategy Charitable giving & philanthropy
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Thomas M

Series 63, Series 65

Little Rock, AR

Round Table Financial

Thomas Mccain is a financial advisor at Round Table Financial with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Millennium Capital Advisors LLC. Since 2020, he has been associated with Round Table Services, LLC. Round Table Financial is a registered investment adviser serving individuals, high-net-worth clients, trusts, estates, banks, corporations, and charitable organizations. The firm employs a mix of fundamental, technical, cyclical, and relative strength analysis and offers discretionary portfolio management, financial planning, and third-party sub-adviser selection across approximately $42.6 million in assets under management.

Wealth management Real estate investing Active portfolio management
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John K

CFP®

Little Rock, AR

Financial Legacy Management, NC.

John Kelley is a CFP® professional with 24 years of experience in financial advising, currently serving at Financial Legacy Management, Inc. in Little Rock, AR, where he has worked since 2005. In addition to his advisory role, he is involved in payroll services. Financial Legacy Management, Inc. provides personalized financial planning and discretionary investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm employs a strategic asset-allocation approach using passive index and exchange-traded funds as core holdings, supplemented by active managers when appropriate, and operates strictly on a fee-only basis without selling financial products or accepting commissions.

General retirement planning General tax planning Cash flow / budgeting
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Justin D

Series 63, Series 65

Little Rock, AR

Millennium Capital Advisors, LLC

Justin Deckard is an investment adviser representative and president of Millennium Capital Advisors, LLC, with 29 years of industry experience. He has worked at Millennium Capital Advisors and its affiliated entities since 2001, and also maintains a role at St. Bernard Financial Services. His professional activities include a minor involvement in insurance and annuity services. Millennium Capital Advisors serves individual and high net worth clients, as well as trusts, estates, and retirement plans, providing discretionary portfolio management and advisory consulting. The firm employs strategic asset allocation and uses SEI asset-allocation models alongside in-house analysis, offering a range of investment options and acting as a fiduciary for retirement rollovers.

Private / alternative investments Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Loren I

CFP®, Series 66

Little Rock, AR

Ipsen Advisor Group

Loren Ipsen is a CFP® with 25 years of industry experience, currently serving at Ipsen Advisor Group since 2022. His prior experience includes 15 years at Ameriprise Financial Services and other roles at Purshe Kaplan Sterling Investments and SOWELL MANAGEMENT. Outside of advisory work, he is president and owner of Ipsen Partners, LLC, a business support services firm. Ipsen Advisor Group provides discretionary investment management, financial planning, and retirement plan advisory services to individuals, high-net-worth clients, corporations, and institutional sponsors. The firm employs fundamental analysis to construct tailored portfolios using equities, bonds, mutual funds, ETFs, and alternative investments.

General retirement planning Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Active portfolio management
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Alvin R

CFP®, Series 66

Little Rock, AR

Financial Legacy Management, NC.

Alvin Rogers II is a Certified Financial Planner® with 23 years of industry experience, currently with Financial Legacy Management, Inc. in Little Rock, Arkansas, where he has worked for 20 years. He holds the Series 66 license and focuses on comprehensive financial planning and investment management. Financial Legacy Management, Inc. provides personalized, fee-only financial planning and discretionary investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses, managing approximately $155 million for about 350 clients. The firm employs a strategic asset-allocation approach that combines passive index and ETF core holdings with selective active funds and offers multiple engagement models including ongoing portfolio management and standalone financial planning.

General retirement planning General tax planning Cash flow / budgeting
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James G

Series 66, Series 65

Little Rock, AR

Brown Capital Management, LLC

James George is a financial advisor with Brown Capital Management, LLC in Little Rock, AR, holding Series 65 and Series 66 credentials and seven years of industry experience. He has worked at Brown Capital Management since 2019 and also serves clients through JDJ Advisors, where he dedicates time to assisting clients with life insurance products. Brown Capital Management serves individuals, high-net-worth clients, foundations, and pension and profit-sharing plans by providing portfolio management and hourly financial planning. The firm employs a multifaceted investment approach that includes technical and fundamental analysis and offers comprehensive planning services that incorporate insurance products.

Active portfolio management Options & derivatives strategies
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Justin G

Series 63, Series 65

Little Rock, AR

Asset Protection Wealth Management LLC

Justin Garrison is the sole advisor at Asset Protection Wealth Management LLC in Little Rock, AR, holding Series 63 and Series 65 licenses with 17 years of industry experience. He has been with Asset Protection Wealth Management since 2007 and also serves as president of Asset Protection Group, LLC, where he is involved in insurance sales. The firm provides personalized financial planning and consulting services to individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations, operating as a single-advisor practice. It focuses on financial objectives, cash flow and tax planning, insurance review, retirement and estate planning, and works with third-party money managers for portfolio implementation.

General estate planning guidance General tax planning Cash flow / budgeting Retirement income strategy Life insurance needs analysis
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Janice C

Series 65, Series 63

Little Rock, AR

Corkern & Co., Inc.

Janice Corkern is a financial advisor at Corkern & Co., Inc. with two years of industry experience. She holds Series 65 and Series 63 licenses and is based in Little Rock, Arkansas. Janice has worked alongside Barry M. Corkern, who has been with the firm since 1987. Corkern & Co. specializes in private, multi-generational wealth management for high-net-worth individuals, families, trusts, and institutional clients. The firm employs a non-discretionary investment approach grounded in Modern Portfolio Theory and uses portfolio optimization software to create customized asset allocations.

Wealth management Charitable giving & philanthropy General estate planning guidance Debt management
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Lawson C

Series 63, Series 65

Little Rock, AR

Corkern & Co., Inc.

Lawson Corkern is a financial advisor at Corkern & Co., Inc. with two years of industry experience. He holds Series 63 and Series 65 designations and has worked at J.P. Morgan Securities since 2023. Corkern & Co., Inc. provides wealth management services primarily to high-net-worth individuals, families, trusts, and institutional clients, overseeing approximately $162 million in assets. The firm employs a non-discretionary approach to portfolio management based on Modern Portfolio Theory, combining investment strategies with tax, debt, estate, and charitable planning.

Wealth management Charitable giving & philanthropy General estate planning guidance Debt management
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Maureen R

Series 65, Series 66

Little Rock, AR

Mendel Capital Management, LLC

Maureen Ruggiero is a financial advisor at Mendel Capital Management, LLC in Little Rock, AR, with 15 years of industry experience. She holds Series 65 and Series 66 licenses and has worked at Mendel Capital Management and its predecessor entities since 2007, as well as operating AR Small Business Solutions from 2010 to 2020. Mendel Capital Management serves individuals, pension and profit-sharing plans, charitable organizations, and privately held businesses, providing discretionary and non-discretionary portfolio management, pension consulting, and participant education. The firm integrates financial planning with investment management and combines fundamental and technical analysis to tailor advice to client objectives and risk tolerance.

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner
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Barry C

CFP®, Series 63

Little Rock, AR

Corkern & Co., Inc.

Barry Corkern is a CFP® with over 41 years of industry experience and serves as an advisor at Corkern & Co., Inc. in Little Rock, AR. He has been affiliated with Financial Decisions Institute, Inc. since 1999 and operates his own advisory practice since 1983. Outside of financial advising, he holds board positions with Contour Med, Inc., which specializes in custom breast prosthesis, and Gomba Estates, Ltd., a company based in Tanzania. Corkern & Co. provides private, multi-generational wealth management to high-net-worth individuals, families, trusts, and institutional clients. The firm employs a non-discretionary investment approach based on Modern Portfolio Theory, utilizing portfolio optimization software and primarily no-load mutual funds, ETFs, and select individual securities, with comprehensive planning services including tax, debt, estate, and charitable planning.

Wealth management Charitable giving & philanthropy General estate planning guidance Debt management
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