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Kelvin D

Series 63, Series 65

McMinnville, TN

Dmk Advisor Group, Inc.

Kelvin Douglas is a financial advisor with DMK Advisor Group, Inc., holding Series 63 and Series 65 credentials and having 22 years of industry experience. His career includes roles at Douglas & Lanier Agency since 2016 and Royal Alliance from 2015 to 2019, as well as long-term involvement with Douglas & Associates since 1999. Outside of advisory work, he serves as Vice President of Douglas & Lanier Agency, a corporation providing property, casualty, life, and health insurance. DMK Advisor Group offers portfolio management and investment supervisory services to individuals, small businesses, trusts, corporations, and retirement plans. The firm manages approximately $130.8 million across about 515 client relationships, providing both discretionary and non-discretionary account management with investment models based on mutual funds and ETFs combining technical and fundamental analysis.

Wealth management Active portfolio management
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Celia C

Series 63, Series 66

McMinnville, TN

Private Advisor Group, LLC

Celia Cayce is a financial advisor with Private Advisor Group, LLC, holding Series 63 and Series 66 licenses and bringing nine years of industry experience. She previously worked at Edward Jones, Bank of Hawaii, and Wells Fargo Home Mortgage. Cayce is involved with Pure Wealth Partners LLC, an investment-related business affiliated with her work at Private Advisor Group. Private Advisor Group serves individuals, business entities, trusts, estates, and charitable organizations by providing discretionary and non-discretionary portfolio management, financial planning, and retirement-plan consulting through a network of investment adviser representatives. The firm offers access to third-party asset managers, turnkey asset management platforms, and a firm-managed separately managed account program.

Retired Founder/Business Owner
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Stephen K

Series 66

McMinnville, TN

OSAIC Institutions, inc.

Stephen Keck is a financial advisor with OSAIC Institutions, Inc., holding a Series 66 designation and 14 years of industry experience. He has worked at Infinex Investments, Inc. and Security Federal Savings Bank since 2015, where he serves as Senior Vice President of Wealth Management. Keck is also a board member and treasurer for Rotary International. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments, operating a hybrid adviser/broker-dealer model with a focus on both discretionary and non-discretionary strategies.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Wendy K

Series 66

McMinnville, TN

OSAIC Institutions, inc.

Wendy Kell is a financial advisor with OSAIC Institutions, Inc. She holds a Series 66 designation and has seven years of industry experience. Prior to joining OSAIC, she has worked with Infinex Investments, Inc. since 2015 and serves as Vice President at Security Federal Savings Bank, where she has worked since 1998. In addition to her advisory role, she is a board member and backup bookkeeper at Covenant Academy and volunteers as a merit badge counselor for the Boy Scouts of America. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, wrap programs, and access to alternative investments, operating through a hybrid adviser/broker-dealer model with a combination of discretionary and non-discretionary accounts.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Daniel S

Series 66

McMinnville, TN

Private Advisor Group, LLC

Daniel Sellers is a financial advisor with Private Advisor Group, LLC, holding a Series 66 designation and 12 years of industry experience. He previously worked at Edward Jones before joining Private Advisor Group and LPL Financial in 2020. Private Advisor Group serves a broad range of clients, including individuals, business entities, trusts, estates, and charitable organizations, offering portfolio management, financial planning, and retirement-plan consulting through various advisory programs and access to third-party asset managers and turnkey platforms. The firm supports diverse investment strategies and client preferences via a network of investment adviser representatives.

Retired Founder/Business Owner
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Vanessa C

Series 63, Series 65

McMinnville, TN

Edward Jones

Vanessa Cordell is a financial advisor at Edward Jones in McMinnville, Tennessee, holding Series 63 and Series 65 licenses with 20 years of industry experience. She has been with Edward Jones since 2014. Cordell serves on the advisory board for the Tennessee College of Applied Technology, where she advises on strategies to attract and retain students. Edward Jones is a full-service wealth management firm serving individual and institutional clients, managing approximately $1.01 trillion in assets. The firm offers a range of advisory programs and maintains a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Ethan S

Series 66

McMinnville, TN

LPL Financial

Ethan Smith is a financial advisor with LPL Financial in McMinnville, Tennessee, holding a Series 66 designation. He has been in the industry since 2023, with prior experience at First National Bank of Middle TN and Lenoir-Rhyne University. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations nationwide. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, providing both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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Jeffery U

CFP®, Series 63

McMinnville, TN

LPL Financial

Jeffery Uselton is a CFP® with 13 years of industry experience, currently serving at LPL Financial since 2014. He is also Executive Vice President and Chief Risk Officer at First National Bank of Middle Tennessee, where he has worked since 2012. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers diverse financial planning and advisory programs, including discretionary and non-discretionary management, utilizing model portfolios and research from multiple sources.

College savings (529s, UTMA, etc.)
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Shannon H

Series 66

McMinnville, TN

LPL Financial

Shannon Haston is a financial advisor with LPL Financial in McMinnville, Tennessee, holding a Series 66 designation and 9 years of industry experience. He has been with LPL Financial and First National Bank of Middle Tennessee since 2016. Haston is also a notary public. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations nationwide. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by in-house research and third-party subadvisors.

College savings (529s, UTMA, etc.)
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Caleb A

Series 66

Quebeck, TN

Cambridge Investment Research Advisors

Caleb Allen is a financial advisor at Cambridge Investment Research Advisors with three years of industry experience. He holds a Series 66 designation and previously served ten years in the United States Marine Corps. Outside of his advisory role, he is the owner of a consulting and coaching business and is employed by the YMCA. Cambridge Investment Research Advisors serves a diverse client base including individuals, pension plans, charitable organizations, and retirement-plan sponsors, offering financial planning, investment management, and retirement advisory services. The firm supports various investment platforms and strategies, combining proprietary models with access to third-party managers, and provides institutional features such as advisor transition support and compliance processes.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
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Dawn H

Series 63, Series 65

McMinnville, TN

LPL Financial

Dawn Hoover is a financial advisor with LPL Financial in McMinnville, TN, holding Series 63 and Series 65 credentials and 29 years of industry experience. Her prior roles include positions at Ameritas Investment Company and Concorde Asset Management, among others. Outside of advising, she has been involved with two small businesses, New Dawn Investigations & Consulting, LLC and Huckleberry Sweets, LLC, and holds a part-time role with Flat Foot Vinyl. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients including individuals, retirement plans, banks, and charitable organizations through a national network of representatives. The firm provides diverse advisory programs, financial planning, and utilizes a variety of management approaches supported by proprietary and third-party research.

College savings (529s, UTMA, etc.)
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William H

Series 66

McMinnville, TN

Edward Jones

William Hodges III is a financial advisor at Edward Jones with seven years of industry experience. He holds a Series 66 designation and previously worked at MH International, Quality Life Consultants, and Ramsey Solutions. Outside of his advisory role, he is involved with Bub's Collectibles LLC, an e-commerce business focused on buying and selling collectibles. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including pension plans and charitable organizations. The firm offers a range of investment advisory programs and maintains a large nationwide network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Andy K

Series 66

McMinnville, TN

Raymond James Financial

Andy Knowles is a financial advisor with Raymond James Financial Services Advisors, Inc., holding a Series 66 credential and 12 years of industry experience. He previously worked at LPL Financial and First National Bank of McMinnville for 11 years. He is also the CEO of Knowles Private Wealth, a support company affiliated with his advisory work. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base including individuals, high-net-worth clients, pension plans, corporations, and institutional clients. The firm offers tailored, non-discretionary planning and consulting using analytical tools and supports municipal and public finance work through a unique advisory affiliation.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Jeremy R

Series 66

McMinnville, TN

Edward Jones

Jeremy Richey is a Series 66 licensed financial advisor at Edward Jones with seven years of industry experience. He has worked at Edward Jones since 2018 and previously was employed by Sharecare Inc for seven years. Edward Jones is a wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, managing approximately $1.01 trillion in assets through a large network of financial advisors and branch offices nationwide.

Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Charitable giving & philanthropy Military & Veterans Doctor or Medical Professional Religious/faith focused
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Aaron M

Series 66

McMinnville, TN

Edward Jones

Aaron Mishoe is a Series 66 licensed financial advisor with Edward Jones, based in McMinnville, TN, and has two years of industry experience. He has held roles at Edward Jones and other financial firms since 2023. Outside of his advisory work, he operates a part-time IT support business providing after-hours technical assistance. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and charitable organizations. The firm offers a range of advisory programs and investment solutions supported by a large network of advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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