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Kelvin D

Series 63, Series 65

McMinnville, TN

DMK Advisor Group, Inc.

Kelvin Douglas is a financial advisor at DMK Advisor Group, Inc. with 22 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Royal Alliance and Douglas & Lanier Agency, where he serves as Vice President. In addition to his advisory role, Douglas manages operations at Douglas & Lanier Agency, a property, casualty, life, and health insurance provider. DMK Advisor Group offers portfolio management and investment supervisory services to individuals, small businesses, trusts, corporations, and retirement plans. The firm employs a blend of technical and fundamental analysis in managing discretionary and non-discretionary accounts, and uniquely combines registered broker-dealer activities with investment advisory services and insurance product offerings.

Wealth management Active portfolio management
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Justin T

Series 65

Sparta, TN

Gibbs Wealth Management, LLC

Justin Turney is a financial advisor with Gibbs Wealth Management, LLC, holding a Series 65 designation and three years of industry experience. He has worked with Gibbs Wealth Management since 2023 and operates Turney Financial Group, a business focused on fixed index annuities and life insurance, where he serves as an agent and office manager. Gibbs Wealth Management provides discretionary investment advisory services primarily to individual and high-net-worth clients through an advisor-directed Model Management program that uses third-party platforms and strategists to implement model portfolios. The firm’s investment approach focuses on selecting and monitoring third-party model portfolios based on a client’s financial situation, goals, and risk tolerance.

Options & derivatives strategies Concentrated stock management
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Celia C

Series 63, Series 66

McMinnville, TN

Private Advisor Group, LLC

Celia Cayce is a financial advisor with Private Advisor Group, LLC, holding Series 63 and Series 66 credentials and nine years of industry experience. She previously worked at Edward Jones, Bank of Hawaii, and Wells Fargo Home Mortgage before joining Private Advisor Group and LPL Financial in 2020. Private Advisor Group serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans by providing portfolio management, financial planning, retirement plan consulting, and access to various advisory programs. The firm employs a fiduciary-based advisory model that combines technology platforms with multiple investment strategies and offers managed account solutions through both proprietary and third-party providers.

Annuities Founder/Business Owner
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Stephen K

Series 66

McMinnville, TN

OSAIC Institutions, INC.

Stephen Keck is a financial advisor at OSAIC Institutions, Inc. with 14 years of industry experience. He holds a Series 66 designation and has worked at Infinex Investments, Inc. and Security Federal Savings Bank, where he serves as Senior Vice President of Wealth Management. Keck is also a board member and treasurer of Rotary International. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, third-party asset manager referrals, and access to alternative investments and lending solutions, operating with a hybrid adviser/broker-dealer structure.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Wendy K

Series 66

McMinnville, TN

OSAIC Institutions, INC.

Wendy Kell is a financial advisor at OSAIC Institutions, INC. with seven years of industry experience. She holds a Series 66 designation and has worked with Infinex Investments, Inc. since 2015. In addition to her advisory role, Kell serves as a board member and backup bookkeeper for Covenant Academy, a private children’s school, and volunteers as a merit badge counselor for the Boy Scouts of America. OSAIC Institutions, INC. is an SEC-registered investment adviser serving individuals, retirement plans, trusts, estates, and corporate clients through a network of advisors. The firm offers customized advisory services, financial planning, and access to alternative investments, operating with a hybrid adviser and broker-dealer structure that supports both discretionary and non-discretionary accounts.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Daniel S

Series 66

McMinnville, TN

Private Advisor Group, LLC

Daniel Sellers is a financial advisor with Private Advisor Group, LLC, holding a Series 66 designation and 12 years of industry experience. His career includes prior roles at Edward Jones and Waddell & Reed before joining Private Advisor Group and LPL Financial in 2020. Sellers is involved in an insurance agency business alongside his advisory work. Private Advisor Group serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans, offering both discretionary and non-discretionary portfolio management, financial planning, and retirement plan consulting. The firm employs a fiduciary-based advisory model, utilizing a range of investment strategies and technology platforms while providing access to proprietary and third-party managed account solutions.

Annuities Founder/Business Owner
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Vanessa C

Series 63, Series 65

McMinnville, TN

Edward Jones

Vanessa Cordell is a financial advisor at Edward Jones in McMinnville, Tennessee, holding Series 63 and Series 65 licenses with 20 years of industry experience. She has been with Edward Jones since 2014. Cordell serves on the advisory board for the Tennessee College of Applied Technology, where she advises on strategies to attract and retain students. Edward Jones is a full-service wealth management firm serving individual and institutional clients, managing approximately $1.01 trillion in assets. The firm offers a range of advisory programs and maintains a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Melissa G

Series 63, Series 66

Sparta, TN

UBS Financial Services

Melissa Graham is a financial advisor with UBS Financial Services in Sparta, TN, holding Series 63 and Series 66 designations and bringing 29 years of industry experience. She has been with UBS Financial Services Inc. since 2008. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and discretionary portfolio management. The firm combines institutional trading capabilities with wealth management services, supported by proprietary research and a range of capital markets activities.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Ethan S

Series 66

McMinnville, TN

LPL Financial

Ethan Smith is a financial advisor with LPL Financial in McMinnville, TN. He holds a Series 66 designation and has experience in the financial services industry dating from roles at First National Bank of Middle TN and Southeast Retirement Planners Inc. Prior to his advisory roles, he worked in education at Lenoir-Rhyne University and Warren County High School. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Jeffery U

CFP®, Series 63

McMinnville, TN

LPL Financial

Jeffery Uselton is a CFP® professional with 13 years of industry experience, currently affiliated with LPL Financial since 2014. He also serves as Executive Vice President and Chief Risk Officer at First National Bank of Middle Tennessee, a role he has held since 2019. Prior to LPL, he worked at Invest Financial Corporation from 2010 to 2012. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services through a broad network of advisors, utilizing various strategies including model portfolios and third-party asset management.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Donald R

Series 63, Series 66

Sparta, TN

LPL Financial

Donald Randolph is a financial advisor with LPL Financial, holding Series 63 and Series 66 designations and bringing 24 years of industry experience. He has worked at LPL Financial since 2008 and previously spent a year at Edward Jones. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a wide range of financial planning and portfolio management services, utilizing various advisory platforms and tools while overseeing over $819 billion in discretionary assets.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Shannon H

Series 66

McMinnville, TN

LPL Financial

Shannon Haston is a financial advisor with LPL Financial, holding a Series 66 designation and bringing nine years of industry experience. He has worked with First National Bank of Middle Tennessee since 2016 and with LPL Financial since 2016. He is also a notary public in McMinnville, Tennessee. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm offers a range of services including financial planning, model portfolio programs, third-party asset management, and institutional platforms, utilizing a variety of investment strategies and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Gabrielle R

Series 66

Sparta, TN

Edward Jones

Gabrielle Renault is a Series 66-credentialed advisor with Edward Jones in Sparta, TN, and has three years of industry experience. She has been with Edward Jones since 1999. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, and manages approximately $1.01 trillion in assets under management through a nationwide network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Stacy Nicole G

Series 66

Sparta, TN

UBS Financial Services

Stacy Nicole Goines is a financial advisor at UBS Financial Services with 12 years of industry experience. She holds a Series 66 designation and has worked at UBS since 2017. Her prior experience includes roles at Genesis House, Inc., Raymond James Financial Services Advisors Inc., and Luna & Herren Investment Group. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor strategies to client goals.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Caleb A

Series 66

Quebeck, TN

Cambridge Investment Research Advisors

Caleb Allen is a financial advisor with Cambridge Investment Research Advisors and holds a Series 66 designation. He has three years of industry experience and previously served ten years in the United States Marine Corps. Allen is also the owner of LEB Financial, a consulting and coaching business. Cambridge Investment Research Advisors serves a broad range of individual and institutional clients, including pension and charitable organizations, by providing financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm offers both discretionary and non-discretionary management across multiple platforms and features proprietary model strategies under the Founders Gate Capital brand.

Annuities Retirement plans for business owners (SEP, solo 401k)
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Joshua K

Series 66

Sparta, TN

Edward Jones

Joshua King is a financial advisor at Edward Jones in Sparta, TN, holding a Series 66 designation. He joined Edward Jones in 2026 and has prior experience at UST Global Inc, Apex Systems, Uber, and in the fitness industry. Edward Jones is a full-service wealth management firm serving both individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of investment strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds.

Retirement income strategy Wealth management Business ownership considerations Multi-generational wealth transfer Founder/Business Owner
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Dawn H

Series 63, Series 65

McMinnville, TN

LPL Financial

Dawn Hoover is a financial advisor with LPL Financial in McMinnville, TN, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. She has previously worked at firms including Ameritas Investment Company, Concorde Asset Management, and National Planning Holdings. Outside of financial advisory, she is involved with Flat Foot Vinyl, a non-investment-related business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a wide range of advisory and brokerage services, utilizing multiple investment platforms and tools across a large network of advisers.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Mark K

Series 66

Sparta, TN

Edward Jones

Mark King is a financial advisor with Edward Jones, holding a Series 66 designation and nine years of industry experience. He has been with Edward Jones since 2016. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of investment strategies and advisory services, managing approximately $1.01 trillion in assets through a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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William H

Series 66

McMinnville, TN

Edward Jones

William Hodges III is a financial advisor at Edward Jones with seven years of industry experience. He holds a Series 66 designation and previously worked at MH International, Quality Life Consultants, and Ramsey Solutions. Outside of his advisory role, he is involved with Bub's Collectibles LLC, an e-commerce business focused on buying and selling collectibles. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including pension plans and charitable organizations. The firm offers a range of investment advisory programs and maintains a large nationwide network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Andy K

Series 66

McMinnville, TN

Raymond James Financial

Andy Knowles is a financial advisor with Raymond James Financial Services Advisors, Inc., holding a Series 66 credential and 12 years of industry experience. He previously worked at LPL Financial and First National Bank of McMinnville for 11 years. He is also the CEO of Knowles Private Wealth, a support company affiliated with his advisory work. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base including individuals, high-net-worth clients, pension plans, corporations, and institutional clients. The firm offers tailored, non-discretionary planning and consulting using analytical tools and supports municipal and public finance work through a unique advisory affiliation.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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