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Fredrick R

Series 63, Series 65

Morris, IL

O'Hagan Group, Inc.

Fredrick Robinson is a financial advisor with O'Hagan Group, Inc. in Morris, Illinois, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has worked at firms including Purshe Kaplan Sterling Investments, Arbor Point Advisors, and SECURITIES AMERICA, inc., and has been with O'Hagan Group since 2012. Outside of advisory work, Robinson manages a grain farming operation and provides individual income tax preparation services. O'Hagan Group offers financial planning, consulting, and discretionary investment management to individuals, trusts, and estates, focusing on retirement accounts and a range of asset types. The firm employs a growth-and-value investment approach with fundamental company analysis and manages portfolios on a discretionary basis with continuous monitoring.

General retirement planning Wealth management Retirement income strategy
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Larry L

Series 63, Series 65

Dwight, IL

Huntleigh Advisors, Inc.

Larry Little is a financial advisor at Huntleigh Advisors, Inc. with 56 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Huntleigh Securities Corporation since 2017. He is also president of Planning Associates Ltd., where he has been involved in insurance sales since 1976, and owner of Illinois Charity Auctions, Limited, which organizes charitable auctions for 501(c)(3) organizations. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, ERISA retirement-plan services, and third-party manager solicitation. The firm employs a range of strategies, including a MindShare Small Companies program that integrates investor sentiment, charting, and fundamental research to target micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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William R

Series 63, Series 65

Dwight, IL

Huntleigh Advisors, Inc.

William Rodosky Jr. is a financial advisor at Huntleigh Advisors, Inc. with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has operated an accounting practice in Dwight, Illinois since 1989. Rodosky also has a long tenure with K. W. Chambers & Co., spanning over 30 years. Huntleigh Advisors serves individuals, small businesses, charities, trusts, estates, and retirement plans with discretionary and non-discretionary asset management, model portfolio programs, and specialized strategies including a MindShare small- and micro-cap approach that combines fundamental, technical, and quantitative analysis.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Alan F

Series 63, Series 65

Dwight, IL

Huntleigh Advisors, Inc.

Alan Ferrari is a financial advisor with Huntleigh Advisors, Inc. He holds Series 63 and Series 65 licenses and has 27 years of industry experience. Prior to joining Huntleigh Advisors in 2021, he spent 22 years at K. W. Chambers & Co. Outside of his advisory role, he is a co-owner of Demigan Commercial Development Co. and owns an insurance business. Huntleigh Advisors serves individual clients, small businesses, charities, trusts, estates, and employer retirement plans. The firm offers discretionary and non-discretionary asset management, including a specialized MindShare small- and micro-cap strategy that combines fundamental research with investor sentiment analysis and charting.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Robert M

Series 66

Morris, IL

Northrock Partners, LLC

Robert Martin is a financial advisor at NorthRock Partners, LLC with 18 years of industry experience. He holds a Series 66 designation and has previously worked at Ameriprise and Ameriprise Financial Services, Inc. Martin serves on the Board of Directors for the Morris Warriors and is a trustee on the Advisory Council for Immaculate Conception School. NorthRock Partners provides comprehensive wealth management and advisory services to individuals, trusts, estates, retirement plans, charitable organizations, and business entities. The firm employs a tailored investment approach emphasizing broad asset allocation, diversification, and ongoing oversight, and it integrates private market allocations and automated tools for tax-aware investing and risk assessment.

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Founder/Business Owner Retired Executive Approaching retirement Established Professionals
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John S

Series 63, Series 65

Dwight, IL

Huntleigh Advisors, Inc.

John Sullivan is a financial advisor at Huntleigh Advisors, Inc. with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has been with K. W. Chambers & Co. since 1993. He is also an agent for fixed insurance products, with minimal time devoted to this activity. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients. The firm provides discretionary and non-discretionary asset management, ERISA retirement-plan services, and employs a range of fundamental, technical, charting, and quantitative strategies, including a distinctive MindShare Small Companies program focused on micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Charles S

Series 63, Series 65

Godley, IL

IP Financial Advisory Services LLC

Charles Schad is a financial advisor with IP Financial Advisory Services LLC, holding Series 63 and Series 65 credentials and 25 years of industry experience. His prior work includes over two decades at Raymond James Financial Services and roles at Oak Knoll Insurance Strategies and Innovation Partners LLC. He serves as a board member and chair of the Godley Public Water District in Godley, IL. IP Financial Advisory Services primarily serves individual retail clients, focusing on portfolio management, financial planning, and retirement-plan consulting. The firm offers customized investment portfolios and access to third-party advisors, emphasizing service to non-high-net-worth individuals.

Business succession planning Charitable giving & philanthropy Income planning Long-term care insurance Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Glenn G

Series 63, Series 66

Morris, IL

Citigroup Global Markets

Glenn Georgantas is a financial advisor at Citigroup Global Markets with 23 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at LPL Financial and Harris Investor Services Inc. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment programs along with execution and custody services. The firm is notable for its large institutional scale and specialized market roles, including acting as a swap dealer and futures commission merchant.

Tax-loss harvesting ESG / Sustainable investing Executive Founder/Business Owner Attorney Consultant Technology Professional
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Dean S

Series 66

Wilmington, IL

Edward Jones

Dean Shepherd is a Series 66-licensed financial advisor with Edward Jones in Wilmington, IL, having 25 years of industry experience. He has been with Edward Jones since 2002. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of discretionary and non-discretionary investment strategies, separately managed accounts, and affiliated mutual funds. The firm manages approximately $1.01 trillion in assets through a large nationwide network of advisors and branch offices.

College savings (529s, UTMA, etc.) Business ownership considerations Wealth management Retirement income strategy Founder/Business Owner Newlywed/Engaged Young Families Intergenerational Families
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Connor S

Series 66

Coal City, IL

Edward Jones

Connor Skubic is a Series 66-credentialed financial advisor with Edward Jones, based in Coal City, Illinois. He has three years of industry experience, including roles at Edward Jones and prior work in construction and at Illinois State University. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a broad range of investment strategies and advisory services, supported by a large national network of financial advisors and branch offices.

College savings (529s, UTMA, etc.) General retirement planning Wealth management Retired Founder/Business Owner Executive
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Michael W

Series 63, Series 66

Morris, IL

Edward Jones

Michael Wright is a financial advisor at Edward Jones with Series 63 and Series 66 credentials and 32 years of industry experience. He has been with Edward Jones since 1996. Outside of his advisory role, he is involved in commercial real estate ownership and management in Morris, Illinois. Edward Jones is a full-service wealth management firm serving both individual and institutional clients with a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds. The firm is notable for its extensive retail advisor and branch network and offers various specialized services such as tax-efficient investing and securities-based lending.

Charitable giving & philanthropy Divorce financial planning Retirement income strategy Retired Founder/Business Owner Executive LGBTQIA
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Wesley S

CFP®, Series 66

Wilmington, IL

Raymond James Financial

Wesley Smith is a CFP®-certified financial advisor with Raymond James Financial Services Advisors, Inc., bringing 14 years of industry experience. He has worked at Raymond James since 2012 and previously held roles at Daily & Francis Financial Services. Outside of his advisory practice, he is involved in managing Oak Knoll Insurance Strategies and supports bookkeeping for his wife’s piano and music lesson business, Prairie Lane Studios. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base, including individuals, high-net-worth clients, corporations, and institutional investors. The firm offers tailored, non-discretionary planning and consulting using risk profiling and modeling, along with specialized programs for municipal finance and SIMPLE IRA employer advisory services.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Douglas H

Series 66

Wilmington, IL

Cetera

Douglas Hughes is a financial advisor at Cetera with 18 years of industry experience. He holds the Series 66 designation and has worked at firms including Wells Fargo Advisors and Edward Jones. Outside of his role at Cetera, he co-owns Hughes & Hughes Financial Advisors, Inc. and is the owner of Hughes Investment Services. Cetera Investment Advisers LLC is an SEC-registered adviser serving a broad range of clients, including individuals, retirement plans, and institutional accounts. The firm offers various portfolio management and consulting services through a multi-manager platform that includes affiliated and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Michael M

Series 66

Wilmington, IL

Raymond James Financial

Michael Manner is a financial advisor at Raymond James Financial with 21 years of industry experience. He holds a Series 66 designation and has been with Raymond James Financial and its affiliated entities since 2007. Outside of his advisory role, he is involved with Oak Knoll Financial Strategies, LLC. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to a diverse client base, including individuals, high-net-worth clients, corporations, and institutional clients. The firm employs a non-discretionary, tailored approach using analytical tools to support client goals and provides specialized municipal and public finance advisory services.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Jennifer H

Series 63, Series 66

Morris, IL

Edward Jones

Jennifer Hock is a financial advisor at Edward Jones with seven years of industry experience, including twelve years at Grundy Bank prior to joining Edward Jones in 2021. She holds Series 63 and Series 66 designations. Outside of her advisory role, she serves as president of the Morris Downtown Development Partnership, a nonprofit supporting local businesses, and co-owns a booth at a local antique and thrift store where she and her sister resell rehabbed furniture. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds. The firm operates under a fiduciary standard and is notable for its extensive network of advisors and branch offices, as well as its affiliated trust company and securities-based lending options.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Kara M

Series 66

Wilmington, IL

Raymond James Financial

Kara Mason is a financial advisor at Raymond James Financial with seven years of industry experience. She holds a Series 66 designation and has worked at Raymond James Financial Services, Inc. since 2015, alongside roles at Oak Knoll Financial Strategies and Integrator Consulting Services. Outside of her advisory work, she is involved in affiliate marketing for platforms such as TikTok, LTK, and Amazon. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base, including individuals, high-net-worth clients, and institutional investors. The firm offers tailored, non-discretionary planning and employs analytical tools to help clients evaluate potential outcomes.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Justin F

Series 66

Dwight, IL

Edward Jones

Justin Fox is a Series 66-registered financial advisor with Edward Jones, where he has worked since 2022. He has three years of industry experience, including a prior role at Insight FS and ongoing involvement with Fox Farms. Fox serves as a trustee on the Union Township Board in Odell, Illinois. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients with a broad range of advisory programs and affiliated financial services. The firm manages approximately $1.01 trillion in assets and operates a nationwide network of over 23,700 financial advisors.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Christopher S

Series 66

Wilmington, IL

Edward Jones

Christopher Scholtes is a financial advisor with Edward Jones in Wilmington, IL, holding a Series 66 designation and three years of industry experience. Prior to joining Edward Jones in 2023, he worked at MetLife for 23 years. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of investment advisory programs and strategies, including discretionary and non-discretionary wrap fee solutions, separately managed accounts, and affiliated mutual funds, supported by a nationwide network of financial advisors and branch offices.

General retirement planning Wealth management Educators, Teachers, and Academics Sales Professional Young Professionals Established Professionals
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Darlene R

Series 63, Series 65

Morris, IL

LPL Financial

Darlene Roepoundstone is a financial advisor with LPL Financial, holding Series 63 and Series 65 designations and bringing 33 years of industry experience. She has been with LPL Financial since 2009 and previously worked at PRUCO Securities, LLC for seven years. Roepoundstone also has involvement in insurance-related activities in Morris, Illinois. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by advanced operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Austin F

CFP®, ChFC®, Series 66

Morris, IL

Edward Jones

Austin Feeney is a Certified Financial Planner (CFP®) and Chartered Financial Consultant (ChFC®) with 10 years of experience in the financial industry. He has been with Edward Jones since 2016, based in Morris, IL. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a broad range of investment advisory programs and affiliated financial products. The firm is notable for its large national advisor and branch network as well as its fiduciary standard in providing advisory services.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Business ownership considerations Business exit / sale strategy General estate planning guidance Founder/Business Owner
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Paul M

Series 66

Morris, IL

LPL Financial

Paul Markiewicz is a Series 66-credentialed financial advisor with LPL Financial, bringing eight years of industry experience. His prior roles include positions at Old National Bank, First Midwest Bank, Bank of America, and Merrill. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services utilizing model portfolios, third-party subadvisors, and customized strategies supported by operational and research tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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James F

Series 63, Series 66

Morris, IL

Edward Jones

James Feeney is a financial advisor with Edward Jones in Morris, Illinois, holding Series 63 and Series 66 licenses and 25 years of industry experience. He has been with Edward Jones since 2000. Feeney is also set to purchase the existing Edward Jones office building in Morris, Illinois. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, managing approximately $1.01 trillion in assets through a nationwide network of more than 23,700 financial advisors.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Michael M

Series 65

Wilmington, IL

Raymond James Financial

Michael Merten is a financial advisor at Raymond James Financial with 16 years of industry experience. He holds a Series 65 designation and has been with Raymond James Financial Services Advisors Inc. since 2009. Outside of his advisory role, he provides accounting, bookkeeping, payroll, and tax preparation services through Chamness & Merten. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to a diverse client base, including individuals, high-net-worth clients, corporations, and institutional clients. The firm uses tailored, non-discretionary planning and analytical tools to support client goals and maintains specialized programs for municipal advisory and SIMPLE IRA employer consulting.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Michael P

Series 66

Morris, IL

Edward Jones

Michael Pfaff is a financial advisor with Edward Jones in Morris, Illinois, holding a Series 66 designation and 12 years of industry experience. He has been with Edward Jones since 2013. Outside of his advisory work, he serves as a board member of the Morris Hospital Auxiliary. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets, offering a range of advisory programs and investment strategies through a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Tamara J

Series 63, Series 66

Coal City, IL

Edward Jones

Tamara Johnson is a financial advisor with Edward Jones in Coal City, IL, holding Series 63 and Series 66 designations and 23 years of industry experience, all with Edward Jones since 2003. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment solutions supported by a large network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Jaimie G

Series 66

Coal City, IL

Edward Jones

Jaimie Gregory is a financial advisor at Edward Jones with five years of industry experience. She holds a Series 66 designation and has worked at Edward Jones since 2021. Prior to her current role, she was employed at Manhattan Mechanical Services from 2016 to 2020. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of investment strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Grant W

Series 66

Morris, IL

Edward Jones

Grant Whybark is a financial advisor with Edward Jones in Morris, IL, holding a Series 66 designation and four years of industry experience. He previously worked at First Midwest Bank for five years before joining Edward Jones. He serves as a trustee for the Morris Police Pension Fund and is president of the University of St. Francis Golf Foundation. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment solutions supported by a large network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Kelly D

Series 63, Series 66

Morris, IL

LPL Financial

Kelly Dransfeldt is a financial advisor at LPL Financial with 19 years of industry experience. Prior to joining LPL Financial in 2025, Dransfeldt spent 20 years at Grundy Bank and also worked at Powerhouse Gym for 20 years. Dransfeldt holds Series 63 and Series 66 licenses. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, and supports advisors with research and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Stephen T

Series 63, Series 65

Dwight, IL

LPL Financial

Stephen Tock is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and possessing 43 years of industry experience. He has been with LPL Financial since 1994. Outside of his advisory role, he prepares federal and state tax returns and serves as a notary public. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Max S

Series 66

Dwight, IL

Edward Jones

Max Sulzberger is a financial advisor with Edward Jones in Dwight, Illinois, holding a Series 66 license and 14 years of industry experience. He has worked at Edward Jones since 2011. Outside of advising, he is involved in his community as the head varsity basketball coach at Dwight Township High School and as a basketball coach for 5th and 6th grade girls at Dwight Township Grade School. He also holds silent ownership in a local sports academy. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and corporate entities. The firm manages over $1 trillion in assets and provides a range of advisory strategies through a nationwide network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Stephen F

CFP®, Series 66

Wilmington, IL

Raymond James Financial

Stephen Francis is a CFP® professional with 21 years of industry experience, currently affiliated with Raymond James Financial in Wilmington, Illinois. He has held various roles within his own businesses, including managing a share crop operation at Oak Knoll Farm/Francis Bros. and overseeing Oak Knoll Tax Co. and Oak Knoll Insurance Strategies, Inc. since 2016. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse client base, including individuals, high-net-worth clients, corporations, and institutional investors. The firm employs tailored, non-discretionary planning and uses risk profiling and analytical modeling to support client goals.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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