Herbert Moore is the sole advisor at Olive Tree Ridge Investment Advisors in Sharon, CT, holding Series 65 and Series 63 credentials with 15 years of industry experience. He previously worked at WiseBanyan, Inc. for 10 years and founded Premier Construction, a residential remodeling business which he actively manages alongside his advisory role. Olive Tree Ridge Investment Advisors offers discretionary portfolio management primarily to high-net-worth individuals and charitable organizations, focusing on mutual funds, equities, and ETFs. The firm’s investment approach is based on Modern Portfolio Theory, emphasizes asset allocation and long-term strategies, and incorporates options trading when appropriate.

Brian Schmidt is a financial advisor at Hudson Delaware Planning LLC with 13 years of industry experience. He holds the CFP® designation as well as Series 63 and Series 66 licenses. Prior to founding Hudson Delaware Planning in 2019, Schmidt worked at Ameriprise Financial Services Inc. and The Depository Trust & Clearing Corp. Outside of advisory work, he is involved with Redbud Farms LLC. Hudson Delaware Planning provides financial planning and consulting services to individuals, high-net-worth clients, and business entities. The firm focuses on comprehensive, written financial plans covering areas such as retirement, tax, estate, and business consultation, operating on a planning-only model without managing or custodial responsibilities.

Anthony Collins is a financial advisor with EIA Investments LLC in Salisbury, CT, holding Series 63 and Series 65 designations and 10 years of industry experience. He has held roles at multiple firms, including Union Square Capital Advisors LLC and Economic Index Associates LLC, where he serves as Executive Director. Collins also serves as a director and consultant for IRIS Metals, a junior lithium mining company. EIA Investments provides investment advisory and sub-advisory services to investors, registered investment advisers, and institutional and charitable clients. The firm employs a rules-based index management approach that uses proprietary IFED scores to weight securities and primarily manages assets on a non-discretionary basis.

Edvard Jorgensen is a financial advisor at Seahorse Financial Advisers Inc. with 29 years of industry experience. He holds a Series 65 credential and has maintained a law license in New York since 1977, though he does not currently practice law actively. Jorgensen has led Seahorse Financial Advisers since 1993 and serves as a trustee of three family trusts. Seahorse Financial Advisers provides discretionary management of separately managed brokerage accounts primarily for high-net-worth individuals, families, trusts, estates, and retirement plans. The firm employs a long-term, buy-and-hold investment strategy informed by fundamental analysis and market-timing considerations, managing approximately $86.7 million across about 20 client relationships.

Jonathan Edelman is a CFP® with four years of industry experience, serving as the sole advisor at Nonesuch Advisors in Kent, CT since 2013. He is also Co-Managing Partner of Inflection Vintners, a winery involved in production, sales, and finance. Nonesuch Advisors primarily serves entrepreneurs, small-business owners, and principal executives, offering financial planning, investment strategy, and start-up consulting through fixed-fee or hourly engagements. The firm emphasizes fundamental analysis and diversified portfolios using mutual funds and ETFs, focusing on the intersection of personal and business financial issues without providing discretionary portfolio management.

Nadav Goshen is a financial advisor at Vizcaya Capital, LLC with 12 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Vizcaya Capital since 2013. Outside of his advisory role, he is a part-owner of several investment-related holding companies affiliated with Vizcaya Capital. Vizcaya Capital primarily serves high-net-worth individuals, sophisticated investors, and institutional clients, offering discretionary and non-discretionary portfolio management as well as advisory services to pooled investment vehicles. The firm is notable for its involvement with private funds, pooled vehicles, and a substantial non-U.S. investor base.

Jacob Swartz is a financial advisor at Main Street Research LLC with a Series 65 designation and four years of industry experience. Prior to joining Main Street Research in 2021, he worked at Bloomberg LP for two years and attended Chapman University from 2015 to 2019. Main Street Research LLC is a multi-advisor investment firm managing approximately $2.38 billion for around 920 clients. The firm offers wealth management and consulting services to individuals, families, foundations, and institutions, employing a combination of fundamental, quantitative, and technical analysis to construct portfolios primarily of individual securities, with selective use of ETFs and ESG factor scoring for interested clients.

Henrique Cataldi is a financial advisor at Main Street Research LLC with seven years of industry experience. He holds Series 65 and Series 63 licenses and has worked at firms including Edward Jones, Charles Schwab, and EQIS Capital Management. His background also includes roles outside of finance, such as ten years at Extreme Pizza. Main Street Research LLC provides wealth management services to individuals, families, foundations, and institutions, managing approximately $2.68 billion across over 1,000 client relationships. The firm utilizes a multi-advisor team approach with a focus on tailored investment strategies that combine fundamental, quantitative, and technical analysis.

Andrew Marchionni is a Financial Consultant currently with Fidelity Investments, a role he has held since 2022. He has previously served as a Private Client Advisor at Oppenheimer & Co. in 2022, Assistant Vice President - Financial Advisor at Bank of America Merrill Lynch from 2018 to 2022, and as a Financial Consultant at Equitable Advisors from 2017 to 2018. In his professional approach, Andrew focuses on building long-term relationships with clients based on trust and transparency. He works closely with clients to understand their goals and vision for the future, co-creating and implementing tailored financial plans. He also monitors and adjusts these plans as clients’ lives change to ensure they meet evolving needs.

Natalie Mc Mahon is a CFP® professional with six years of industry experience, currently serving as an advisor at Main Street Research LLC since 2015. She is based in Lakeville, Connecticut, and has worked exclusively at Main Street Research during her career. Main Street Research LLC is a multi-advisor investment firm managing approximately $2.38 billion for about 920 clients. The firm offers wealth management, financial planning, and consulting services to individuals, families, foundations, and institutional clients, utilizing a combination of fundamental, quantitative, and technical analysis to construct portfolios that primarily use individual securities with selective ETF inclusion.

Elizabeth Baldassari is a Series 65-licensed advisor at Main Street Research LLC with six years of industry experience. She has been with Main Street Research since 1998. Main Street Research LLC is a multi-advisor investment firm managing approximately $2.38 billion for about 920 clients, offering wealth management and consulting services to individuals, families, foundations, and institutional clients. The firm uses a combination of fundamental, quantitative, and technical analysis to manage discretionary portfolios and incorporates ESG factors and risk-management tools where appropriate.

Lily Taft is a CFA® charterholder and holds a Series 65 license with six years of industry experience. She has been with Main Street Research LLC since 2019 and previously worked at Shelton Capital Management and held various roles connected to Tulane University. Main Street Research LLC is a multi-advisor firm managing approximately $2.38 billion for about 920 clients, offering wealth management and consulting services to individuals, families, foundations, and institutions. The firm employs a combination of fundamental, quantitative, and technical analysis to construct portfolios, incorporates ESG factor scoring for interested clients, and uses risk-management tools such as stop-loss orders and option overlays.

Emily Slama is a financial advisor at Main Street Research LLC with a Series 65 credential and two years of industry experience. Her prior work includes roles at JPMorgan Chase and Co., Deloitte and Touche, and Beltrano Law, LLC. Main Street Research LLC is a multi-advisor firm managing approximately $2.38 billion for about 920 clients, offering wealth management and consulting services to individuals, families, foundations, and institutional clients. The firm employs a combination of fundamental, quantitative, and technical analysis to manage discretionary portfolios, incorporates ESG factor scoring for interested clients, and utilizes risk-management tools such as stop-loss orders and option overlays.

Aaron Stern is a Series 65-licensed financial advisor with 11 years of industry experience, currently with Main Street Research LLC. He has been with the firm since 2005, working there continuously except for a brief gap between 2018 and 2019. Main Street Research LLC is a multi-advisor investment firm managing approximately $2.38 billion for around 920 clients. The firm serves individuals, families, foundations, and institutional clients with wealth management and consulting, employing a combination of fundamental, quantitative, and technical analysis to construct portfolios primarily of individual securities, supplemented by ETFs for diversification and specialized strategies.

Stephanie Andersen is a financial advisor at Main Street Research LLC with nine years of industry experience. She holds a Series 65 designation and has been with Main Street Research since 2015. Main Street Research LLC is a multi-advisor investment firm managing approximately $2.38 billion for about 920 clients. The firm offers wealth management and consulting services to individuals, families, foundations, and institutional clients, employing a blend of fundamental, quantitative, and technical analysis to construct portfolios that primarily use individual securities with selective ETF use.

Guy Ule is a financial advisor with Wellington Shields & Co., LLC, holding Series 63 and Series 65 designations and bringing 54 years of industry experience. He has been with Wellington Shields & Co., LLC since 2009 and has worked with Shields & Company since 2000. Wellington Shields & Co. provides discretionary and non-discretionary portfolio management to clients including individuals, corporations, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm uses a combination of fundamental and technical analysis, third-party manager selection, mutual funds and ETFs, and both long- and short-term strategies, with accounts monitored regularly.

Candace Cuniberti is a CFP® with 20 years of industry experience and has been with WSA Affiliates, LLC since 2011. She manages multiple family trusts and serves as treasurer and board member for a charitable Christian Science care facility. Candace also operates a seasonal farming sole proprietorship. WSA Affiliates, LLC provides advisory referral services and financial planning to individual and high-net-worth clients, coordinating with third-party investment managers and other professionals without acting as a discretionary asset manager.

James Demmert is a financial advisor at Main Street Research LLC with 11 years of industry experience. He holds the Series 63 and Series 65 designations and has been with Main Street Research since 1993. Main Street Research LLC is a multi-advisor investment firm managing approximately $2.38 billion for about 920 clients, offering wealth management and consulting services to individuals, families, foundations, and institutional clients. The firm employs a combination of fundamental, quantitative, and technical analysis to manage discretionary portfolios, incorporating ESG factors and risk-management tools, and is notable for offering performance-based fee arrangements alongside traditional fees.

Janelle Durbin is a financial advisor at Main Street Research LLC with a Series 65 designation and three years of industry experience. She previously worked at LPL Financial and Nicole E Stokes, among other firms. Main Street Research LLC is a multi-advisor investment adviser managing approximately $2.38 billion for around 920 clients. The firm offers wealth management and consulting services to individuals, families, foundations, and institutional clients, using a combination of fundamental, quantitative, and technical analysis to construct discretionary portfolios.

Peter Fiorita is a CFP® with 15 years of industry experience, currently serving as an advisor at Main Street Research LLC since 2021. His prior experience includes roles at UBS Financial Services, Fiorita Group LLC, and the City of Stamford. He holds a Connecticut Justice of the Peace designation. Main Street Research LLC provides wealth management services to individuals, families, foundations, and institutions, managing approximately $2.68 billion across a multi-advisor team. The firm emphasizes tailored investment advice through a structured policy process, focusing on individual securities with diversification strategies including ETFs and ESG models.

Jacob Margo is a financial advisor at Main Street Research LLC with 12 years of industry experience. He holds the Series 66 designation and has worked previously at Fisher Investments and JP Morgan Securities LLC. He has been with Main Street Research since 2021. Main Street Research LLC provides wealth management services to individuals, families, foundations, and institutions through a multi-advisor team. The firm delivers comprehensive financial planning and discretionary investment management with an emphasis on tailored portfolios that include individual securities and ETFs, serving both non-high-net-worth and high-net-worth clients.

Roman Le Febure is a financial advisor at Main Street Research LLC with five years of industry experience. He holds a Series 66 designation and previously worked at Ameriprise. Main Street Research LLC provides wealth management services to individuals, families, foundations, and institutions. The firm follows a multi-advisor team approach and emphasizes customized investment strategies based on fundamental, quantitative, and technical analysis.

George Haydock III is a financial advisor at TIAA-CREF with 10 years of industry experience. He holds Series 63 and Series 66 credentials and has worked at TIAA-CREF since 2018, following prior roles at Northwestern Mutual from 2012 to 2018. Outside of his advisory work, he serves as a board member for a local volunteer fire department and leads motorcycle tours in New England. TIAA-CREF Individual & Institutional Services, LLC offers financial planning and discretionary managed account programs primarily to individuals with existing TIAA retirement plan relationships, as well as trusts, estates, and small retirement plans. The firm separates its planning services from ongoing portfolio management and acts as adviser to a donor-advised fund while employing a fiduciary standard across its RIA services.

F Masri is a financial advisor with Oppenheimer who holds Series 63 and Series 65 licenses and has 34 years of industry experience. Prior to joining Oppenheimer in 2016, Masri worked at Merrill for 13 years. Outside of advising, he contributes creative writing pieces to the Millbrook Independent newspaper. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, charitable organizations, and IRAs. The firm offers a wide range of programs and advisory services that include strategic asset allocation, manager selection, and both discretionary and non-discretionary portfolio management.

Ronald Phillis is a financial advisor at Integrated Wealth Concepts LLC with 15 years of industry experience. He holds Series 63 and Series 66 licenses and has worked previously at Ivernia Capital, LLC and Laurel Wealth Advisors. Integrated Wealth Concepts serves individuals, families, trusts, estates, businesses, and retirement plans through a network of independent advisors. The firm offers discretionary investment management, financial planning, family office, and retirement plan advisory services, employing customized portfolios and a mix of internal and third-party management strategies.

Harold Mcmillan Jr. is a financial advisor at Citigroup Global Markets with 27 years of industry experience. He holds Series 63, Series 65, and Series 66 credentials and has been with Citigroup since 2014. Outside of his financial career, he is the owner of Housatonic River Outfitters, a business he has operated since 1996. Citigroup Global Markets serves individual and institutional clients, offering a range of investment advisory programs and execution services. The firm utilizes multi-asset, multi-manager strategies and manages complex arrangements for high-net-worth and institutional investors.

Payum Payman is a financial advisor at Citigroup Global Markets with nine years of industry experience. He holds Series 63 and Series 65 designations and has worked at Citi Private Bank since 2016. Citigroup Global Markets Inc. serves individual and institutional clients, including workplace, high-net-worth, and ultra-high-net-worth segments, offering a range of investment advisory programs and execution services. The firm employs multi-asset, multi-manager strategies overseen by internal standards and committees, and it operates with institutional scale and unique market roles such as swap dealing and futures commission merchant activities.

Peter Russell is a financial advisor at Edward Jones with 11 years of industry experience. He holds a Series 66 designation and has been with Edward Jones since 2015. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, including households, pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets under management and offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds.

David Volkman is a financial advisor at Ameriprise with 30 years of industry experience. He holds the ChFC® designation as well as Series 63 and Series 65 licenses. Prior to his current role at Ameriprise since 2020, he worked at Ameriprise Financial Services, Inc. for 15 years. Outside of his advisory role, he is the CEO of Ddockend, a company established to manage his financial planning practice. Ameriprise provides retirement-income planning services primarily for individuals approaching or in retirement with significant investable assets, delivering personalized recommendation reports that incorporate research, modeling, and tax-efficiency analysis. The firm combines advisory, brokerage, and insurance solutions through affiliated entities typical of a large institutional firm.

Omar Carnecchia is a financial advisor with J.P. Morgan Securities, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has worked with JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC, and Chase Investment Services Corp. since 2010. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting through a non-discretionary program. The firm’s advisory process combines quantitative and qualitative research and includes capabilities in derivatives and commodities through specialized regulatory registrations.

Sandra Cerqueira is a financial advisor with LPL Financial and holds a Series 66 designation. She has 20 years of industry experience, including prior roles at Webster Bank, TD Wealth Management Services, Cetera Investment Services, and UBS Financial Services. Cerqueira has been with LPL Financial since 2011 and also maintains an ongoing position with Webster Bank. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm provides a range of advisory and brokerage services through a large network of investment adviser representatives, utilizing model portfolios, third-party subadvisors, and customized strategies.

Daniel Cwik is a financial advisor with LPL Financial, holding a Series 66 designation and 17 years of industry experience. He has worked at LPL Financial and Hudson Valley Federal Credit Union since 2010. In addition to his advisory role, he is involved with Hudson Valley Federal Credit Union Insurance Services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services, utilizing model portfolios, third-party subadvisors, and customized strategies.

Jeremy Angevine is a financial advisor at Edward Jones with eight years of industry experience. He holds a Series 66 designation and previously worked at M&T Bank and GT's Pro Shop. He is based in Lagrangeville, NY. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and charitable organizations. The firm manages over $1 trillion in assets and offers a range of advisory programs and investment solutions through a nationwide network of financial advisors.

Jacob Schori is a financial advisor at UBS Financial Services with 41 years of industry experience. He holds Series 63 and Series 65 licenses and has been with UBS since 2015. Outside of his advisory role, Schori co-owns a financial and real estate investment company with his wife and serves on the Board of Directors and Investment Committee of the American Friends of TLV University, a foundation focused on education fundraising. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory services, including portfolio management and financial planning. The firm integrates institutional trading capabilities with wealth management, employing proprietary research and model-based asset allocations to tailor strategies to client goals and risk tolerances.

Kimberly Barnett is a financial advisor at Edward Jones with 17 years of industry experience. She previously worked at LPL Financial for 13 years and Hudson Valley Federal Credit Union for 15 years. Barnett holds a Series 63 designation. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds.

James Rishel is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. Prior to joining LPL Financial in 2022, he worked for Cadaret, Grant & Co., Inc. for 22 years. He is also a CPA and provides tax preparation and accounting services through his own practice. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Eric Traditi is a financial advisor with Ameriprise in Pleasant Valley, NY, holding a Series 66 designation and 11 years of industry experience. He has been with Ameriprise and its affiliated entities since 2015. Outside of advisory work, he is a 50% owner of a franchise fast casual restaurant through a holding company. Ameriprise Financial Services is a large advisory firm serving individual and institutional clients, offering a specialized Premier Retirement Income service that provides written retirement income plans and ongoing advice focused on dependable income and tax-aware withdrawal strategies.