Herbert Moore is the sole advisor at Olive Tree Ridge Investment Advisors in Sharon, CT, holding Series 63 and Series 65 credentials with 15 years of industry experience. His prior roles include a decade at WiseBanyan, Inc. and two years at Independent Brokerage Solutions LLC. Outside of financial advising, he is the founder and oversees day-to-day operations of Premier Construction, a residential remodeling business. Olive Tree Ridge Investment Advisors offers discretionary portfolio management primarily to high-net-worth individuals and charitable organizations, focusing on mutual funds, equities, and ETFs. The firm’s investment approach is based on Modern Portfolio Theory and includes options trading, with a requirement for clients to use Interactive Brokers and undergo regular account reviews.

Anthony Collins is a financial advisor with EIA Investments LLC in Salisbury, CT, holding Series 63 and Series 65 designations and 10 years of industry experience. He has held roles at multiple firms, including Union Square Capital Advisors LLC and Economic Index Associates LLC, where he serves as Executive Director. Collins also serves as a director and consultant for IRIS Metals, a junior lithium mining company. EIA Investments provides investment advisory and sub-advisory services to investors, registered investment advisers, and institutional and charitable clients. The firm employs a rules-based index management approach that uses proprietary IFED scores to weight securities and primarily manages assets on a non-discretionary basis.

Nadav Goshen is a financial advisor at Vizcaya Capital, LLC with 12 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Vizcaya Capital since 2013. Outside of his advisory role, he is a part-owner of several investment-related holding companies affiliated with Vizcaya Capital. Vizcaya Capital primarily serves high-net-worth individuals, sophisticated investors, and institutional clients, offering discretionary and non-discretionary portfolio management as well as advisory services to pooled investment vehicles. The firm is notable for its involvement with private funds, pooled vehicles, and a substantial non-U.S. investor base.

Jacob Swartz is a financial advisor at Main Street Research LLC with a Series 65 designation and four years of industry experience. Prior to joining Main Street Research in 2021, he worked at Bloomberg LP for two years and attended Chapman University from 2015 to 2019. Main Street Research LLC is a multi-advisor investment firm managing approximately $2.38 billion for around 920 clients. The firm offers wealth management and consulting services to individuals, families, foundations, and institutions, employing a combination of fundamental, quantitative, and technical analysis to construct portfolios primarily of individual securities, with selective use of ETFs and ESG factor scoring for interested clients.

Henrique Cataldi is a financial advisor at Main Street Research LLC with seven years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at firms including Scratch Services LLC, Charles Schwab, Edward Jones, and EQIS Capital Management. Main Street Research LLC provides wealth management services to individuals, families, foundations, and institutions through a multi-advisor team. The firm employs an investment process combining fundamental, quantitative, and technical analysis, offering tailored portfolios that emphasize individual securities alongside ETFs for diversification.

Andrew Marchionni is a Financial Consultant currently with Fidelity Investments, a role he has held since 2022. He has previously served as a Private Client Advisor at Oppenheimer & Co. in 2022, Assistant Vice President - Financial Advisor at Bank of America Merrill Lynch from 2018 to 2022, and as a Financial Consultant at Equitable Advisors from 2017 to 2018. In his professional approach, Andrew focuses on building long-term relationships with clients based on trust and transparency. He works closely with clients to understand their goals and vision for the future, co-creating and implementing tailored financial plans. He also monitors and adjusts these plans as clients’ lives change to ensure they meet evolving needs.

Natalie Mc Mahon is a CFP® professional with six years of industry experience, currently serving as an advisor at Main Street Research LLC since 2015. She is based in Lakeville, Connecticut, and has worked exclusively at Main Street Research during her career. Main Street Research LLC is a multi-advisor investment firm managing approximately $2.38 billion for about 920 clients. The firm offers wealth management, financial planning, and consulting services to individuals, families, foundations, and institutional clients, utilizing a combination of fundamental, quantitative, and technical analysis to construct portfolios that primarily use individual securities with selective ETF inclusion.

Elizabeth Baldassari is a Series 65-licensed advisor at Main Street Research LLC with six years of industry experience. She has been with Main Street Research since 1998. Main Street Research LLC is a multi-advisor investment firm managing approximately $2.38 billion for about 920 clients, offering wealth management and consulting services to individuals, families, foundations, and institutional clients. The firm uses a combination of fundamental, quantitative, and technical analysis to manage discretionary portfolios and incorporates ESG factors and risk-management tools where appropriate.

Lily Taft is a CFA® charterholder and holds a Series 65 license with six years of industry experience. She has been with Main Street Research LLC since 2019 and previously worked at Shelton Capital Management and held various roles connected to Tulane University. Main Street Research LLC is a multi-advisor firm managing approximately $2.38 billion for about 920 clients, offering wealth management and consulting services to individuals, families, foundations, and institutions. The firm employs a combination of fundamental, quantitative, and technical analysis to construct portfolios, incorporates ESG factor scoring for interested clients, and uses risk-management tools such as stop-loss orders and option overlays.

Emily Slama is a financial advisor at Main Street Research LLC with a Series 65 credential and two years of industry experience. Her prior work includes roles at JPMorgan Chase and Co., Deloitte and Touche, and Beltrano Law, LLC. Main Street Research LLC is a multi-advisor firm managing approximately $2.38 billion for about 920 clients, offering wealth management and consulting services to individuals, families, foundations, and institutional clients. The firm employs a combination of fundamental, quantitative, and technical analysis to manage discretionary portfolios, incorporates ESG factor scoring for interested clients, and utilizes risk-management tools such as stop-loss orders and option overlays.

Aaron Stern is a Series 65-licensed financial advisor with 11 years of industry experience, currently with Main Street Research LLC. He has been with the firm since 2005, working there continuously except for a brief gap between 2018 and 2019. Main Street Research LLC is a multi-advisor investment firm managing approximately $2.38 billion for around 920 clients. The firm serves individuals, families, foundations, and institutional clients with wealth management and consulting, employing a combination of fundamental, quantitative, and technical analysis to construct portfolios primarily of individual securities, supplemented by ETFs for diversification and specialized strategies.

Stephanie Andersen is a financial advisor at Main Street Research LLC with nine years of industry experience. She holds a Series 65 designation and has been with Main Street Research since 2015. Main Street Research LLC is a multi-advisor investment firm managing approximately $2.38 billion for about 920 clients. The firm offers wealth management and consulting services to individuals, families, foundations, and institutional clients, employing a blend of fundamental, quantitative, and technical analysis to construct portfolios that primarily use individual securities with selective ETF use.

Guy Ule is a financial advisor with Wellington Shields & Co., LLC, holding Series 63 and Series 65 designations and bringing 54 years of industry experience. He has been with Wellington Shields & Co., LLC since 2009 and has worked with Shields & Company since 2000. Wellington Shields & Co. provides discretionary and non-discretionary portfolio management to clients including individuals, corporations, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm uses a combination of fundamental and technical analysis, third-party manager selection, mutual funds and ETFs, and both long- and short-term strategies, with accounts monitored regularly.

Candace Cuniberti is a CFP® with 20 years of industry experience and has been with WSA Affiliates, LLC since 2011. She manages multiple family trusts and serves as treasurer and board member for a charitable Christian Science care facility. Candace also operates a seasonal farming sole proprietorship. WSA Affiliates, LLC provides advisory referral services and financial planning to individual and high-net-worth clients, coordinating with third-party investment managers and other professionals without acting as a discretionary asset manager.

James Demmert is a financial advisor at Main Street Research LLC with 11 years of industry experience. He holds the Series 63 and Series 65 designations and has been with Main Street Research since 1993. Main Street Research LLC is a multi-advisor investment firm managing approximately $2.38 billion for about 920 clients, offering wealth management and consulting services to individuals, families, foundations, and institutional clients. The firm employs a combination of fundamental, quantitative, and technical analysis to manage discretionary portfolios, incorporating ESG factors and risk-management tools, and is notable for offering performance-based fee arrangements alongside traditional fees.

Janelle Durbin is a financial advisor at Main Street Research LLC with a Series 65 designation and three years of industry experience. She previously worked at LPL Financial and Nicole E Stokes, among other firms. Main Street Research LLC is a multi-advisor investment adviser managing approximately $2.38 billion for around 920 clients. The firm offers wealth management and consulting services to individuals, families, foundations, and institutional clients, using a combination of fundamental, quantitative, and technical analysis to construct discretionary portfolios.

Peter Fiorita is a CFP® with 15 years of industry experience, currently serving as an advisor at Main Street Research LLC since 2021. His prior experience includes roles at UBS Financial Services, Fiorita Group LLC, and the City of Stamford. He holds a Connecticut Justice of the Peace designation. Main Street Research LLC provides wealth management services to individuals, families, foundations, and institutions, managing approximately $2.68 billion across a multi-advisor team. The firm emphasizes tailored investment advice through a structured policy process, focusing on individual securities with diversification strategies including ETFs and ESG models.

Jacob Margo is a financial advisor at Main Street Research LLC with 12 years of industry experience. He holds the Series 66 designation and has worked previously at Fisher Investments and JP Morgan Securities LLC. He has been with Main Street Research since 2021. Main Street Research LLC provides wealth management services to individuals, families, foundations, and institutions through a multi-advisor team. The firm delivers comprehensive financial planning and discretionary investment management with an emphasis on tailored portfolios that include individual securities and ETFs, serving both non-high-net-worth and high-net-worth clients.

Roman Le Febure is a financial advisor at Main Street Research LLC with five years of industry experience. He holds a Series 66 designation and previously worked at Ameriprise. Main Street Research LLC provides wealth management services to individuals, families, foundations, and institutions. The firm follows a multi-advisor team approach and emphasizes customized investment strategies based on fundamental, quantitative, and technical analysis.

William Dobbins is a CFP® professional with 28 years of industry experience, currently serving at Independent Financial Group, LLC since 2018. His prior work includes eleven years at LPL Financial and earlier roles at Investors Capital Corp. and Eastern Point Advisors. Dobbins holds a notary public position and is the sole owner of WGD Wealth Management, a DBA used for marketing purposes. He also serves as a volunteer board member for Center Cemetery in Norfolk, CT. Independent Financial Group, LLC provides investment advisory and brokerage services to individuals, high-net-worth clients, trusts, corporate and pension plans, and charitable organizations. The firm offers a range of financial planning and portfolio management solutions, utilizing both passive and active investment strategies tailored to client risk profiles.

George Haydock III is a financial advisor at TIAA-CREF with 10 years of industry experience. He holds Series 63 and Series 66 credentials and has worked at TIAA-CREF since 2018, following prior roles at Northwestern Mutual from 2012 to 2018. Outside of his advisory work, he serves as a board member for a local volunteer fire department and leads motorcycle tours in New England. TIAA-CREF Individual & Institutional Services, LLC offers financial planning and discretionary managed account programs primarily to individuals with existing TIAA retirement plan relationships, as well as trusts, estates, and small retirement plans. The firm separates its planning services from ongoing portfolio management and acts as adviser to a donor-advised fund while employing a fiduciary standard across its RIA services.

Mark Ferrer is a financial advisor with Commonwealth Financial Network, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. Prior to joining Commonwealth in 2023, he worked for Raymond James Financial for 14 years. He also serves as a trustee for a charitable remainder unitrust. Commonwealth Financial Network supports a national network of nearly 2,900 advisors and manages approximately $212.7 billion in client assets. The firm offers a range of managed-account programs and access to third-party asset managers, providing both discretionary and nondiscretionary investment solutions.

John Heitzman is a financial advisor with OSAIC Institutions, Inc. He holds a Series 66 designation and has 13 years of industry experience. His prior work includes roles at Bank of Greene County and Infinex Investments, Inc. He serves as a board member of the Fats in the Cats Bicycle Club, a nonprofit focused on cycling advocacy and community service in New York's Catskill Park and Hudson Valley region. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments, operating with a hybrid adviser and broker-dealer model.

John Bopp Jr. is a financial advisor at Key Investment Services LLC with 25 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Key Investment Services and KeyBank since 2019, with prior experience at Wells Fargo Clearing Services and Scottrade. Key Investment Services LLC is an SEC-registered investment adviser providing portfolio management and model-based advisory products to individuals, trusts, estates, small businesses, and institutional clients through a network of financial professionals. The firm offers multiple wrap programs and employs a multi-provider model combining platform services from Envestnet with portfolio management from the Key Wealth Chief Investment Office and third-party managers.

Ronald Phillis is a financial advisor at Integrated Wealth Concepts LLC with 15 years of industry experience. He holds Series 63 and Series 66 licenses and has worked previously at Ivernia Capital, LLC and Laurel Wealth Advisors. Integrated Wealth Concepts serves individuals, families, trusts, estates, businesses, and retirement plans through a network of independent advisors. The firm offers discretionary investment management, financial planning, family office, and retirement plan advisory services, employing customized portfolios and a mix of internal and third-party management strategies.

Harold Mcmillan Jr. is a financial advisor at Citigroup Global Markets with 27 years of industry experience. He holds Series 63, Series 65, and Series 66 credentials and has been with Citigroup since 2014. Outside of his financial career, he is the owner of Housatonic River Outfitters, a business he has operated since 1996. Citigroup Global Markets serves individual and institutional clients, offering a range of investment advisory programs and execution services. The firm utilizes multi-asset, multi-manager strategies and manages complex arrangements for high-net-worth and institutional investors.

Sandra Cullen is a financial advisor with TIAA-CREF holding Series 63 and Series 65 designations and has 26 years of industry experience. She has been with TIAA-CREF since 2008 and currently serves in Norfolk, CT. Outside of her advisory work, she is an associate of Norfolk Library Associates, a nonprofit organization supporting the local public library. TIAA-CREF Individual & Institutional Services, LLC’s Advice & Planning Services division provides financial planning, discretionary managed account programs, and broker-dealer services primarily to individuals with TIAA-administered retirement plans, as well as trusts, estates, and small retirement plans. The firm offers both point-in-time financial planning and ongoing discretionary portfolio management through model and customized portfolios.

Sandra Cerqueira is a financial advisor with LPL Financial and holds a Series 66 designation. She has 20 years of industry experience, including prior roles at Webster Bank, TD Wealth Management Services, Cetera Investment Services, and UBS Financial Services. Cerqueira has been with LPL Financial since 2011 and also maintains an ongoing position with Webster Bank. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm provides a range of advisory and brokerage services through a large network of investment adviser representatives, utilizing model portfolios, third-party subadvisors, and customized strategies.

Mark Levy is a financial advisor with Raymond James & Associates, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. He has worked at Raymond James & Associates since 2018 and previously held positions at Wells Fargo Clearing and Wells Fargo Advisors LLC. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, pension plans, and municipal entities, offering a range of financial planning and advisory services with a focus on tailored, non-discretionary investment consulting.

Jacob Schori is a financial advisor at UBS Financial Services with 41 years of industry experience. He holds Series 63 and Series 65 licenses and has been with UBS since 2015. Outside of his advisory role, Schori co-owns a financial and real estate investment company with his wife and serves on the Board of Directors and Investment Committee of the American Friends of TLV University, a foundation focused on education fundraising. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory services, including portfolio management and financial planning. The firm integrates institutional trading capabilities with wealth management, employing proprietary research and model-based asset allocations to tailor strategies to client goals and risk tolerances.

Allison Guzman is a financial advisor with Raymond James & Associates, holding Series 63 and Series 65 designations and having 26 years of industry experience. She has worked at Raymond James since 2018, with prior experience at Wells Fargo Clearing and Wells Fargo Advisors. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a wide range of clients including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and specialized municipal advisory services.