Top financial advisors in Albany, NY
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You might need a financial advisor in Albany, NY if you're navigating estate planning and want to avoid unexpected tax bills that can arise just above exemption limits. A common mistake is underestimating how estate tax cliffs can impact your heirs and overall wealth transfer.
- Estate tax expertise. Confirm how they handle planning around exemption thresholds to minimize sudden tax liabilities.
- Wealth transfer strategies. Ask about approaches they use to efficiently pass assets to beneficiaries while managing tax exposure.
- Coordination with legal counsel. Effective estate planning often requires working closely with your attorney; check how they collaborate.
- Experience with local regulations. State-specific rules can affect your plan; ensure they understand New York's unique tax environment.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Kate C
Series 66
Albany, NY
RBC Capital Markets
Kate Curcio at RBC Capital Markets in Albany, NY, brings 11 years of experience and expertise in wealth management, tax-loss harvesting, and managing concentrated stock positions, which are crucial for navigating estate tax cliffs and wealth transfer strategies. Her affiliation with a large firm offering flat-fee options and a broad client base, including executives and business owners, provides access to diverse advisory programs and collaboration with legal counsel, setting her apart from other local advisors.
Experience: 11 years
Avg account: $1,017,425
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Kelly C
Series 66
Albany, NY
J.P. Morgan Securities
Kelly Chavez Laprade in Albany, NY, offers wealth management services backed by five years of experience and a Series 66 designation, suitable for navigating estate planning complexities. Affiliated with J.P. Morgan Securities, a large firm known for institutional consulting and customized investment solutions, she provides a 0.30% annual AUM fee structure, differentiating her through access to extensive resources and expertise in serving executives and business owners.
Experience: 5 years
Avg account: $318,381
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Emily H
Series 66
Albany, NY
UBS Financial Services
Emily Hoag in Albany, NY, is equipped to assist with estate planning challenges, especially for high-net-worth clients, given her experience at UBS Financial Services, a large firm known for fee-based financial planning and portfolio management. Her background includes expertise in equity compensation tax strategy and serving executives and business owners, which may offer nuanced insights compared to advisors focusing solely on retirement planning.
Experience: 9 years
Avg account: $693,691
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Lee L
Series 63, Series 66
Albany, NY
Key Investment Services LLc
Lee Lashombe in Albany, NY, brings 16 years of experience and holds Series 63 and 66 registrations, supporting estate planning with expertise in tax-loss harvesting and active portfolio management. Operating within Key Investment Services LLC, a large firm offering wrap-fee advisory programs and model-driven investments, he serves a diverse clientele including trusts and estates, which may provide broader wealth transfer strategies compared to smaller firms.
Experience: 17 years
Avg account: $254,267
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Brian E
Series 66
Albany, NY
Janney Montgomery Scott
Brian Enright, based in Albany, NY, offers expertise in ESG investing and tax-loss harvesting, which can be valuable for managing estate tax implications and wealth transfer strategies. Affiliated with Janney Montgomery Scott, a large firm managing over $100 billion in assets, he serves high-net-worth clients and provides flexible fee arrangements, including flat fees, distinguishing him from advisors with more rigid fee structures.
Experience: 9 years
Avg account: $406,735
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