Top financial advisors in Auburn, NY
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you have an estate that might exceed New York's exemption thresholds, planning ahead is crucial to avoid unexpected estate tax bills. Many advisors overlook how a small increase in estate value can trigger a large tax liability, so careful navigation is key.
- Estate tax cliff awareness. Confirm how the advisor identifies and plans for the sharp tax increase that happens just above exemption limits.
- Asset titling strategies. Ask how they recommend holding assets to minimize estate taxes and ease transfer to heirs.
- Trust and will integration. Understand how they coordinate estate plans with legal documents to align tax and inheritance goals.
- Long-term tax impact. Inquire about their approach to managing estate taxes over multiple generations, not just immediate concerns.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Wendy M
Series 63, Series 65
Auburn, NY
OSAIC
Wendy Morasco's 23 years of experience and Series 63 and 65 licenses position her well to address estate tax planning challenges in Auburn, NY, especially given her firm's use of risk-tolerance assessments and portfolio optimization. Operating within a large firm, she offers flat-fee financial planning and consulting services, which may appeal to clients seeking transparent fees and seasoned guidance compared to other advisors in the area.
Experience: 23 years
Avg account: $398,336
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Louis T
Series 63
Auburn, NY
Mass Mutual Investors Services
Louis Tabone's 22 years of experience and expertise in general estate planning guidance and multi-generational wealth transfer make him well-equipped to address estate tax challenges in Auburn, NY. Affiliated with Mass Mutual Investors Services, a large firm offering comprehensive financial planning and asset management, he serves diverse clients including business owners and trusts, providing annual, collaborative planning relationships that emphasize goal analysis and written recommendations.
Experience: 22 years
Avg account: $249,379
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Christopher R
Series 66
Auburn, NY
Edward Jones
Christopher Rheaume in Auburn, NY, specializes in multi-generational wealth transfer and business succession planning, which are crucial for managing estate tax implications effectively. Affiliated with Edward Jones, a large firm managing over $1 trillion in assets, he offers both discretionary and non-discretionary strategies with a fee structure up to 1.35% annually, providing a broad range of advisory services suited for complex estate planning needs.
Experience: 17 years
Avg account: $246,728
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Charles S
Series 63, Series 65
Auburn, NY
Equitable Advisors
Charles Shaw in Auburn, NY, specializes in retirement income strategy and Social Security optimization, making him well-suited for clients approaching retirement or Baby Boomers managing estate tax concerns. Affiliated with Equitable Advisors, a large firm serving high-net-worth clients, he offers flexible fee structures and access to both advisory and brokerage services, distinguishing him from advisors with narrower service models.
Experience: 14 years
Avg account: $570,841
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Daniel C
CFP®, Series 63
Auburn, NY
Cetera
Daniel Cuddy's 33 years of experience and CFP® certification equip him to address complex estate tax issues in Auburn, NY, especially for clients approaching retirement or with high earnings. His affiliation with Cetera, a large firm offering both discretionary and non-discretionary solutions, and his flexible flat-fee and hourly consulting options distinguish him from other advisors in the area.
Experience: 33 years
Avg account: $306,089
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