Top retirement plans for business owners (SEP, solo 401k) financial advisors in Durango, CO

Shaun Connolly is a financial advisor with Iron River Capital LLC in Durango, CO, holding a Series 66 designation and 16 years of industry experience. He has previously worked at Regulus Advisors, LLC and has been involved with Connolly Financial LLC since 2009. Outside of advising, he hosts a radio show and serves as an independent licensed insurance producer. Iron River Capital serves individual and high-net-worth clients, trusts, and retirement plans with discretionary, long-term portfolio management and financial planning. The firm combines third-party manager selection and held-away asset management with regular client communications.

Jeffrey Speicher is a financial advisor at Prospera Financial Services, Inc. with 27 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Wells Fargo Clearing and UBS Financial Services. He serves as a board member of Durango BMX, a nonprofit organization in Durango, CO. Prospera Financial Services, Inc. is a multi-team advisory firm with over 270 advisors managing approximately $14.4 billion in client assets. The firm serves individuals, retirement plans, trusts, estates, charitable organizations, and business entities, offering financial planning, portfolio management, and access to multiple advisory programs and platforms.

Carole Rominger is a financial advisor at Prasad Wealth Partners with 29 years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at Arbor Point Advisors and Osaic Advisory Services. Prasad Wealth Partners provides personalized financial planning and investment management services to individuals, families, family offices, trusts, private foundations, qualified retirement plans, and institutional plan sponsors. The firm primarily uses fundamental analysis with a long-term orientation and employs a range of investment vehicles including mutual funds, ETFs, equities, corporate bonds, and alternative products.

Kenneth Duncan is a CFP® with 18 years of experience in the financial industry. He is currently with Western Wealth Management LLC and has previously worked at Morgan Stanley and LPL Financial. Duncan is based in Durango, CO. Western Wealth Management serves a diverse client base including individuals, corporations, retirement plans, charitable organizations, and institutional clients. The firm offers a range of portfolio management and consulting services through a decentralized network of advisors, utilizing firm-designed model portfolios alongside multiple LPL-sponsored programs and third-party managers.

Michael Tyler is a CFP® with 20 years of industry experience. He is the sole advisor at Family Financial Solutions Group, LLC, where he has worked since 2014. He is also the owner of McCannon Tyler & Associates, LLC, a tax and accounting firm. Family Financial Solutions Group, LLC provides fee-based investment advisory services to individuals, trusts, estates, charitable organizations, and business entities, employing a tactical allocation strategy with non-discretionary portfolio management.

Craig Mcdaniel Jr. is a financial advisor with Capital Investment Advisory Services, LLC in Columbia, SC. He holds Series 63 and Series 65 licenses and has 13 years of industry experience. He has been with Capital Investment Group, Inc. and The McDaniel Corporation since 2012. Outside of his advisory role, he is involved in life insurance sales and serves as an independent agent for annuities and related products. Capital Investment Advisory Services, LLC provides investment advisory and supervisory services to individuals, retirement plans, corporations, trusts, estates, and charitable organizations. The firm offers customized investment management through discretionary mandates, third-party managers, and private-label model portfolios, using a blend of analytical methods with ongoing portfolio monitoring.

Hassan Al Kadhimi is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and two years of industry experience. His prior roles include positions at J.P. Morgan Securities LLC and JP Morgan Chase Bank, N.A. He is also involved with NIHFCU Wealth Advisors, a related business entity. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a large network of investment adviser representatives.

Elanna Gould is a CFP®-certified financial advisor with Cambridge Investment Research Advisors, where she has worked since 2019. She has six years of industry experience that include previous roles at PepsiCo and The Cleveland Clinic Lerner Research Center. In addition to her advisory work, she operates as an independent insurance agent for various companies. Cambridge Investment Research Advisors serves individual and institutional clients, including pension and charitable organizations, offering financial planning, investment management, and retirement-plan advisory services across multiple platforms and custodians.

Thomas Trefzger is a Series 66-credentialed financial advisor with eight years of industry experience. He has worked at Hantz Financial Services, Inc. since 2018 and previously held roles at Sprint and Cleveland State University. Hantz Financial Services, Inc. serves a diverse client base including individuals, high-net-worth households, pension and profit-sharing plans, and business owners. The firm offers financial planning and wealth management primarily through ETF-based model portfolios across five risk levels, supplemented by third-party managers and Direct Indexing, and combines advisory, broker-dealer, mortgage, and insurance activities under one platform.

Taylor Reed is a financial advisor at Oppenheimer with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at NYLIFE Securities LLC, New York Life Insurance Co, and Atlas Capital Advisors LLC. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and pooled investment vehicles. The firm offers a range of programs including asset management, consulting, and retirement services, managing both discretionary and non-discretionary accounts across diverse portfolio strategies.