Top financial advisors in Glens Falls, NY
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You might need a financial advisor in Glens Falls, NY if you're navigating estate planning and want to avoid unexpected tax bills that can arise just above exemption limits. A common mistake is underestimating how estate tax cliffs can impact your heirs, leading to costly surprises.
- Estate tax cliff awareness. Confirm how the advisor plans to keep your estate below or manage amounts just above exemption thresholds to minimize tax burdens.
- Heir impact focus. Ask how they help structure your estate to protect beneficiaries from sudden tax liabilities.
- Coordination with legal counsel. Effective estate planning often requires working closely with your attorney; check how the advisor integrates with your legal team.
- Experience with local laws. Estate tax rules can vary by state; ensure the advisor understands New York-specific regulations affecting your plan.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Timothy G
Series 63, Series 65
Glen Falls, NY
OSAIC
Timothy Gusek's 27 years of experience and Series 63 and 65 licenses position him well to address estate planning challenges in Glens Falls, NY, especially with his focus on annuities and fixed insurance products. Affiliated with OSAIC, a large firm managing around $200 billion in assets, he offers flat-fee and negotiable AUM fee structures, catering to a diverse client base including executives and retirees.
Experience: 28 years
Avg account: $398,336
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Albert F
Series 63, Series 65
Glens Falls, NY
Equitable Advisors
Albert Fredette's 31 years of experience and focus on retirement income strategy and Social Security optimization make him well-suited for estate planning concerns in Glens Falls, NY, especially for Baby Boomers. Working with Equitable Advisors, a large firm offering both advisory and brokerage services, he serves high-net-worth clients with flexible fee structures ranging from 0.20% to 2.50% AUM fees and hourly planning fees, providing tailored solutions compared to smaller firms.
Experience: 31 years
Avg account: $609,299
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Stephen B
Series 66
Glens Falls, NY
Edward Jones
Stephen Babson II in Glens Falls, NY, specializes in wealth management and multi-generational wealth transfer, which aligns with managing estate tax cliffs and protecting heirs. His affiliation with Edward Jones, a large firm with over 23,000 advisors, provides access to diverse advisory strategies and a comprehensive wealth management network, differentiating him from smaller local advisors.
Experience: 11 years
Avg account: $246,728
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Rachel S
CFP®, Series 63, Series 66
Glens Falls, NY
Sloan Advisory Group, Inc.
Rachel Sloan's 21 years of experience and CFP® certification equip her to address estate planning challenges in Glens Falls, NY, with a focus on tax planning and income strategies. Her firm offers flat-fee financial planning and discretionary investment management using Modern Portfolio Theory, catering to high-net-worth clients, which distinguishes her from advisors with different fee structures or client focuses.
Experience: 22 years
Avg account: $1,986,376
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Robert B
Series 63, Series 66
Glens Falls, NY
LPL Financial
Robert Butler III in Glens Falls, NY, offers expertise in wealth management and retirement plans for business owners, supported by nine years of industry experience and Series 63 and 66 licenses. Affiliated with LPL Financial, a large firm providing diverse investment options and in-house research, he offers flat-fee financial planning and consulting, which may appeal to clients seeking transparent pricing and comprehensive support.
Experience: 9 years
Avg account: $399,489
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