Seasoned financial advisors working with financial professionals in Kansas
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you're a financial professional navigating complex career and compensation decisions, you need an advisor who understands the unique financial challenges you face. Without this insight, it's easy to overlook how your income structure and benefits impact your long-term financial goals.
- Industry-specific knowledge. Look for advisors who grasp the nuances of financial professionals' compensation, including bonuses, commissions, and deferred income.
- Career transition planning. Ask how they help manage income fluctuations during job changes or firm transitions common in your field.
- Regulatory impact awareness. Confirm they consider how industry regulations affect your retirement and tax strategies.
- Experience with professional benefits. Ensure they understand and optimize benefits like profit-sharing, stock options, or partnership equity relevant to your career stage.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Todd H
Series 66
Leawood, KS
RBC Capital Markets
Todd Haynes is well-equipped to assist financial professionals in Kansas with his 24 years of experience and expertise in wealth management, tax-loss harvesting, and managing concentrated stock positions. Operating from RBC Capital Markets, a large firm offering flat-fee options in select cases, he brings a seasoned approach that includes understanding complex compensation structures and investment strategies, distinguishing him from advisors with narrower focuses or smaller firm resources.
Experience: 24 years
Avg account: $1,017,425
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James F
Series 63, Series 65
Leawood, KS
Merrill
James Fitzgerald's extensive 28 years of experience and focus on financial professionals make him well-equipped to address the unique compensation structures and career transitions common in this field. Based in Leawood, KS, he operates within Merrill, a large firm, offering a 1.10% AUM fee for managed strategies under $2 million, and specializes in wealth management, retirement income strategy, and estate planning, serving mid-career and high-earning professionals.
Experience: 29 years
Avg account: $860,085
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Alan Z
Series 63, Series 65
Foster City, CA
IEQ Capital, LLC
Alan Zafran's 35 years of experience and focus on financial professionals make him well-equipped to address the complex compensation structures and career transitions common in this field. Operating from a large firm, IEQ Capital, he offers flat-fee management with access to both liquid and private alternative investments, primarily serving high-net-worth clients, which may suit financial professionals with substantial assets seeking sophisticated portfolio management.
Experience: 36 years
Avg account: $24,582,290
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Charles Y
Series 63, Series 65
New York, NY
First Manhattan Co. LLC
Charles Yale's 21 years of experience and focus on financial professionals equip him to address the complex compensation structures and benefits common in this field. Operating from a large New York firm, he offers a research-driven, long-term capital appreciation approach with a 1.20% AUM fee, serving high-net-worth clients, which may differ from local Kansas advisors in scale and client focus.
Experience: 22 years
Avg account: $5,577,808
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John D
Series 63, Series 65
Overland Park, KS
Fidelity
John Davis brings 24 years of experience advising financial professionals in Kansas, with a focus on wealth management and personalized financial planning at Fidelity. His background includes leadership roles at major firms like Charles Schwab and TD Ameritrade, offering a large-firm perspective and deep industry insight that can help navigate complex compensation and career transitions unique to financial professionals.
Experience: 24 years
Avg account: $234,793
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