Top financial advisors in Rome, NY
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You might need a financial advisor if you're navigating estate planning in Rome, NY, especially to avoid unexpected estate tax bills that can jump sharply just above exemption limits. Without focused expertise, advisors may overlook these tax cliffs, leading to costly surprises for your heirs.
- Estate tax awareness. Confirm how the advisor identifies and plans around exemption thresholds to minimize tax impact.
- Asset transfer strategies. Ask about methods they use to pass wealth efficiently while managing tax exposure.
- Coordination with legal counsel. Effective estate planning often requires working closely with your attorney; check how they collaborate.
- Experience with local laws. Estate tax rules can vary by state; ensure the advisor understands New York-specific regulations.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
-
Bryan M
Series 65
Roma, NY
Belpointe Asset Management LLC
Bryan Mc Cormick offers financial planning services in Rome, NY, with expertise in tax-loss harvesting and income planning, which can support estate tax awareness and asset transfer strategies. His firm, Belpointe Asset Management LLC, serves diverse clients with discretionary investment management and uses customized portfolios, while his flat-fee and independent status may appeal to those seeking transparent, negotiable fees.
Experience: 2 years
Avg account: $705,312
-
Richard P
Series 63, Series 65
Rome, NY
LPL Enterprise
Richard Presky's 40 years of experience and Series 63 and 65 licenses equip him to address estate planning challenges in Rome, NY, including tax-loss harvesting and retirement planning. Operating within LPL Enterprise, a large firm offering flat-fee financial planning and diverse client services, he brings seasoned expertise and a focus on self-employed and business owner clients, distinguishing him from other local advisors.
Experience: 41 years
Avg account: $239,757
-
Maxwell M
Series 65, Series 63
Rome, NY
Birch Wealth Management
Maxwell Moore in Rome, NY, offers wealth management services with a focus on discretionary portfolio management and financial planning, which can help navigate estate tax complexities specific to New York. His firm, Birch Wealth Management, serves both individual and high-net-worth clients with a $62 million asset base, using analytical investment approaches centered on equities, ETFs, and money-market funds, and charges a 1.50% AUM fee alongside negotiable hourly planning rates.
Experience: 3 years
Avg account: $353,120
-
Joseph G
Series 63, Series 66, Series 65
Rome, NY
IFG Advisory, LLC
Joseph Gunther's extensive 38 years of experience and expertise in retirement plans for business owners and business exit strategies make him well-suited for estate planning needs in Rome, NY. His firm, IFG Advisory, LLC, serves a diverse client base including high-net-worth individuals and trusts, offering a multifaceted investment approach and flexible fee structures including flat fees and hourly rates, distinguishing him from other advisors.
Experience: 38 years
Avg account: $506,517
-
Michelle S
Series 63, Series 65
Rome, NY
Primerica Advisors
Michelle Shauger's 23 years of experience with Primerica Advisors in Rome, NY, equip her to navigate estate planning complexities, including tax-loss harvesting and income planning. Her firm offers discretionary asset management with a tiered wrap-fee structure, serving individual and high-net-worth clients, which may provide a broader range of investment options compared to smaller firms.
Experience: 24 years
Avg account: $228,117
Want help finding the right advisor?
Answer a few questions to see advisors matched to you.
Specialized advisors
People also searched
Popular in Rome, NY
Find advisors by type
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")