Top financial advisors in Roswell, NM
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you're facing a major financial decision like buying a home, planning for college expenses, or preparing for retirement, the advisors below can help you navigate those choices with a focus on your unique situation in Roswell, NM. A common mistake is working with someone who applies generic advice without considering local tax rules or cost-of-living factors.
- Local tax knowledge. Confirm how they incorporate New Mexico's tax laws into your financial plan, especially for property and income taxes.
- Cash flow planning. Ask how they help manage your monthly budget alongside long-term goals to avoid surprises.
- Retirement timing. See if they consider Social Security benefits and local healthcare costs when advising on when to retire.
- Education funding strategies. Check how they approach saving for college, including state-specific 529 plans and financial aid implications.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
-
Penny K
Series 63, Series 66
Roswell, NM
Nfsg Corporation
Penny Kelley offers wealth management services in Roswell, NM, with 39 years of experience and credentials including Series 63 and 66. Her firm, NFSG Corporation, provides customized portfolios using fundamental, technical, and cyclical analysis, and offers flexible fee options including flat fees and asset-based fees up to 2% annually, distinguishing her from advisors with more limited fee structures or less local business involvement.
Experience: 39 years
Avg account: $339,979
-
Charles M
Series 63, Series 65
Roswell, NM
Moors & Cabot, Inc.
Charles Murphy II brings 35 years of experience and local presence in Roswell, NM, offering expertise in wealth management, ESG investing, and alternative investments. His firm, Moors & Cabot, serves a diverse client base with flexible fee structures including flat fees and negotiated AUM percentages, providing tailored financial planning and portfolio management options that distinguish him from other advisors in the area.
Experience: 35 years
Avg account: $642,316
-
Christopher S
Series 63, Series 66
Roswell, NM
Wells Fargo Advisors
Christopher Stokes offers expertise in cash flow and budgeting, crucial for managing finances in Roswell, NM, especially with local tax considerations. With 15 years of experience at Wells Fargo Advisors, a large firm serving high-net-worth clients, he combines proprietary research tools and a business owner perspective, differentiating him from advisors focused solely on smaller client bases or independent practices.
Experience: 15 years
Avg account: $514,335
-
Brian T
Series 66
Roswell, NM
Mass Mutual Investors Services
Brian Taylor's 22 years of experience and Series 66 designation equip him to address complex financial decisions in Roswell, NM, including cash flow and estate planning. His role at Mass Mutual Investors Services, a large firm offering comprehensive financial planning and asset management, distinguishes him by providing access to analytical tools and diverse client services, beneficial for married couples and business owners alike.
Experience: 22 years
Avg account: $249,379
-
John F
Series 65
Roswell, NM
Quest Investment Portfolio Management, Limited
John Funk offers extensive experience in Roswell, NM, with 23 years in the industry and a Series 65 credential, making him well-equipped to address local financial decisions. His firm, Quest Investment Portfolio Management, specializes in discretionary and non-discretionary portfolio management for high-net-worth clients, using a passive investing approach focused on no-load mutual funds and ETFs, with a 1.00% AUM fee.
Experience: 23 years
Avg account: $751,607
Want help finding the right advisor?
Answer a few questions to see advisors matched to you.
Specialized advisors
People also searched
Popular in Roswell, NM
Find advisors by type
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")