Top financial advisors working with executives in Roswell, NM

Penny Kelley is a financial advisor with NFSG Corporation in Roswell, NM, holding Series 63 and Series 66 credentials and bringing 39 years of industry experience. She has worked at Newbridge Securities Corporation since 2019 and LPL Financial from 2012 to 2019. Outside of finance, she is the owner and president of Roswell Osteopathic Medical Corp., a medical clinic, and also owns Kelley Pharmacy, which delivers pharmaceutical products to the public. NFSG Corporation provides discretionary and non-discretionary asset management, financial planning, and third-party manager selection services to individuals, pension plans, trusts, charitable organizations, and businesses. The firm customizes portfolios based on client objectives and risk tolerance, employing a combination of fundamental, technical, and cyclical analysis and utilizing both long- and short-term strategies.

Charles Murphy II is a financial advisor at Moors & Cabot, Inc. with 35 years of industry experience. He held positions at Merrill for 26 years before joining Moors & Cabot in 2016. Outside of advising, he operates a sole proprietorship focused on buying, restoring, and selling cars as a hobby. Moors & Cabot serves a diverse client base including retail and high-net-worth individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers investment management, financial planning, and consulting services with portfolios tailored to client objectives through various strategies, including asset allocation and quantitative techniques.

Christopher Stokes is a financial advisor with Wells Fargo Advisors in Roswell, NM, holding Series 63 and Series 66 credentials and 15 years of industry experience. He has worked at Wells Fargo Clearing and Wells Fargo Advisors since 2016. Outside of his advisor role, Stokes has partial ownership in Stokes Wealth Management Group, LLC, where he is actively involved, and holds a minority interest in an oil-related business. Wells Fargo Advisors Financial Network provides investment and financial planning services to individuals, trusts, and institutional clients, offering a wide range of planning options and integrating advisory services with other financial products and referral channels.

Brian Taylor is a financial advisor with Mass Mutual Investors Services in Roswell, NM, holding a Series 66 designation and 22 years of industry experience. His career includes ten years at METLIFE Securities Inc and ongoing roles with MassMutual entities since 2016. Outside of advising, he serves as president of Immanuel Lutheran Church in Roswell. MassMutual Investors Services, LLC is an SEC-registered broker-dealer and investment adviser that offers financial planning and asset management to individuals, business owners, trusts, estates, and charitable organizations. The firm structures planning engagements as annual relationships using firm-approved tools to analyze client goals and provides event-driven planning services, including divorce and estate settlement programs.

John Funk is a financial advisor with Quest Investment Portfolio Management, Limited in Roswell, NM. He holds a Series 65 credential and has 23 years of industry experience. He has been with Quest since 1995. Quest provides discretionary and non-discretionary portfolio management and investment advice to individuals, high-net-worth clients, pension and profit-sharing plans, corporations, trusts, and estates. The firm utilizes a team-oriented approach focused on no-load mutual funds and ETFs, monitoring accounts regularly while maintaining large- and mid-cap equity exposure alongside fixed income.

Edwina Martin is a Series 65 licensed financial advisor with two years of industry experience, currently with Waverly Advisors, LLC. She previously worked at 9258 Wealth Management for five years and was employed at Teradata Corp for eleven years. Martin also serves as assistant director of tax planning at 9258 Tax and Planning, a non-investment related business. Waverly Advisors is a multi-team registered investment adviser managing portfolios for individuals, retirement plans, and pooled investment vehicles. The firm combines traditional equity and fixed-income strategies with alternative and private-market allocations, offering a range of investment management and financial planning services.

Jeffrey Park is a financial advisor at Merrill with eight years of industry experience. He holds a Series 66 designation and has worked at Merrill and affiliated firms since 2011, including roles at JPMorgan Chase Bank and J.P. Morgan Securities. Outside of his advisory work, he is a sole owner and co-owner of family rental properties in Lawrenceville, Georgia. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary strategies for individuals, high-net-worth clients, and institutional investors.

Elizabeth Brown is a Series 66 licensed financial advisor with J.P. Morgan Securities in New York, NY, where she has worked since 2012. She has 26 years of industry experience. J.P. Morgan Securities provides institutional consulting services to clients such as corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager and fund searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines large institutional advisory operations with brokerage, distribution, and investment management capabilities.

Willie Myles is a financial advisor with Equitable Advisors in Cary, NC, holding Series 63 and Series 66 licenses and bringing 16 years of industry experience. He has worked at Equitable Advisors since 2016, previously serving at Axa Advisors and MSI Financial Services. Outside of advising, he is a co-chairman of a fundraising campaign for Alpha Light Fund Inc., a nonprofit focused on renovating the House of Alpha. Equitable Advisors serves a range of clients including individuals, pension plans, corporations, and charitable organizations, providing financial planning, retirement consulting, and asset management through a network of representatives and third-party managers. The firm offers various investment vehicles and ERISA fiduciary services, relying on third-party program sponsors and an affiliation with a publicly traded parent company.

Kayla Santos is a financial advisor with Mass Mutual Investors Services in Warwick, RI, holding Series 63 and Series 65 licenses and having 10 years of industry experience. She has worked at Mass Mutual Investors Services since 2017 and previously at MetLife Securities. In addition to her advisory role, Santos is an independent insurance agent, offering life, fixed annuities, disability, long-term care, and health insurance products. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides financial planning, asset management, wrap and money-manager programs, and educational seminars, structuring engagements as annual collaborative relationships focused on goal analysis and written recommendations.