Top financial advisors in Seneca Falls, NY
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You might need a financial advisor in Seneca Falls, NY if you're navigating estate planning and want to avoid unexpected tax bills that can arise just above exemption limits. A common mistake is underestimating how estate tax cliffs can impact your heirs, leading to costly surprises.
- Estate tax expertise. Confirm how they handle planning around New York's estate tax thresholds to minimize unexpected liabilities.
- Asset transfer strategies. Ask about their approach to structuring inheritances to balance tax efficiency with your family’s needs.
- Coordination with legal counsel. Effective estate planning often requires working closely with your attorney; check how they collaborate.
- Experience with local regulations. Local tax laws can vary; ensure they understand Seneca Falls and New York-specific rules affecting your estate.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Gregory S
Series 66
Seneca Falls, NY
Edward Jones
Gregory Schmitter in Seneca Falls, NY, specializes in wealth management and multi-generational wealth transfer, which are crucial for navigating estate tax thresholds and asset transfer strategies. With Edward Jones' large-firm resources and a 1.35% annual program fee, he offers access to discretionary and non-discretionary strategies, benefiting clients seeking coordinated estate planning with local expertise.
Experience: 1 year
Avg account: $246,728
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David D
CFP®, Series 66
Geneva, NY
LPL Financial
David Deraddo, based in nearby Geneva, NY, offers 14 years of experience and CFP® certification, supporting clients with financial planning through LPL Financial's extensive resources. His flat-fee structure and affiliation with a large firm provide access to diverse advisory programs, which may complement estate planning needs in Seneca Falls by integrating investment management and tax considerations.
Experience: 14 years
Avg account: $399,489
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Jason S
Series 65, Series 63
Geneva, NY
OSAIC
Jason Swartley, based in nearby Geneva, NY, offers 14 years of experience and holds Series 63 and 65 licenses, supporting estate planning with a focus on annuities. His firm, OSAIC, is a large SEC-registered adviser providing flat-fee financial planning up to $25,000, serving diverse clients including pension plans and charitable organizations, which may offer broader resources compared to smaller local advisors.
Experience: 14 years
Avg account: $398,336
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James D
Series 63, Series 65
Waterloo, NY
Blackridge Asset Management, LLC
James Durso offers extensive wealth management expertise with 41 years in the industry, serving clients near Seneca Falls from Waterloo, NY. His firm, Blackridge Asset Management, specializes in personalized financial planning and asset management for high-net-worth individuals and trusts, using a client-driven investment process with model portfolios and third-party managers, which may provide nuanced strategies for estate tax planning and asset transfer.
Experience: 42 years
Avg account: $239,320
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Jeremy F
ChFC®, Series 63, Series 65
Seneca Falls, NY
Ameriprise
Jeremy Fredenburg Sr. offers expertise in retirement income strategy and Social Security optimization, valuable for clients approaching retirement in Seneca Falls, NY. His 29 years of experience at Ameriprise, a large firm with a 0.15% AUM fee, provide access to comprehensive advisory and insurance solutions, distinguishing him from advisors with smaller firm affiliations or less extensive retirement planning focus.
Experience: 29 years
Avg account: $471,167
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