Top private / alternative investments financial advisors in Wilmington, DE
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you're considering private or alternative investments, you likely want to diversify beyond traditional stocks and bonds. A common mistake is underestimating the complexity and risks involved, which can lead to unexpected losses or liquidity issues.
- Due diligence depth. Ask how thoroughly they vet private deals and alternative assets, including legal and financial risks.
- Liquidity planning. Confirm how they help you manage the timing of cash needs versus the often longer lock-up periods of these investments.
- Fee transparency. Private investments often have layered fees; check how clearly they explain all costs involved.
- Portfolio fit. Ensure they consider how alternatives complement your overall financial goals and risk tolerance, not just potential returns.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Daniel F
Series 63, Series 65
Wilmington, DE
Realta Investment Advisors, Inc
Daniel Foraker's 19 years of experience and expertise in private and alternative investments make him well-equipped to navigate the complexities and risks associated with these asset classes in Wilmington, DE. His firm, Realta Investment Advisors, manages $343 million across 54 advisors, offering flat-fee and AUM-based pricing, which provides flexibility compared to other advisors who may have different fee structures or smaller firm resources.
Experience: 20 years
Avg account: $311,930
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Frederick C
CFP®, Series 63, Series 65
Wilmington, DE
Wealthcare Advisory Partners LLC
Frederick Crowley Jr. offers expertise in private and alternative investments with 37 years of experience and CFP® certification, operating in Wilmington, DE. His firm, Wealthcare Advisory Partners LLC, manages $6 billion with a team of 150+ advisors, employing a goals-based, evidence-driven approach and providing flat-fee and negotiable AUM pricing, which may appeal to clients seeking transparent fees and comprehensive wealth management.
Experience: 37 years
Avg account: $719,205
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John B
ChFC®, Series 66
Wilmington, DE
Sovereign Financial Group, Inc.
John Buoni specializes in private and alternative investments, leveraging 28 years of experience and a ChFC® designation to navigate complex asset classes in Wilmington, DE. His firm employs a long-term, diversified approach with tactical reallocations and offers flat-fee financial planning, distinguishing him from others by combining seasoned expertise with transparent, negotiable fees and a broad client service scope.
Experience: 28 years
Avg account: $825,756
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Aileen D
Series 63, Series 65
Wilmington, DE
Ashton Thomas Securities, LLC
Aileen De Froda specializes in private and alternative investments with 18 years of experience, offering expertise in options and derivatives strategies alongside wealth management. Operating independently with a flat-fee structure, she serves a diverse client base including individuals and trusts, managing $1.72 billion across 2,600 clients, which may provide a broad perspective compared to advisors with narrower focuses or fee models.
Experience: 19 years
Avg account: $814,843
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Susan S
Series 63, Series 66
Wilmington, DE
RBC Capital Markets
Susan Sechter's expertise in private and alternative investments, combined with her seven years of experience and Series 63 and 66 designations, equips her to navigate the complexities of these asset classes in Wilmington, DE. Working at RBC Capital Markets, a large firm offering flat-fee options and comprehensive wealth management services, she supports diverse clients including executives and business owners, providing a broad perspective compared to smaller firms.
Experience: 8 years
Avg account: $1,017,425
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Nicholas M
Series 63, Series 66
Wilmington, DE
J.P. Morgan Securities
Nicholas Mc Glynn is a financial advisor at J.P. Morgan Securities with 24 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at J.P. Morgan Securities since 2012, as well as Wm Financial Services, Inc. since 2004. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework when recommending strategies.
Douglas B
Series 66
Wilmington, DE
Citigroup Global Markets
Douglas Batten is a financial advisor at Citigroup Global Markets with 19 years of industry experience. He holds a Series 66 designation and has been with Citigroup Global Markets since 2011. Citigroup Global Markets Inc. serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and brokerage services. The firm employs multi-asset, multi-manager strategies with both discretionary and non-discretionary options, supported by in-house research and complex market roles.
Steven H
Series 65
Wilmington, DE
Riversedge Advisors
Steven Hutchison is a financial advisor at RiversEdge Advisors with a Series 65 credential and three years of industry experience. Prior to joining RiversEdge, he spent 11 years at The Siegfried Group. He is also a partner at RiversEdge Business Services, a public accounting firm. RiversEdge Advisors serves individuals, high-net-worth clients, families, trusts, estates, businesses, and retirement plans by offering discretionary and non-discretionary investment management, financial planning, and retirement-plan advisory services. The firm’s approach is based on modern portfolio theory and utilizes ETFs, independent managers, and technology integrations to manage client strategies.
Kelly W
CFP®
Wilmington, DE
AlphaCore Capital LLC
Kelly Wilson is a CFP® professional with four years of industry experience, currently serving at AlphaCore Capital LLC. Prior to joining AlphaCore in 2026, Wilson worked for eight years at Dravo Bay LLC dba Blue Rock Financial Group and has experience with the American Heart Association and University of Delaware. AlphaCore Capital LLC is an independent wealth advisory firm serving individual, high-net-worth, entity, and institutional clients. The firm provides comprehensive wealth planning and investment management, emphasizing both traditional and alternative investment strategies to achieve diversified portfolio resilience.
Michael B
PFS™
Wilmington, DE
Cetera
Michael Boyer is a financial advisor at Cetera with the PFS™ designation and one year of industry experience. Prior to joining Cetera, he worked at Avantax Advisory Services and operates his own CPA firm specializing in individual and small business tax returns. Outside of financial advising, he serves as CFO of Ferris Home Improvements, a local company focused on home renovation projects. Cetera is an SEC-registered adviser serving individuals, retirement plans, corporate, charitable, and institutional clients through a large network of independent advisors. The firm offers a range of portfolio management and financial planning services and employs a multi-manager platform that includes affiliated and unaffiliated third-party managers.
Edwina M
Series 65
Cincinnati, OH
Waverly Advisors, LLC
Edwina Martin is a Series 65 licensed financial advisor with two years of industry experience, currently with Waverly Advisors, LLC. She previously worked at 9258 Wealth Management for five years and was employed at Teradata Corp for eleven years. Martin also serves as assistant director of tax planning at 9258 Tax and Planning, a non-investment related business. Waverly Advisors is a multi-team registered investment adviser managing portfolios for individuals, retirement plans, and pooled investment vehicles. The firm combines traditional equity and fixed-income strategies with alternative and private-market allocations, offering a range of investment management and financial planning services.
Thomas T
Series 66
Independence, OH
Hantz financial Services, Inc.
Thomas Trefzger is a Series 66-credentialed financial advisor with eight years of industry experience. He has worked at Hantz Financial Services, Inc. since 2018 and previously held roles at Sprint and Cleveland State University. Hantz Financial Services, Inc. serves a diverse client base including individuals, high-net-worth households, pension and profit-sharing plans, and business owners. The firm offers financial planning and wealth management primarily through ETF-based model portfolios across five risk levels, supplemented by third-party managers and Direct Indexing, and combines advisory, broker-dealer, mortgage, and insurance activities under one platform.
Ethan S
CFP®, Series 65
Auburn Hills, MI
Plante Moran financial advisors
Ethan Siekkinen is a CFP® and holds a Series 65 license, currently serving as a financial advisor with Plante Moran Financial Advisors. He has one year of industry experience and has previously worked at J Wilson Wealth Management and operated Rizzo Lawn Care. Plante Moran Financial Advisors, LLC provides investment advisory, financial planning, and estate planning services to a diverse client base including individual households, institutional clients, and sovereign wealth funds. The firm employs a multi-disciplinary investment process and offers both discretionary and non-discretionary portfolio management, manager search, and tax-lot accounting services.
Richard B
Series 63, Series 66
Austin, TX
Charles Schwab
Richard Brandi is a financial advisor with Charles Schwab based in Austin, TX, holding Series 63 and Series 66 licenses and bringing 32 years of industry experience. He has been with Charles Schwab and Charles Schwab Bank ssb since 2003 and 2005, respectively. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a mix of non-discretionary and discretionary investment guidance, leveraging multi-asset model portfolios and research from its Schwab Center for Financial Research.
Geoffrey T
Series 66
Chicago, IL
Sanctuary Advisors, LLC
Geoffrey Tomes is a financial advisor with Sanctuary Advisors, LLC, holding a Series 66 credential and 26 years of industry experience. He has worked at Noyes Advisors LLC for 11 years and David A Noyes & Company for 26 years. His other business activities include involvement in fixed life and health insurance and fixed annuities. Sanctuary Advisors, LLC serves a diverse client base including individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations through a network of over 400 independent investment adviser representatives. The firm offers a range of portfolio management and financial planning services employing various analytical approaches and maintains distinctive features such as negotiated performance-based fees for large institutional clients and affiliations with specialized asset management firms.
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