A complete list of active advisors currently associated with 1 St Discount Brokerage, Inc.

Warmer can help you find a great advisor at 1 St Discount Brokerage, Inc. or one who fits your needs even better.

1st Discount Brokerage, Inc. provides advisory services to individuals (including both non‑HNW and high‑net‑worth clients), corporations, and pension/profit‑sharing plans, offering discretionary and non‑discretionary portfolio management, financial planning, pension consulting, manager‑selection and consulting services, advisory referrals, and tax/accounting services through its MyCFO offering. The firm also sponsors a wrap‑fee program called the Freedom Account and offers both fee‑based and commission‑based account options. Investment decisions are guided by written investment policy statements and a mix of fundamental, technical, quantitative and qualitative analysis, with strategies that include long‑term and short‑term purchases, trading, option writing, margin and short sales, as well as allocation to third‑party managers via manager‑selection programs. Accounts are reviewed at least quarterly and clients receive custodial statements and performance reporting, with the firm operating in both discretionary and non‑discretionary capacities. The firm is dually registered as an SEC‑registered investment adviser and a FINRA‑member broker‑dealer, with affiliated insurance and tax/accounting activities and trade clearing through Apex Clearing; it discloses that direct fee deductions from custodian accounts result in being deemed to have custody under SEC rules. 1st Discount Brokerage transitioned to SEC registration in June 2025 and discloses prior regulatory settlements, including an SEC settlement in 2012 and a FINRA settlement in 2015 involving supervisory and registration issues that resulted in censures and monetary sanctions.

To learn more about the advisors currently working at 1 St Discount Brokerage, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.