1035 Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
1035 Capital Management LLC is a newly formed registered investment adviser that provides discretionary portfolio management to individuals, high‑net‑worth clients, family offices and institutional clients, including endowments and foundations. The firm manages approximately $5.1 million across a limited client base and offers managed accounts tailored to client restrictions and objectives.
The firm’s investment approach combines bottom‑up, catalyst‑driven fundamental analysis with macro/sector and technical inputs, and it uses proprietary sector selection and risk‑management tools in its Small Cap Core strategy. It also runs distinct strategies for preferred securities (all‑cap high yield and investment‑grade preferreds) designed for low turnover and a Commodity Trend Following strategy that allocates to seven specific commodities when their in‑house model indicates a positive trend.
What distinguishes 1035 Capital from many peers is the mix of specialized product offerings and client types: it combines small‑cap equity emphasis and multiple preferred‑stock strategies with a rules‑based commodity trend approach, and it discloses and furnishes portfolio performance summaries to clients while maintaining periodic client communications and materials. The firm also presents an institutional fee schedule and accepts institutional relationships in addition to individual and family clients, an arrangement that is less common for firms of its size.
Client services
Expertise
Fee options
$0 - $499,999: 1.60% $500,001 - $1,000,000: 1.50% $1,000,001 - $5,000,000: 1.40% $5,000,001 - >$5,000,000: 1.25% $0 - $10,000,000: 1.00% $10,000,000 - $25,000,000: 0.90% $25,000,000 - $50,000,000: 0.80% $50,000,000+: Negotiable
Account minimum: $50,000 Fee-only: Based on fee schedules above; no commissions
Main office
Marthasville MO
Advisors at this office
1
Most active in
Illinois · Missouri
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Trust company
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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