A complete list of active advisors currently associated with 1035 Capital Management LLC

Warmer can help you find a great advisor at 1035 Capital Management LLC or one who fits your needs even better.

1035 Capital Management LLC is a newly formed registered investment adviser that provides discretionary portfolio management to individuals, high‑net‑worth clients, family offices and institutional clients, including endowments and foundations. The firm manages approximately $5.1 million across a limited client base and offers managed accounts tailored to client restrictions and objectives. The firm’s investment approach combines bottom‑up, catalyst‑driven fundamental analysis with macro/sector and technical inputs, and it uses proprietary sector selection and risk‑management tools in its Small Cap Core strategy. It also runs distinct strategies for preferred securities (all‑cap high yield and investment‑grade preferreds) designed for low turnover and a Commodity Trend Following strategy that allocates to seven specific commodities when their in‑house model indicates a positive trend. What distinguishes 1035 Capital from many peers is the mix of specialized product offerings and client types: it combines small‑cap equity emphasis and multiple preferred‑stock strategies with a rules‑based commodity trend approach, and it discloses and furnishes portfolio performance summaries to clients while maintaining periodic client communications and materials. The firm also presents an institutional fee schedule and accepts institutional relationships in addition to individual and family clients, an arrangement that is less common for firms of its size.

To learn more about the advisors currently working at 1035 Capital Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.