1316 Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
1316 Capital provides discretionary portfolio management and integrated financial planning services to individuals, families, businesses, and retirement plans. The firm implements recommendations, conducts ongoing monitoring and reporting, and was newly formed with no assets under management as of December 31, 2025.
Its investment approach follows principles of modern portfolio theory, emphasizing global diversification and primarily using mutual funds and exchange-traded funds informed by fundamental security analysis and market trend/economic cycle assessment. The firm may also employ margin, options, and shorter-term trading strategies, tailors portfolios to documented client risk profiles, and charges asset-based management fees, a common arrangement among peers.
Compared with many investment-manager firms that focus on pooled or institutional mandates, 1316 Capital explicitly offers services to individual and family clients — including high-net-worth households — and uses tiered, asset-based pricing that scales with account size. The firm operates with a single advisory professional who holds CFP® certification, requires clients to custody assets with a specified independent custodian that provides institutional support, and does not accept performance-based fees or vote client proxies.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $2,000,000: 1.00% annually $2,000,001 - $3,000,000: 0.75% annually $3,000,001+: 0.50% annually
Main office location
1316 Capital LLC
Overland Park KS, United States
Number of offices
1
Most active in
1316 Capital LLC has reported serving >5 clients in these states in the last 12 months.
Kansas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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