New York, NY Office

2201 Capital, LLC provides discretionary portfolio management and investment advisory services to a very small client base that the brochure lists as individuals, high‑net‑worth individuals, charitable organizations, and business entities; the firm reports $40 million in discretionary assets under management for five clients. It prepares an Investment Policy Statement for each client and handles asset allocation, security selection, and regular portfolio monitoring.

The firm employs multiple methods of analysis—fundamental, quantitative, technical, charting, and cyclical—and implements both long‑ and short‑term trading strategies in line with documented client objectives, time horizons, and risk tolerances. 2201 Capital states it operates under fiduciary standards, seeks fair allocation of investment opportunities among clients, and maintains quarterly account reviews and monthly custodian reporting.

Notable from the brochure are principals’ outside industry roles: one principal maintains a law practice and acts as a real estate broker, and another principal owns an exempt reporting adviser and serves as manager and director of a private fund, all of which the firm discloses as potential conflicts of interest. The firm also requires use of specified custodians (Schwab Institutional and Interactive Brokers), does not participate in wrap fee programs, and discloses that client participation in affiliated offerings is voluntary.