30-40 Wealth Partners
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment management and financial planning primarily to individual clients, including high‑net‑worth households, and also works with select charitable and business clients; its ongoing planning offering notes an emphasis on issues common to technology professionals. Services include discretionary portfolio management, access to third‑party separately managed account (SMA) programs, equity‑compensation analysis, and assistance with specialized diversification strategies such as exchange funds and Section 351 transactions.
Portfolios are tailored to individual goals and implemented largely on a discretionary basis, using strategic asset allocation with tactical adjustments and a blend of passive and active exposures guided by fundamental, technical, and cyclical analysis. For certain clients the firm recommends and oversees SMAs and sub‑advisers that may employ tax‑aware techniques, direct indexing, long/short positions, derivatives, or leverage, while the firm retains ongoing oversight and coordination of implementation and tax considerations.
The firm is operated as a solo practitioner, an uncommon structure among peers, and its principal combines investment and tax credentials that support integrated, tax‑sensitive planning and execution. The brochure also discloses several atypical features — the firm’s use of client testimonials in advertising and the principal’s minority ownership interests in third‑party accounting and mortgage firms that may be recommended to clients — with those relationships described and disclosed as potential conflicts of interest.
Client services
Expertise
Occupation focus
Fee options
Limited Scope Financial Planning Services offered as fixed fees ranging from $5,000 to $60,000.
$0 - $1,250,000: 1.00% $1,250,001 - $2,500,000: 0.80% $2,500,001 - $5,000,000: 0.50% $5,000,001+: 0.25%
Account minimum: $12,500 minimum annual fee for Investment Management Services Minimum fee: Minimum annual fee of $12,500 applies to Investment Management and combined Investment Management with Ongoing Comprehensive Financial Planning Services. Fee-only: Fixed fees for Limited Scope Financial Planning Services range from $5,000 to $60,000, based on complexity and scope of the project.
Main office
Cornelius NC
Advisors at this office
1
Most active in
California · New York · North Carolina · Texas
Also doing business as
30 40 Wealth Partners · 30 40 Wealth Partners, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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