34 Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
34 Financial, LLC provides discretionary investment management and ongoing financial advice to individuals (including high net worth clients), corporations, retirement plans, trusts, and other institutions. The firm operates as a small team managing roughly $101 million across about 90 client relationships and offers portfolio management and related advisory services.
The firm develops client-specific investment policies from an intake questionnaire and demographic and financial information, using fundamental, technical and cyclical analysis to construct and monitor portfolios. Portfolio management is exercised on a discretionary basis and, when suitable for a client’s objectives and risk tolerance, can include the use of margin, options, leveraged/inverse ETFs and structured products; the firm also recommends a major custodian to hold client assets.
Notably, 34 Financial is a recently formed adviser (established in 2023) that has made recent material disclosures to its brochure, including revisions to its fee schedule and other updates, which the firm makes available to clients. Prospective clients should also note operational features disclosed in the brochure—such as the firm’s ability to deduct fees from client accounts (constructive custody) and its permissive approach to a broad set of instruments—when evaluating fit.
Client services
Expertise
Fee options
$0 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.75% $10,000,001+: 0.50%
Minimum fee: $12,000 minimum annual fee, prorated and paid monthly in arrears, may be waived at firm's discretion Fee-only: Asset-based advisory fees as per tiered schedule, no commissions earned by firm
Main office
See office2827 Peachtree Rd, Suite 620
Atlanta GA 30305
Advisors at this office
3
Offices (2)
Most active in
Georgia
Also doing business as
34 Financial, LLC · Jnj Advisors, LLC · Trg Wealth Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Thomas H
Series 63, Series 65
Watkinsville, GA
34 Financial, LLC
Thomas Houle is a financial advisor at 34 Financial, LLC with 10 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked for Homrich Berg from 2013 to 2025. 34 Financial, LLC provides discretionary investment management and financial advice to individuals, corporations, retirement plans, trusts, and other institutions. The firm manages approximately $101 million across about 90 client relationships, using fundamental, technical, and cyclical analysis to tailor client investment policies and employing a broad range of portfolio management strategies on a discretionary basis.
Joseph Y
Series 66
Atlanta, GA
34 Financial, LLC
Joseph Young is a financial advisor with 25 years of industry experience, currently serving at 34 Financial, LLC. He holds a Series 66 designation and has worked at Mercer Global Advisors Inc., Arkadios Capital LLC, ACG Wealth, Inc., and Triad Advisors, Inc. 34 Financial, LLC is a small advisory team managing approximately $101 million across about 90 client relationships, providing discretionary investment management and ongoing financial advice to individuals, corporations, retirement plans, trusts, and other institutions. The firm employs fundamental, technical, and cyclical analysis to develop client-specific investment policies and offers portfolio management that may include the use of margin, options, leveraged/inverse ETFs, and structured products.
Jeffrey S
Series 63, Series 65
Atlanta, GA
34 Financial, LLC
Jeffrey Shaver is a financial advisor at 34 Financial, LLC with 30 years of industry experience. He holds Series 63 and Series 65 licenses. His prior roles include positions at Mercer Global Advisors, Arkadios Capital, Atlanta Capital Group, Triad Advisors, and LPL Financial. 34 Financial, LLC provides discretionary investment management and ongoing financial advice to individuals, corporations, retirement plans, trusts, and other institutions. The firm uses fundamental, technical, and cyclical analysis to construct client-specific portfolios, managing roughly $101 million across about 90 client relationships.
Cody C
Series 65
Atlanta, GA
34 Financial, LLC
Cody Collins is a financial advisor at 34 Financial, LLC with one year of industry experience. He holds a Series 65 designation and previously worked at Homrich Berg Wealth Management for six years. 34 Financial, LLC is a small team-based firm providing discretionary investment management and ongoing financial advice to individuals, corporations, retirement plans, trusts, and other institutions. The firm manages approximately $101 million across about 90 client relationships, using fundamental, technical, and cyclical analysis to construct and monitor portfolios on a discretionary basis.
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