A complete list of active advisors currently associated with 3A Financial Group, LLC
Warmer can help you find a great advisor at 3A Financial Group, LLC or one who fits your needs even better.
The firm provides financial planning and investment advisory services to individuals, high‑net‑worth clients, trusts, foundations, estates, and other charitable or institutional entities. Beyond investment management and planning, the firm’s principal also conducts separate tax/accounting and insurance-related activities and may refer clients to other specialists for implementation. Investment decisions are implemented on a primarily non‑discretionary basis, with the firm collaborating with clients and obtaining approval before executing trades; the investment process emphasizes fundamental analysis, diversified asset allocation using mutual funds and ETFs, and a long‑term orientation with periodic rebalancing. For more complex situations the firm may document objectives and constraints in an investment policy statement and provides ongoing monitoring with formal reviews at least annually. Compared with many independent advisers, the firm’s client mix notably includes charitable organizations and other institutional‑style clients, and most assets are managed non‑discretionarily—both of which are less common in its peer group. The firm also operates multiple related activities (CPA/tax and accounting services for individuals and not‑for‑profits, insurance licensing, and participation on an institutional custodian/platform with a wrap‑fee option), which can influence how services are coordinated and executed.
To learn more about the advisors currently working at 3A Financial Group, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Huntersville, NC
| 23
|
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