A complete list of active advisors currently associated with 3rd Level Wealth

Warmer can help you find a great advisor at 3rd Level Wealth or one who fits your needs even better.

3rd Level Wealth is a single-advisor independent registered investment adviser that provides discretionary asset management to individual clients and small business entities, with roughly $2 million in assets under management across about 28 client relationships. As part of its asset management service the firm may prepare or include a financial plan covering topics such as investments, taxes, estate planning and retirement income at no additional charge. The firm follows a primarily passive investment approach grounded in Modern Portfolio Theory, constructing portfolios of low-cost index mutual funds and exchange-traded funds, applying strategic asset allocation, periodic rebalancing, and discretionary trading authority. Accounts are reviewed at least quarterly and the firm identifies opportunities such as tax-loss harvesting, and it requires clients to use its chosen custodian, Altruist. Notable distinctions include an affiliated tax-preparation business (3 Level Tax, LLC) through which tax services may be offered to clients for separate compensation, a relationship the brochure discloses as a potential conflict of interest and mitigates by disclosure and client choice. The firm also states it does not vote client proxies and does not maintain professional liability insurance, details prospective clients may wish to consider relative to peer practices.

To learn more about the advisors currently working at 3rd Level Wealth, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.