3rd Level Wealth
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
3rd Level Wealth is a single-advisor independent registered investment adviser that provides discretionary asset management to individual clients and small business entities, with roughly $2 million in assets under management across about 28 client relationships. As part of its asset management service the firm may prepare or include a financial plan covering topics such as investments, taxes, estate planning and retirement income at no additional charge.
The firm follows a primarily passive investment approach grounded in Modern Portfolio Theory, constructing portfolios of low-cost index mutual funds and exchange-traded funds, applying strategic asset allocation, periodic rebalancing, and discretionary trading authority. Accounts are reviewed at least quarterly and the firm identifies opportunities such as tax-loss harvesting, and it requires clients to use its chosen custodian, Altruist.
Notable distinctions include an affiliated tax-preparation business (3 Level Tax, LLC) through which tax services may be offered to clients for separate compensation, a relationship the brochure discloses as a potential conflict of interest and mitigates by disclosure and client choice. The firm also states it does not vote client proxies and does not maintain professional liability insurance, details prospective clients may wish to consider relative to peer practices.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.25% $1,000,000.01 - $3,000,000: 0.80% $3,000,000.01 - $10,000,000: 0.40% $10,000,000.01+: 0%
Account minimum: $100,000
Main office
10 S. Main St., Suite 4
Hutchinson KS 67501
Advisors at this office
1
Most active in
Kansas
Also doing business as
3 Rd Level Wealth · 3 Rd Level Wealth, LLC · Philanthropic Financial Planning · Powell Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
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They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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