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Austin, TX Office

Team
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57 West Capital Advisors, Inc. logo

57 West Capital Advisors, Inc.

Team

Firm-wide stats for 57 West Capital Advisors, Inc.

Total advisors

7

Across 2 offices

Clients per advisor

11 Very Low

Avg AUM per client

$385,394 Very Low

HNW client ratio

14% Low

About

57 West Capital Advisors, Inc. provides discretionary and non‑discretionary portfolio management primarily for individual clients (including high‑net‑worth individuals) and for investment company clients, reporting $47,379,902 in discretionary assets as of January 31, 2026 and serving roughly 78 accounts with a stated account minimum of $100,000. The firm’s brochure and client communications focus on portfolio management services rather than on broader financial planning offerings.

The firm emphasizes long‑term equity ownership, using a proprietary selection and valuation process to construct diversified holdings that can span roughly 10 to more than 100 individual company positions, with investment horizons typically over six years and often measured in decades. In practice 57WCA may hold cash or short‑term fixed income while awaiting investment opportunities, may selectively use options for hedging, and permits client‑authorized borrowing (margin) levels on separately managed accounts.

Noteworthy distinctions include the firm’s disclosure and use of performance information (including predecessor performance) in its materials and its provision of monthly performance evaluations tied to selected benchmarks, which is less common among peers. The firm also maintains an international orientation—an offshore affiliated entity and arrangements for foreign referrals and compensation—which, together with a material non‑U.S. client presence, sets it apart from many team‑level advisors.

Based on 57 West Capital Advisors, Inc.

Expertise

Concentrated stock management Equity compensation tax strategy Active portfolio management Options & derivatives strategies

Based on 57 West Capital Advisors, Inc.

Location

11615 Angus Road, Suite 104 K

Austin TX 78759

Advisors at this office

6

Advisors at this office

user avatar

Chalu H

Series 63

Austin, TX

57 West Capital Advisors, Inc.

Chalu Harden is a financial advisor at 57 West Capital Advisors, Inc. with three years of industry experience. They hold a Series 63 designation and have been with 57 West Capital Advisors since 2021. Outside of advising, Harden owns Harden House & Harden House Consulting, a hospitality business operating short-term rentals, and is involved as a real estate broker with Love My City LLC. 57 West Capital Advisors specializes in discretionary portfolio management focused on equity portfolios for individual investors and investment companies. The firm employs a long-term, buy-and-hold strategy using a proprietary selection process and offers services to non-U.S. clients through an offshore affiliate.

Concentrated stock management Equity compensation tax strategy Active portfolio management Options & derivatives strategies
user avatar

Luis G

Series 65

Austin, TX

57 West Capital Advisors, Inc.

Luis Giraldo is a financial advisor at 57 West Capital Advisors, Inc. in Austin, TX, holding a Series 65 designation with one year of industry experience. Prior to joining 57 West Capital, he worked at Treis Investments Inc. and spent 18 years at Intelligraphics Inc. He serves as president of Treis Investments Inc. and Innovated Freezing Systems S.A.S., a company in Guayaquil, Ecuador. 57 West Capital Advisors provides discretionary portfolio management focused on equity portfolios for individual investors and investment companies, emphasizing long-term, buy-and-hold strategies with concentrated positions and a proprietary selection process. The firm also supports non-U.S. clients through an offshore affiliate and discloses predecessor and performance results in client materials.

Concentrated stock management Equity compensation tax strategy Active portfolio management Options & derivatives strategies
user avatar

Dewitte D

Austin, TX

57 West Capital Advisors, Inc.

Dewitte Derks is an advisor at 57 West Capital Advisors, Inc. in Austin, TX. He has prior experience working with Symphony Mediation and Symphony Builders. 57 West Capital Advisors provides discretionary portfolio management focused on equity portfolios for individual investors and investment companies. The firm manages concentrated portfolios of individual company shares and employs a long-term, buy-and-hold equity strategy, using a proprietary selection process and selectively employing options and margin.

Concentrated stock management Equity compensation tax strategy Active portfolio management Options & derivatives strategies
user avatar

Taylor T

Series 63, Series 65

Austin, TX

57 West Capital Advisors, Inc.

Taylor Tucker is a financial advisor with 10 years of industry experience, currently with 57 West Capital Advisors, Inc. in Austin, TX. He holds Series 63 and Series 65 designations and has previously worked at NYLIFE Securities LLC and The Rainier Financial Group LLC. 57 West Capital Advisors provides discretionary portfolio management focused on equity portfolios for individual investors and investment companies. The firm employs a long-term, buy-and-hold equity strategy with a proprietary selection process and offers services to both U.S. and non-U.S. clients through an offshore affiliate.

Concentrated stock management Equity compensation tax strategy Active portfolio management Options & derivatives strategies
user avatar

Juan G

Series 63

Austin, TX

57 West Capital Advisors, Inc.

Juan Garces is a financial advisor with 23 years of industry experience, currently serving at 57 West Capital Advisors, Inc. since 2002. He holds a Series 63 designation and acts as president and controlling shareholder of 57 West Capital Holdings, Inc., where he oversees business activities, asset allocation, and strategy. 57 West Capital Advisors, Inc. provides discretionary and non-discretionary portfolio management primarily for individual and investment company clients. The firm emphasizes long-term equity ownership using a proprietary selection and valuation process and maintains an international orientation with offshore affiliates and a notable non-U.S. client presence.

Concentrated stock management Equity compensation tax strategy Active portfolio management Options & derivatives strategies
user avatar

Sebastian C

Series 65

Austin, TX

57 West Capital Advisors, Inc.

Sebastian Caicedo is a Series 65-licensed financial advisor at 57 West Capital Advisors, Inc. in Austin, TX, with four years of industry experience. Prior to joining 57 West Capital Advisors, he worked at Inversiones Caicedo Posada, Marsh, XyZ Estrategias, and Universidad de Los Andes. He is also a partner involved in management and board decisions at a family agricultural business in Colombia. 57 West Capital Advisors, Inc. provides discretionary and non-discretionary portfolio management primarily for individual and investment company clients, focusing on long-term equity ownership through a proprietary selection and valuation process. The firm serves high-net-worth clients with diversified portfolios typically held for several years, maintaining an international orientation and offering detailed monthly performance evaluations.

Concentrated stock management Equity compensation tax strategy Active portfolio management Options & derivatives strategies
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