A complete list of active advisors currently associated with A&G Financial Management, LLC

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A&G Financial Management, LLC provides discretionary portfolio management and related advisory services to individuals (including high-net-worth clients) and business entities, creating an Investment Policy Statement for each client and managing approximately $23.5 million in discretionary assets. The firm implements standard portfolio services such as asset allocation, asset selection, risk-tolerance documentation and regular portfolio monitoring across mutual funds, equities, bonds, ETFs, REITs and government securities. The firm’s process centers on client-specific Investment Policy Statements and discretionary authority to execute trades; its methods of analysis include charting, fundamental, technical and cyclical approaches. AGFM manages client assets in-house rather than selecting third‑party managers and employs a range of strategies from long-term holdings to short-term trading, including short sales, margin transactions and options writing, with quarterly reporting provided via custodians and no custody taken by the adviser. A&G’s brochure discloses a regulatory consent order alleging failures to obtain and track executed client agreements, to meet net capital requirements, and to accurately report non‑allowable assets; the matter was resolved by consent with a $3,000 civil penalty. The combination of a single‑advisor firm with modest assets under management that nevertheless uses higher‑risk trading strategies, together with the disclosed disciplinary event, are noteworthy distinctions relative to many supported peers.

To learn more about the advisors currently working at A&G Financial Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.