Rochelle Park, NJ Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
A.G.P / Alliance Global Partners
Multi-team
Firm-wide stats for A.G.P / Alliance Global Partners
About
A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA‑member broker‑dealer serving individual clients (including high‑net‑worth households), retirement plans, and pooled/institutional vehicles across a multi‑team platform. The firm offers discretionary and non‑discretionary portfolio management, financial and estate planning (including a partnership with Trust & Will), model and wrap fee programs, third‑party sub‑advisory arrangements, and brokerage and insurance product distribution.
Investment advice is delivered through a mix of strategies with a notable emphasis on international investing via the EPC Advisors Group division, combining top‑down country/currency analysis with bottom‑up security selection; A.G.P. also offers A.G.P. Model Portfolios (primarily ETF‑based) and separately managed accounts implemented by sub‑advisers such as EPAM. Client work generally begins with gathering financial information and setting objectives in an Investment Policy Statement, after which portfolios may be managed on a discretionary basis with periodic reviews, rebalancing, and the occasional use of derivatives or margin where deemed suitable.
Distinctive features relative to many multi‑team peers include the firm’s active broker‑dealer operations and other financial product sales, its role as adviser to pooled vehicles (such as GP Advisor Fund) and affiliation with a private fund (AGP Alternative Investment Fund II), and the management of pooled‑vehicle accounts — all activities that are statistically uncommon for firms in this category. The firm has also disclosed regulatory matters in recent years (including actions involving the SEC, FINRA, Nasdaq and a state insurance agency) and publicly discloses various custodian revenue‑sharing and rebate arrangements (for example with Fidelity and RBC); its advisory pricing is generally negotiated as percentage‑of‑AUM rather than presented as fixed fees.
Based on A.G.P / Alliance Global Partners
Expertise
Based on A.G.P / Alliance Global Partners
Location
365 W Passaic Street, Ste #275
Rochelle Park NJ 07662
Advisors at this office
3
Advisors at this office
Kayvan K
Series 63, Series 65
Rochelle Park, NJ
A.G.P. / Alliance Global Partners
Kayvan Karoon is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 65 designations and bringing 35 years of industry experience. His prior roles include positions at Aegis Capital Corp, National Asset Management, Inc., National Securities Corp, Osaic FS, Inc., and Cetera Wealth Services, LLC. He is also president of KS Capital Management Inc., an investment-related business. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and pooled/institutional vehicles. The firm offers a range of portfolio management and financial planning services, with a notable emphasis on international investing and the management of pooled-vehicle accounts.
Hemant S
Series 63, Series 66
Rochelle Park, NJ
A.G.P. / Alliance Global Partners
Hemant Singh is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 66 credentials and 38 years of industry experience. His prior experience includes roles at Aegis Capital Corp and National Asset Management, Inc., among others. Outside of his advisory work, he is involved in insurance services through ownership and producer roles in related businesses. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles. The firm employs a multi-team approach with a focus on international investing, model portfolios, and separately managed accounts, combining discretionary portfolio management with financial and estate planning services.
George R
ChFC®, Series 63, Series 65
Rochelle Park, NJ
A.G.P. / Alliance Global Partners
George Russell is a financial advisor at A.G.P. / Alliance Global Partners with over 40 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. His prior roles include positions at Aegis Capital Corp, National Asset Management, Inc., and Cetera Wealth Services, LLC. Outside of his advisory work, he operates a tax preparation business as a sole proprietor. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving high-net-worth individuals, retirement plans, and pooled/institutional accounts through a multi-team platform. The firm emphasizes international investing and offers a range of portfolio management and financial planning services alongside brokerage and insurance products.
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