A complete list of active advisors currently associated with AA Financial Services

Warmer can help you find a great advisor at AA Financial Services or one who fits your needs even better.

AA Financial Services is a state-registered, single-advisor practice that provides financial and retirement planning and consultative investment advice to individuals, nonprofit organizations, and small businesses. Services are delivered on a non-discretionary basis as advisory consultations and periodic portfolio reviews rather than continuous discretionary portfolio management. The firm combines fundamental and technical analysis with a primary emphasis on asset allocation and a passive, long-term equity approach, supplementing security selection and limited market timing for shorter-term objectives; permissible investments are limited to exchange-listed equities, major index constituents, index funds, and cash equivalents. Clients receive scheduled six-month and annual reviews and written reports, and the firm does not take custody of client assets or exercise trading discretion. Noteworthy aspects include the owner’s concurrent, long-established CPA practice and the firm’s explicit affiliation with accounting services; advisory work is integrated into that professional practice and the firm refrains from providing audit services to its advisory clients to avoid conflicts of interest. The firm operates at a very small scale with no regulatory AUM and a handful of clients, using fixed and hourly arrangements in the initial year with the option to transition to a percentage-based annual fee for larger portfolios after the first year.

To learn more about the advisors currently working at AA Financial Services, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.