ACP Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$106,217,850
Clients
152
Advisors
3
across 2 offices
About
ACP Investment Management, formed in August 2025, offers discretionary investment management, financial planning, hourly consulting and pension/retirement-plan consulting to a mix of clients including pension and profit-sharing plans, pooled investment vehicles, charitable organizations and corporations. Although the firm’s Form ADV lists individuals and high-net-worth individuals among potential client types, its filing and service emphasis indicate it does not rely on a traditional retail individual or HNW household client base and instead provides extensive plan-level and institutional consulting services.
Portfolios are customized and may include individual stocks and bonds, ETFs, mutual funds, options and alternative or private investments, with ongoing monitoring, rebalancing and the ability to use third‑party money managers; the firm manages all reported assets on a discretionary basis and describes the use of fundamental, technical, quantitative and qualitative analysis. ACP also offers open‑architecture platforms through LPL’s Strategic Wealth Management and participates in certain LPL-sponsored wrap programs, and its advisers may employ margin, option strategies, short sales and other higher‑risk instruments when suitable.
Distinctive features in the brochure include a concentrated emphasis on retirement plan consulting — covering plan‑level oversight, participant advisory services and ERISA fiduciary work — and a recent firm start with ownership split between two LLCs. The ADV also notes multiple adviser relationships with LPL (including some advisers dually registered and licensed as insurance producers) and custody recommendations of LPL and Schwab, which creates operational linkages and potential conflicts that are addressed in the brochure.
Client services
Expertise
Occupation focus
Fee options
Financial planning and consulting flat fees from $500 to $20,000, determined by time and complexity
$0 - $500,000: 2.00% $500,001 - $1,000,000: 1.75% $1,000,001 - $3,000,000: 1.50% $3,000,001 - $10,000,000: 1.00% $10,000,001+: 0.50%
Up to $500 per hour depending on IAR and complexity
Fee-only: Hourly fee up to $500 per hour; Flat fees range from $500 to $20,000 for financial planning and consulting services
Main office
See office75 170 Hualalai Rd, Suite C209
Kailua Kona HI 96740
Advisors at this office
2
Offices (2)
Most active in
Arizona · Hawaii · Texas · Washington
Also doing business as
Acp Investment Management · Advisor Compliance Partners LLC · Tallus Capital Advisors
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
John D
Series 63, Series 65
Seattle, WA
ACP Investment Management
John Davis is a financial advisor at ACP Investment Management with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Signaline Investments and Financial Advocates Investment Management. He is based in Seattle, WA. ACP Investment Management, established in 2025, provides discretionary investment management, financial planning, and pension/retirement-plan consulting primarily to institutional clients such as pension plans, charitable organizations, and corporations. The firm employs a customized investment approach using a range of assets and analysis methods, with a focus on retirement plan consulting and extensive plan-level advisory services.
Andre L
Series 66
Kailua-Kona, HI
ACP Investment Management
Andre Lister is a financial advisor with ACP Investment Management, holding a Series 66 designation and 24 years of industry experience. His prior roles include positions at Financial Advocates Investment Management, LPL Financial, Merrill, and other firms. ACP Investment Management, established in 2025, provides discretionary investment management, financial planning, and pension/retirement-plan consulting primarily to institutional and plan-level clients rather than individual high-net-worth households. The firm employs a customized investment approach that includes a range of asset types and strategies, with a focus on retirement plan consulting and ERISA fiduciary services.
Adam R
Series 63, Series 65
Kailua-Kona, HI
ACP Investment Management
Adam Reugh is a financial advisor at ACP Investment Management with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Financial Advocates Investment Management and ICM Asset Management Inc. ACP Investment Management, established in 2025, provides discretionary investment management and consulting services primarily to pension and profit-sharing plans, charitable organizations, and corporations. The firm offers customized portfolios and emphasizes retirement plan consulting alongside institutional and plan-level advisory services.
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