ACP Investment Management

Updated today

Find your advisor

Client assets under management

$106,217,850

Clients

152

28% high-net-worth

Advisors

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Typical

Average account size

$698,802

About

ACP Investment Management is a newly formed SEC-registered adviser offering discretionary investment management, financial planning, hourly consulting, and pension consulting to a mix of clients that include pension and profit-sharing plans, pooled vehicles, charities, corporations and individual investors. The firm reports $131,872,386 in discretionary assets under management and serves about 152 clients through three advisors, and it provides client accounts via open-architecture platforms including LPL’s Strategic Wealth Management and certain LPL-sponsored wrap fee programs.

Advisors at ACP construct tailored portfolios using individual equities and bonds, ETFs, options, mutual funds, and may allocate to third‑party money managers; portfolios are monitored and rebalanced regularly and fees are typically charged as a percentage of AUM. The firm also provides employer retirement-plan services ranging from plan‑level fiduciary consulting (IPS, DIA/QDIA selection, service‑provider oversight) to participant‑level discretionary advice, and it acknowledges ERISA fiduciary responsibilities when recommending rollovers or managing participant assets.

Compared with many small advisory firms that concentrate primarily on individual household wealth management, ACP places notable emphasis on retirement plan consulting and ERISA‑specific services, including participant advisory capabilities under ERISA Section 3(38). The firm is structured as a Wyoming LLC owned equally by two LLCs, is in its first annual ADV update, and operates with dual‑registration and insurance agency arrangements for some IARs and access to LPL’s hybrid platform—features the firm discloses as potential conflicts and which shape its service model.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy

Occupation focus

Founder/Business Owner

Fee options

Fixed

Ranges from $500 to $20,000 depending on complexity and scope

Percentage

$0 - $500,000: 2.00% $500,001 - $1,000,000: 1.75% $1,000,001 - $3,000,000: 1.50% $3,000,001 - $10,000,000: 1.00% $10,000,001+: 0.50%

Project-based

Up to $500 per hour, varies by IAR and complexity

Other

Fee-only: Hourly fees up to $500/hour; flat fees range from $500 to $20,000

Main office location

ACP Investment Management

75 170 Hualalai Rd,, Suite C209

Kailua Kona HI 96740, United States

Number of offices

Most active in

Arizona · Hawaii · Texas · Washington

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn 808-657-6511

Advisors at this firm

John D

Series 63, Series 65

Seattle, WA

ACP Investment Management

John Davis is a financial advisor at ACP Investment Management with 23 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Signaline Investments and Financial Advocates Investment Management. Davis also operates under the DBA Tallus Capital Advisors and provides investment advisory services through Advisor Compliance Partners LLC. ACP Investment Management is an SEC-registered firm that offers discretionary investment management, financial planning, and pension consulting to a diverse client base including pension plans, charities, corporations, and individuals. The firm emphasizes retirement plan consulting and ERISA-related services alongside tailored portfolio management using a range of investment vehicles.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner

Andre L

Series 66

Kailua Kona, HI

ACP Investment Management

Andre Lister is a financial advisor at ACP Investment Management with 23 years of industry experience. He holds a Series 66 designation and has worked at Financial Advocates Investment Management, LPL Financial, and Signaline Investments. He is involved in other business activities including managing EAL Holdings LLC. ACP Investment Management is an SEC-registered adviser providing discretionary investment management, financial planning, and pension consulting services to pension and profit-sharing plans, pooled vehicles, charities, corporations, and individual investors. The firm offers tailored portfolios using a range of investment vehicles and places significant emphasis on retirement plan consulting and ERISA-specific services.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner

Adam R

Series 63, Series 65

Kailua Kona, HI

ACP Investment Management

Adam Reugh is a financial advisor at ACP Investment Management with 12 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Financial Advocates Investment Management since 2015 before joining Advisor Compliance Partners LLC in 2025. ACP Investment Management is an SEC-registered adviser serving a diverse client base that includes pension and profit-sharing plans, charities, corporations, and individual investors. The firm offers discretionary investment management, financial planning, and consulting services, with a focus on retirement plan consulting and ERISA-specific services.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner

Not sure where to start?

We'll help you think it through — whether you ultimately need an advisor or not.

Warmer helps you compare advisors clearly — so you can choose with confidence.

Find your advisor

Discover

Compare top advisor firms by metric, firm size, and location.

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may — or may not — fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend — and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction — we're here to make sure the relationship works for you.

Our ongoing support