Adaptive Advisory, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,574,243
Clients
16
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
TypicalAverage account size
$598,390
About
Adaptive Advisory serves individual and high-net-worth clients with ongoing portfolio management and financial planning services. Financial planning is available on an ongoing retainer, project, or hourly basis and the firm also offers planning services tailored to businesses.
The firm’s investment process combines fundamental, technical, and quantitative analysis applied to long-term trading and asset-allocation decisions, with an Investment Policy Statement documented for each client. Adaptive Advisory limits its advice primarily to equities, fixed income, ETFs and real estate funds (including REITs), and provides both discretionary and non-discretionary management with at least quarterly account reviews.
Noteworthy aspects include a small client roster and roughly $9.6 million in assets under management, with the firm managing client assets in-house rather than selecting third‑party advisers. The firm requires clients to custody assets at a designated custodian (Altruist Financial), withdraws advisory fees in arrears directly from client accounts, and may waive its minimum asset requirement for clients who engage ongoing planning services.
Client services
Financial planning
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
Life insurance needs analysis
Debt management
Fee options
One-time project fees for financial planning services (amount varies)
$0 - $100,000: 1.10% $100,000 - $1,000,000: 0.95% $1,000,000+: 0.85%
$200/hour for project-based financial planning services
Monthly or quarterly retainer fees between $100 and $500 for ongoing financial planning services
Account minimum: $50,000 Minimum fee: $396 minimum annual fee Fee-only: Monthly or quarterly retainer fees between $100 and $500 for ongoing financial planning services
Main office location
Adaptive Advisory, LLC
Olathe KS, United States
Number of offices
1
Most active in
Adaptive Advisory, LLC has reported serving >5 clients in these states in the last 12 months.
Kansas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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