Castle Rock, CO Office
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Advisory Services Network
Multi-team
Firm-wide stats for Advisory Services Network
About
Advisory Services Network provides investment advisory and planning services to individuals and families (including trusts, estates, and retirement accounts), as well as corporations and employer‑sponsored retirement plans, through a network of independent investment adviser representatives (IARs) who may operate under the ASN name or other branded business names. Services include discretionary and non‑discretionary portfolio management, financial planning, investment consulting, third‑party manager selection, wrap fee programs, and retirement plan consulting.
IARs develop strategies based on clients’ stated objectives and risk tolerances, employing asset allocation, periodic rebalancing, and a mix of securities such as stocks, bonds, mutual funds, ETFs, options, and alternative investments; they may also allocate client assets to unaffiliated third‑party managers and monitor those managers’ holdings and performance. The firm offers flexible engagement types—standalone planning or consulting, subscription‑based advice, and both discretionary and non‑discretionary management—and relies on custodians for account valuation and fee billing.
Noteworthy aspects of the firm include its large platform model (more than two hundred IARs and over $10 billion in discretionary assets) in which IARs may be dually registered with broker‑dealers or licensed to sell insurance, potentially receiving transaction‑based or commission compensation in addition to advisory fees, and where ASN may share compensation arrangements with third‑party asset managers. ASN also typically charges management fees in advance and has an affiliated compliance consulting business, both of which are disclosed as potential conflicts of interest.
Based on Advisory Services Network
Expertise
Based on Advisory Services Network
Location
509 N. Wilcox Street, Ste 101
Castle Rock CO 80104
Advisors at this office
4
Advisors at this office
William F
Series 63
Castle Rock, CO
Advisory Services Network
William Fleming Jr. is a financial advisor with Advisory Services Network who holds a Series 63 credential and has 40 years of industry experience. His prior experience includes roles at LPL Financial Corporation and Western Wealth Management LLC. He is also the owner of a company involved in insurance sales and life annuities. Advisory Services Network provides investment advisory and planning services to individuals, families, corporations, and retirement plans through a large network of independent investment adviser representatives. The firm offers a range of services including portfolio management, financial planning, and retirement plan consulting, employing various securities and investment strategies tailored to client objectives and risk tolerances.
Steven K
Series 63, Series 65
Castle Rock, CO
Advisory Services Network
Steven Kletter is a financial advisor with Advisory Services Network and holds Series 63 and Series 65 licenses. He has 27 years of industry experience, including 16 years at Cambridge Investment Research Advisors and Cambridge Investment Research, and more recent roles at Calton & Associates and Advisory Services Network. Outside of advisory services, he is an owner of DAR Financial and has worked as an independent insurance agent. Advisory Services Network provides investment advisory and planning services to individuals, families, corporations, and employer-sponsored retirement plans through a network of independent investment adviser representatives. The firm offers a range of portfolio management and financial planning services, utilizing diverse investment strategies and flexible engagement models.
Angela H
Series 63, Series 65
Castle Rock, CO
Advisory Services Network
Angela Haydusky is an Investment Adviser Representative with Advisory Services Network and holds Series 63 and Series 65 licenses. She has one year of industry experience and previously worked at Northwestern Mutual and Primericia. Outside of her advisory role, she provides notarization and office support services through HGSD Consulting. Advisory Services Network serves individuals, families, corporations, charitable organizations, and employer retirement plans through a network of independent advisers. The firm offers portfolio management, financial planning, investment consulting, and third-party manager selection, managing approximately $8.6 billion in client assets.
Adam M
CFA®, Series 63, Series 65
Castle Rock, CO
Advisory Services Network
Adam Makkai is a CFA® charterholder with 27 years of industry experience, currently serving as a financial advisor at Advisory Services Network since 2018. His prior experience includes roles at Northwest Asset Management, Western Wealth Management, and LPL Financial. In addition to his advisory work, he has been a finance instructor at Regis University since 2010. Advisory Services Network is a large multi-team firm offering investment advisory and planning services to individuals, families, corporations, and retirement plans through a network of independent advisor representatives. The firm employs a variety of investment strategies tailored to client objectives and risk tolerances, with services that include portfolio management, financial planning, and retirement plan consulting.
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