Portland, OR Office

Team
Updated today
Aegis Capital Corp. logo

Aegis Capital Corp.

Multi-team

Firm-wide stats for Aegis Capital Corp.

Total advisors

101

Across 49 offices

Clients per advisor

30 Very Low

Avg AUM per client

$508,532 Typical

HNW client ratio

37% High

About

Aegis Capital Corp. provides investment advisory and related financial services to a mix of individual (both non‑HNW and high‑net‑worth) and corporate clients, offering asset management, financial planning, brokerage, annuities, insurance and occasional investment banking services. The firm is dually registered as an SEC investment adviser and a FINRA member broker‑dealer and makes advisory services available through multiple sponsored programs and third‑party platforms.

Adviser relationships may be discretionary or non‑discretionary, with clients able to participate in programs such as uMAS, UMA and third‑party consulting solutions, and the firm documents client profiles and conducts periodic portfolio reviews (generally semi‑annually). Unusually for an enterprise firm, most of Aegis’s reported assets under management are handled on a non‑discretionary basis, so advisers commonly provide recommendations that clients must approve before trades are executed.

Aegis is notable among peers for its active broker‑dealer operations and related revenue sources — including transaction charges, payment‑for‑order‑flow arrangements and sweep rebates — and for having a disclosed related law firm; those affiliations are identified in the brochure and are subject to the firm’s conflict‑management policies. The firm primarily charges percentage‑of‑AUM advisory fees rather than flat fixed fees and discloses a history of regulatory actions and settlements that prospective clients may wish to review.

Based on Aegis Capital Corp.

Expertise

Concentrated stock management

Based on Aegis Capital Corp.

Location

1000 SW Broadway, Suite 1220

Portland OR 97205

Advisors at this office

5

Advisors at this office

user avatar

Edward J

Series 63, Series 66

Portland, OR

Aegis Capital Corp.

Edward Jeffery is a financial advisor at Aegis Capital Corp. in Portland, OR, holding Series 63 and Series 66 licenses with 33 years of industry experience. He has been with Aegis Capital Corp. since 2015. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and manages a substantial portion of client assets on a non-discretionary basis.

Concentrated stock management
user avatar

Michael B

Series 63, Series 66

Portland, OR

Aegis Capital Corp.

Michael Burton is a financial advisor at Aegis Capital Corp. in Portland, OR, with six years of industry experience. He holds Series 63 and Series 66 licenses and previously led Burton Consulting Group for 16 years. Outside of his advisory role, he is involved with ACC Agency, Inc., an insurance general agency. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers both discretionary and non-discretionary account options and access to managed account programs through RBC and AXOS platforms.

Concentrated stock management
user avatar

Eric D

Series 63, Series 65

Portland, OR

Aegis Capital Corp.

Eric Davidson is a financial advisor with Aegis Capital Corp. in Portland, OR, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He has been with Aegis since 2015. Outside of his advisory role, he is the managing member of ERIC DAVIDSON ENTERPRISES LLC, which handles consulting work unrelated to investments, and he is involved in sales for Expion 360, a lithium battery manufacturer. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by offering investment advisory, brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm provides both discretionary and non-discretionary account options and supports trade execution, clearing, custody, and reporting services.

Concentrated stock management
user avatar

Asa S

Series 63, Series 65

Portland, OR

Aegis Capital Corp.

Asa Savage is a financial advisor at Aegis Capital Corp. in Portland, OR, holding Series 63 and Series 65 licenses with 28 years of industry experience. He has been with Aegis Capital Corp. since 2015. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs. The firm offers both discretionary and non-discretionary account options and provides trade execution, clearing, custody, and reporting services through affiliations with RBC and AXOS platforms.

Concentrated stock management
user avatar

Glen D

Series 63, Series 66

Portland, OR

Aegis Capital Corp.

Glen Davis is a financial advisor at Aegis Capital Corp. in Portland, OR, with 43 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Aegis since 2015. Outside of his advisory role, Davis is involved in managing several private real estate investment entities. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by offering investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm provides both discretionary and non-discretionary account options and handles trade execution, clearing, custody, and reporting services for its clients.

Concentrated stock management
View complete list of advisors at this office
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")