A complete list of active advisors currently associated with Alba Financial LLC

Warmer can help you find a great advisor at Alba Financial LLC or one who fits your needs even better.

ALBA Financial provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), charitable organizations, corporations and other businesses, and also advises on employer retirement plans. Services described in the brochure include discretionary portfolio management, written and project‑based financial planning, ongoing planning engagements, and employee benefits/retirement plan consulting. The firm says it builds individualized portfolios using asset‑allocation principles and modern portfolio theory, offers ESG screening when clients request it, and may employ third‑party managers or sub‑advisors as part of portfolio implementation. It delivers financial planning both as one‑off written reports and as recurring engagements, and offers educational seminars and speaking engagements on personal finance topics. Noteworthy features disclosed in the brochure include operating a wrap fee program that represents essentially all discretionary AUM and the management of 401(k) assets for organizations — a mix that is uncommon among solo independent advisers. The firm is also affiliated with an independent insurance agency and the principal holds life, health, disability and property/casualty licenses; the brochure discloses that insurance commissions may be received and could create potential conflicts of interest.

To learn more about the advisors currently working at Alba Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.