Align Wealth Management, LLC

Align Wealth Management, LLC serves individual and high‑net‑worth clients with ongoing portfolio management, retirement-plan (pension/401(k)) consulting, and financial planning. The firm manages accounts on several outsourced platforms and provides customized Investment Policy Statements to guide each client’s strategy.

AWML typically manages client accounts on a discretionary basis, documents risk tolerances and investment objectives in written IPSs, and uses a mix of long‑term strategies, third‑party manager selections, and analysis methods that include fundamental, quantitative, technical, and modern portfolio theory. The firm states policies to seek fair and equitable allocation of opportunities across clients, but it does not aggregate (block) trades for multiple client accounts.

A distinctive feature is the firm’s affiliation with an accounting practice: the owner maintains an active CPA practice and the brochure notes the firm may coordinate or refer accounting/tax services, a relationship the firm discloses as a potential conflict of interest. The firm also discloses receipt of custodial and third‑party economic benefits (including program support from SEI and Schwab and a first‑year Fidelity reimbursement arrangement) and fee‑sharing from recommended managers, factors that may affect its selection of platforms or managers.