Little Rock, AR N University Ave Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Amuni Financial, Inc.
Team
Firm-wide stats for Amuni Financial, Inc.
About
Amuni Financial, Inc. provides portfolio management and wrap-fee advisory programs to individuals, high‑net‑worth clients, trusts, estates, and charitable organizations, managing roughly $195 million for about 283 clients across 12 advisors. The firm also operates as a registered broker‑dealer and a licensed insurance agency, offering brokerage execution, insurance product sales, and multiple sponsored advisory programs.
AMUNI uses a fundamental, long‑term investment approach and constructs portfolios from mutual funds, ETFs, stocks, bonds, and other securities, often engaging outside money managers and allowing clients to impose written investment restrictions. Clients may elect discretionary or non‑discretionary arrangements and choose between fee‑based and commission‑based accounts; the majority of regulatory assets (about $158.8M) are managed on a non‑discretionary basis rather than discretionary.
The combination of broker‑dealer activity, licensed insurance sales, and a predominance of non‑discretionary assets distinguishes AMUNI from most multi‑team peers and gives rise to potential conflicts of interest (for example, commission compensation on insurance products, compensation tied to securities‑based loan programs, and economic benefits from its clearing relationship). The firm partners with a national clearing agent for custody and execution, sponsors multiple wrap/UMA programs, and does not operate a standalone financial planning service.
Based on Amuni Financial, Inc.
Location
1501 N University Ave, Suite 330
Little Rock AR 72207
Advisors at this office
4
Advisors at this office
Richard G
Series 63, Series 65
Little Rock, AR
Amuni Financial, Inc.
Richard Giffin is a financial advisor with Amuni Financial, Inc. in Little Rock, Arkansas, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has been with American Municipal Securities, Inc. since 1993. Amuni Financial, Inc. provides portfolio management and advisory services to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm employs a fundamental, long-term investment approach and manages approximately $159.7 million in regulatory assets through a team of 11 advisors.
Robert H
Series 63, Series 65
Little Rock, AR
Amuni Financial, Inc.
Robert House is a financial advisor at Amuni Financial, Inc. with 40 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at American Municipal Securities, Inc. since 2001. Outside of his advisory role, he holds a life insurance license in Arkansas. Amuni Financial, Inc. manages portfolios for individuals, high-net-worth clients, trusts, estates, and charitable organizations, using a fundamental, long-term investment approach. The firm offers both advisory and brokerage services, with a focus on non-discretionary asset management and a mix of mutual funds, ETFs, stocks, and bonds.
John S
Series 63, Series 66
Little Rock, AR
Amuni Financial, Inc.
John Satterfield is a financial advisor at Amuni Financial, Inc. in Little Rock, AR, holding Series 63 and Series 66 licenses with 40 years of industry experience. He has worked at American Municipal Securities, Inc. since 1993. Outside of advisory work, he is a co-owner of Clout Services LLC, a package delivery business. Amuni Financial, Inc. manages approximately $159.7 million in assets for individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm employs a fundamental, long-term investment approach and offers fee-based portfolio management and wrap fee programs tailored to individual client objectives and risk tolerance.
Larry F
Series 63, Series 65
Little Rock, AR
Amuni Financial, Inc.
Larry Furrer is a financial advisor at Amuni Financial, Inc. in Little Rock, Arkansas, holding Series 63 and Series 65 licenses with 45 years of industry experience. He has been associated with American Municipal Securities, Inc. since 1993. Outside of his advisory work, he serves as secretary-treasurer for the Kiwanis Club in Little Rock, contributing to community service activities. Amuni Financial, Inc. manages approximately $195 million for individuals, high-net-worth clients, trusts, estates, and charitable organizations through portfolio management and wrap-fee advisory programs. The firm employs a fundamental, long-term investment approach using mutual funds, ETFs, stocks, bonds, and other securities, with a notable emphasis on non-discretionary asset management.
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