Houston, TX Mercer St. logo

Houston, TX Mercer St. Office

Team
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Arkos Global Advisors, LLC logo

Arkos Global Advisors, LLC

Team

Firm-wide stats for Arkos Global Advisors, LLC

Total advisors

12

Across 2 offices

Clients per advisor

36 Low

Avg AUM per client

$2,377,405 Very High

HNW client ratio

37% Typical

About

Arkos Global Advisors offers financial planning, consulting and wealth management to individuals, trusts, estates, charitable organizations and business entities, providing discretionary portfolio management as well as stand‑alone planning engagements. Its portfolios are built from mutual funds, ETFs, individual debt and equity securities and allocations to Independent Managers, and the firm serves both retail and high‑net‑worth clients.

The firm combines fundamental, technical and cyclical analysis with in‑house fundamental and quantitative research and third‑party research to construct diversified, goal‑oriented portfolios. Arkos Global Advisors may implement active strategies across internally managed and separately managed accounts, including the use of long and short equity positions and margin borrowing when appropriate.

The brochure discloses a referral relationship with a certified public accounting firm for client accounting services and notes the potential conflict of interest while stating the adviser does not receive fees from that CPA firm, an affiliation that is uncommon among similar team firms. Likewise, the firm’s explicit disclosure that it may authorize margin and take short positions in client accounts—practices less typical for many team advisers focused on long‑only strategies—marks a notable difference from many peers.

Based on Arkos Global Advisors, LLC

Expertise

General retirement planning Wealth management Charitable giving & philanthropy

Based on Arkos Global Advisors, LLC

Location

3306 Mercer St.

Houston TX 77027

Advisors at this office

8

Advisors at this office

user avatar

Jeffrey T

Series 63, Series 65

Houston, TX

Arkos Global Advisors, LLC

Jeffrey Thomas is a financial advisor at Arkos Global Advisors, LLC with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Morgan Stanley in various capacities from 2000 to 2017 and at Archetype Wealth Partners since 2017. Outside of his advisory work, he serves as a board member of Medical Bridges and is the stewardship chair at West University Methodist Church. Arkos Global Advisors provides financial planning, consulting, and wealth management services to individuals, trusts, estates, charitable organizations, and business entities. The firm constructs diversified portfolios using fundamental, technical, and cyclical analysis combined with in-house and third-party research, serving both retail and high-net-worth clients.

General retirement planning Wealth management Charitable giving & philanthropy
user avatar

Craig D

Series 66

Houston, TX

Arkos Global Advisors, LLC

Craig Dawson is a financial advisor at Arkos Global Advisors, LLC in Houston, TX, with 17 years of industry experience. He holds a Series 66 designation and has previously worked at HighTower Advisors LLC, Hightower Securities LLC, and Salient Capital entities. Arkos Global Advisors serves individuals, trusts, estates, charitable organizations, and business entities by providing financial planning, consulting, and portfolio management services. The firm combines fundamental, technical, and quantitative analysis to tailor portfolios and offers discretionary investment management along with ongoing account monitoring and manager due diligence.

General retirement planning Wealth management Charitable giving & philanthropy
user avatar

Michael R

Series 63

Houston, TX

Arkos Global Advisors, LLC

Michael Richter is a financial advisor with Arkos Global Advisors, LLC in Houston, TX. He holds a Series 63 designation and has 29 years of industry experience. His prior work includes roles at Archetype Wealth Partners, LLC and BDO USA, LLP. Outside of advising, he serves as chairman of the board for the charity Second Wind and is a board member of The Barnabas Group. Arkos Global Advisors provides financial planning, consulting, and wealth management services to individuals, trusts, estates, charitable organizations, and business entities. The firm employs a combination of fundamental, technical, and cyclical analysis along with both internal and third-party research to create diversified, goal-oriented portfolios, serving both retail and high-net-worth clients.

General retirement planning Wealth management Charitable giving & philanthropy
user avatar

Samuel K

Series 65

Houston, TX

Arkos Global Advisors, LLC

Samuel Komitor is a financial advisor at Arkos Global Advisors, LLC in Houston, TX, holding a Series 65 designation. He joined Arkos Global Advisors in 2026 and previously worked at Alvarez & Marsal from 2020 to 2025. His background also includes positions at PricewaterhouseCoopers, NCR Corporation, and The Coca-Cola Company, as well as studies at the Georgia Institute of Technology. Arkos Global Advisors provides financial planning, consulting, and wealth management services to individuals, trusts, estates, charitable organizations, and business entities. The firm employs a combination of fundamental, technical, and cyclical analysis along with both internal and third-party research to construct diversified, goal-oriented portfolios, offering active strategies that may include long and short equity positions and margin borrowing.

General retirement planning Wealth management Charitable giving & philanthropy
user avatar

Trevor H

Series 65

Houston, TX

Arkos Global Advisors, LLC

Trevor Harris is a financial advisor at Arkos Global Advisors, LLC with five years of industry experience. He holds a Series 65 designation and has worked at Archetype Wealth Partners, LLC, Micah Project, Memorial Drive Presbyterian Church, and Wilson Company. Arkos Global Advisors serves individuals, trusts, estates, charitable organizations, and business entities by providing financial planning, consulting, and portfolio management services. The firm combines comprehensive planning with discretionary investment management, using a mix of fundamental, technical, and quantitative analysis to tailor portfolios and conducts ongoing monitoring and periodic client reviews.

General retirement planning Wealth management Charitable giving & philanthropy
user avatar

Ethan P

Series 66

Houston, TX

Arkos Global Advisors, LLC

Ethan Pollard is a financial advisor with Arkos Global Advisors, LLC in Houston, TX, holding a Series 66 designation and 13 years of industry experience. He has worked at Archetype Wealth Partners, LLC since 2017 and previously held roles at Morgan Stanley Private Bank and Morgan Stanley Smith Barney from 2012 to 2017. Arkos Global Advisors provides financial planning, consulting, and portfolio management services to individuals, trusts, estates, charitable organizations, and business entities. The firm combines comprehensive planning with discretionary investment management using fundamental, technical, and quantitative analysis, and conducts ongoing account monitoring and manager due diligence.

General retirement planning Wealth management Charitable giving & philanthropy
user avatar

Andrew D

Series 66

Houston, TX

Arkos Global Advisors, LLC

Andrew Dowell is a financial advisor at Arkos Global Advisors, LLC in Houston, TX, holding a Series 66 designation with eight years of industry experience. He previously worked at Archetype Wealth Partners and Morgan Stanley. Outside of his advisory role, he co-owns a family investment vehicle used to invest privately in real estate and startup companies. Arkos Global Advisors serves individuals, trusts, estates, charitable organizations, and business entities by providing financial planning, consulting, and portfolio management services. The firm combines comprehensive planning with discretionary investment management, employing a mix of fundamental, technical, and quantitative analysis.

General retirement planning Wealth management Charitable giving & philanthropy
user avatar

James L

Series 63, Series 65

Houston, TX

Arkos Global Advisors, LLC

James Leopold II is a financial advisor at Arkos Global Advisors, LLC in Houston, TX, holding Series 63 and Series 65 licenses with 10 years of industry experience. He previously worked at The Prudential Insurance Company of America and Pruco Securities, LLC from 2016 to 2021. Arkos Global Advisors provides financial planning, consulting, and wealth management services to individuals, trusts, estates, charitable organizations, and business entities. The firm uses a combination of fundamental, technical, and cyclical analysis alongside both in-house and third-party research to build diversified, goal-oriented portfolios for retail and high-net-worth clients.

General retirement planning Wealth management Charitable giving & philanthropy
View complete list of advisors at this office
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