ASG Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$28,261,743
Clients
24
Advisors
4
across 2 offices
About
ASG Capital provides ongoing portfolio management, financial planning, and customized research to high‑net‑worth individuals and institutional clients, including banks, thrift institutions, investment companies, and insurance companies. The firm also acts as adviser and sponsor to four pooled investment vehicles and offers investment supervisory services tailored by Investment Policy Statements.
ASG works with clients on both a discretionary and non‑discretionary basis and documents goals, risk tolerance and asset allocation in individual Investment Policy Statements. The firm uses charting, fundamental and technical analysis and emphasizes global diversification across fixed income and hybrid instruments, including senior and subordinated debt, preferred securities, hybrid corporate bonds and contingent convertible bonds, with periodic (at least quarterly) account review.
ASG is uncommon among similarly sized peers in that it sponsors and advises multiple pooled funds (two domiciled offshore and offered only to non‑U.S. investors) and charges performance‑based fees to at least one private fund, a structure the firm discloses as a potential conflict of interest. Its combination of serving insurance and other institutional clients, managing private pooled vehicles, and providing specialized research on hybrid and contingent‑convertible securities distinguishes its business model from many supported advisory firms.
Client services
Expertise
Fee options
$250,000 - $999,999: 1.75% $1,000,000+: 1.50%
15% performance fee annually based on the fund's performance over an annual highwater mark for the LFP – ASG Enhanced Income Fund, available only to accredited investors.
Account minimum: $250,000
Main office
See office150 SE 2nd Avenue, Suite 704
Miami FL 33131
Advisors at this office
3
Offices (2)
Most active in
Florida
Also doing business as
Asg Capital · Asg Capital, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Steven G
Series 65
Miami, FL
ASG Capital
Steven Groslin is a financial advisor at ASG Capital LLC with 12 years of industry experience. He holds a Series 65 designation and has worked at ASG Capital since 2013. Through his ownership of ASG Asset Management Inc., he acts as a sponsor and adviser to two pooled investment vehicles offered exclusively to non-U.S. investors. ASG Capital provides portfolio management, financial planning, and customized research to high-net-worth individuals and institutional clients, including banks and insurance companies. The firm sponsors multiple pooled funds and focuses on global diversification across fixed income and hybrid instruments, using both fundamental and technical analysis.
Nathan C
Series 65
Bay Harbor Islands, FL
ASG Capital
Nathan Cohen is a Series 65 licensed advisor with ASG Capital, based in Bay Harbor Islands, FL, and has recently started his career in the financial industry. His prior experience includes roles at Morgan Stanley and Kamet Ventures. Outside of finance, he has worked in education, including teaching positions at Miami Beach Senior High and Ruth K Broad K-8. ASG Capital provides portfolio management, financial planning, and customized research to high-net-worth individuals and institutional clients, including banks and insurance companies. The firm is noted for sponsoring multiple pooled investment vehicles and employing a strategy focused on global diversification across fixed income and hybrid securities.
Ygal C
Series 63, Series 66
Miami, FL
ASG Capital
Ygal Cohen is a financial advisor at ASG Capital with 17 years of industry experience. He holds Series 63 and Series 66 licenses and has been with ASG Asset Management, Inc. and ASG Capital since 2008. Outside of his advisory role, Cohen is the owner of YCO LLC, a real estate company. He also acts as a sponsor and adviser to two pooled investment vehicles offered exclusively to non-U.S. citizens. ASG Capital provides portfolio management, financial planning, and customized research to high-net-worth individuals and institutional clients. The firm advises multiple pooled investment vehicles and emphasizes global diversification across fixed income and hybrid instruments, offering both discretionary and non-discretionary services tailored to individual investment policies.
Fabien T
Series 65
Miami, FL
ASG Capital
Fabien Tabouret is a financial advisor at ASG Capital with five years of industry experience. He holds a Series 65 designation and has worked at ASG Capital since 2019. Prior to that, he was employed at CMA-CGM and Dos Consulting. ASG Capital provides portfolio management, financial planning, and customized research to high-net-worth individuals and institutional clients, including banks and insurance companies. The firm offers discretionary and non-discretionary investment services with a focus on global diversification and specializes in hybrid and contingent convertible securities.
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