A complete list of active advisors currently associated with ASG Capital

Warmer can help you find a great advisor at ASG Capital or one who fits your needs even better.

ASG Capital provides ongoing portfolio management, financial planning, and customized research to high‑net‑worth individuals and institutional clients, including banks, thrift institutions, investment companies, and insurance companies. The firm also acts as adviser and sponsor to four pooled investment vehicles and offers investment supervisory services tailored by Investment Policy Statements. ASG works with clients on both a discretionary and non‑discretionary basis and documents goals, risk tolerance and asset allocation in individual Investment Policy Statements. The firm uses charting, fundamental and technical analysis and emphasizes global diversification across fixed income and hybrid instruments, including senior and subordinated debt, preferred securities, hybrid corporate bonds and contingent convertible bonds, with periodic (at least quarterly) account review. ASG is uncommon among similarly sized peers in that it sponsors and advises multiple pooled funds (two domiciled offshore and offered only to non‑U.S. investors) and charges performance‑based fees to at least one private fund, a structure the firm discloses as a potential conflict of interest. Its combination of serving insurance and other institutional clients, managing private pooled vehicles, and providing specialized research on hybrid and contingent‑convertible securities distinguishes its business model from many supported advisory firms.

To learn more about the advisors currently working at ASG Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.